TIDMAJB

RNS Number : 6907W

AJ Bell PLC

13 December 2023

AJ Bell plc

("AJ Bell" or the "Company")

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell announces that on 12 December 2023, it was notified of the following transactions ( Transactions ) which took place on 11 December 2023:

(1) that each person discharging managerial responsibilities ( PDMR) in AJ Bell who is named in column (1) of the below table purchased the number of ordinary shares of GBP0.000125 each (Ordinary Shares) in the issued share capital of AJ Bell set alongside their respective names in column (2) of the below table under the Company's Buy As You Earn scheme (BAYE) at a price of GBP3.116554 per Ordinary Share.

 
      (1)                (2) 
 PDMR             Number of Ordinary 
                    Shares acquired 
                 ------------------- 
 Roger Stott              48 
                 ------------------- 
 Mo Tagari                48 
                 ------------------- 
 Liz Carrington           48 
                 ------------------- 
 Billy Mackay             48 
                 ------------------- 
 Karen Goodman            48 
                 ------------------- 
 Kina Sinclair            48 
                 ------------------- 
 Charlie Musson           48 
                 ------------------- 
 

(2) that Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR, purchased 48 Ordinary Shares (Ordinary Shares) under the BAYE at a price of GBP3.116554 per Ordinary Share.

(3) Following completion of the above Transactions, each PDMR who is named in column (1) of the below table is interested in the number of Ordinary Shares in AJ Bell and percentage of AJ Bell's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

 
      (1)                (2)                  (3) 
 PDMR             Number of Ordinary   % of issued share 
                     Shares in which             capital 
                          interested 
                 -------------------  ------------------ 
 Roger Stott                 254,060               0.062 
                 -------------------  ------------------ 
 Mo Tagari                   110,188               0.027 
                 -------------------  ------------------ 
 Liz Carrington              606,291               0.147 
                 -------------------  ------------------ 
 Billy Mackay              1,506,084               0.365 
                 -------------------  ------------------ 
 Karen Goodman                 4,688               0.001 
                 -------------------  ------------------ 
 Kina Sinclair                 9,889               0.002 
                 -------------------  ------------------ 
 Charlie Musson              333,510               0.081 
                 -------------------  ------------------ 
 

The notifications below, made in accordance with the requirements of the UK Market Abuse Regulation, provide further details.

ENQUIRIES

AJ Bell

   Olubunmi Likinyo, Company Secretary                                            +44 (0) 784 242 5845 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Roger Stott 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Chief Operating Officer/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Aggregated 
        Price 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Mohamed Tagari 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Chief Technology Officer/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Elizabeth Carrington 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        HR Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Billy Mackay 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Advised Managing Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Karen Goodman 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Chief Risk Officer/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Kina Sinclair 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Group Legal Services Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Charles Musson 
      -------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Acting D2C Managing Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP3.116554                                   48 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                   Nicholas Carrington 
      -------------------------------------  --------------------------------------------------- 
       Reason for the notification 
  2 
      ------------------------------------------------------------------------------------------ 
 a)    Position/status                        PCA with Elizabeth Carrington, HR Director/PDMR 
      -------------------------------------  --------------------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------------------- 
 d)    Price(s) and                           Price(s)                      Volume(s) 
        volume(s) 
      -------------------------------------  ----------------------------  --------------------- 
                                GBP3.116554                                          48 
  -----------------------------------------------------------------------  --------------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------------------- 
 f)    Date of the transaction                11 December 2023 
      -------------------------------------  --------------------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------------------- 
 

Name of officer of issuer responsible for making notification: Olubunmi Likinyo (Company Secretary)

Date of notification: 13 December 2023

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END

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December 13, 2023 11:11 ET (16:11 GMT)

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