TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 October 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,981 0.01% 505,287 0.34%
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 9,500 0.01% 19,600 0.01%
TOTAL: 144,481 0.11% 939,246 0.64%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 81 27.8100 USD
ORD Purchase 100 27.8200 USD
ORD Purchase 213 27.5000 USD
ORD Purchase 500 27.4900 USD
ORD Purchase 579 27.5939 USD
ORD Purchase 660 27.5898 USD
ORD Purchase 700 27.6357 USD
ORD Purchase 800 27.8081 USD
ORD Purchase 1,314 27.5780 USD
ORD Purchase 1,975 27.5695 USD
ORD Purchase 2,100 27.5630 USD
ORD Purchase 2,200 27.5513 USD
ORD Purchase 2,472 27.5800 USD
ORD Purchase 3,221 27.6220 USD
ORD Purchase 3,500 27.5283 USD
ORD Purchase 4,200 27.5869 USD
ORD Purchase 4,841 27.5611 USD
ORD Purchase 4,950 27.5565 USD
ORD Purchase 9,749 27.5726 USD
ORD Purchase 15,657 27.5139 USD
ORD Sale 1 27.8301 USD
ORD Sale 100 27.8200 USD
ORD Sale 100 27.5100 USD
ORD Sale 249 27.5000 USD
ORD Sale 300 27.8100 USD
ORD Sale 319 27.5001 USD
ORD Sale 437 27.4797 USD
ORD Sale 500 27.5060 USD
ORD Sale 500 27.5110 USD
ORD Sale 600 27.5983 USD
ORD Sale 656 27.5921 USD
ORD Sale 1,600 27.5793 USD
ORD Sale 1,819 27.5395 USD
ORD Sale 3,164 27.4985 USD
ORD Sale 3,800 27.4969 USD
ORD Sale 5,800 27.5722 USD
ORD Sale 7,336 27.5324 USD
ORD Sale 8,476 27.5605 USD
ORD Sale 23,061 27.5728 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
(MORE TO FOLLOW) Dow Jones Newswires
October 09, 2015 09:20 ET (13:20 GMT)
Barclays (LSE:BARC)
Historical Stock Chart
From Apr 2024 to May 2024
Barclays (LSE:BARC)
Historical Stock Chart
From May 2023 to May 2024