Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Aviva Plc (6072Y)
02 December 2014 - 10:47PM
UK Regulatory
TIDMAV.A
RNS Number : 6072Y
Morgan Stanley Securities Limited
02 December 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Aviva Plc
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is Aviva Plc
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 01 DECEMBER 2014
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code YES
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
25p ordinary PURCHASES 1,149,833 5.0700 GBP 4.9800 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
25p ordinary SALES 446,551 5.0620 GBP 4.9810 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 3,090 4.9915 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 99,589 4.9930 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 60,988 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 1,238 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 59 5.0000 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 196 5.0000 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 11 5.0000 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 1,089 5.0033 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 9,802 5.0033 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 29,900 5.0050 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 466 5.0085 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 484 5.0110 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 92,175 5.0110 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 25,976 5.0123 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 7,099 5.0550 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 41 4.9917 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 33 4.9918 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 4,158 4.9925 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 391 4.9925 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 19 4.9926 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 3,221 4.9938 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 79,971 4.9938 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 10,161 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 5,315 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 1,771 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 7,996 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 647 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 135 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 7,099 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 260 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 25,600 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 2,422 4.9942 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 693 4.9966 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 4,000 4.9967 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 58 4.9974 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 1,590 4.9986 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 5,888 5.0014 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 4,148 5.0014 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 995 5.0014 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 28,844 5.0014 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 659 5.0022 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 9,802 5.0022 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 74,392 5.0050 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 499 5.0052 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 4,793 5.0052 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 75 5.0072 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 722 5.0075 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 1,141 5.0107 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 248,422 5.0110 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 92,175 5.0112 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 8,889 5.0119 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 624 5.0119 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 3,389 5.0119 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 13,402 5.0138 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 1,024 5.0138 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 495 5.0165 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 1,087 5.0165 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 41,390 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD LONG 36,575 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 33,744 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
25p ordinary CFD SHORT 139,766 4.9940 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 02 DECEMBER 2014
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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