BARCLAYS PLC DISCLOSURE FORM - XL GROUP PLC
27 April 2015 - 9:11PM
UK Regulatory
TIDMBARC
DISCLOSURE FORMS
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL DERRIVATIVE FUNDING LLC
(b) Name of offeror/offeree in relation to whose XL GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CATLIN GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 24 April 2015
2. POSITIONS
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 279,333 0.11% 2,105,111 0.82%
(2) Derivatives (other than
options): 2,660,144 1.04% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,939,477 1.15% 2,105,111 0.82%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS
(a) Purchases and sales
Class of relevant Purchase/sell Number of Price per unit
security securities
ORD Purchase 21 37.7200 USD
ORD Purchase 136 37.8050 USD
ORD Sale 21 37.7200 USD
(b) Derivatives transactions (other than options)
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
securities
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in
concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant
securities under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 27 Apr 2015
Contact name: RAJESH MUTHANNA
Telephone number: 020 3555 4634
This information is provided by Business Wire
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