UBS AG (EPT) Form 8.5 (EPT/RI) Replacement (9472I)
05 September 2016 - 7:42PM
UK Regulatory
TIDMARM
RNS Number : 9472I
UBS AG (EPT)
05 September 2016
This announcement replaces the previous announcement 8351I at
11:40 AM on 1st September 2016. Amendments made to 3 (a) Purchases
and Sales.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
------------------------------------------------------------- -------------------------------------------------------
(b) Name of offeror/offeree in relation to whose relevant ARM Holdings Plc
securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------- -------------------------------------------------------
(c) Name of the party to the offer with which exempt ARM Holdings Plc offeree to SoftBank Group Corporation
principal trader is connected:
------------------------------------------------------------- -------------------------------------------------------
(d) Date dealing undertaken: 01 September 2016
------------------------------------------------------------- -------------------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt NO
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------------------------------- -------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
0.05p ordinary Buy 3332409 17.02000 GBP 16.93955 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
0.05p ordinary Sell 463690 17.01500 GBP 16.93955 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Long 85 16.9828586 GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Long 682 17.001891 GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Long 17117 17.00744874 GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Long 250 17.00058 GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Short 250 17.01
GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Short 232133 16.97
GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Short 2168000 16.975
GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Short 453700 16.98
GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
0.05p ordinary CFD Short 250000 16.96848 GBP
------------------------- -------------------- ------------------------ ------------------------- ----------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 05 September 2016
--------------------- --------------------
Contact name: Tahmidul Haque
--------------------- --------------------
Telephone number: +44 (0)20 7568 1245
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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