Barclays PLC Form 8.3 - NortonLifeLock Inc. (5005W)
18 August 2022 - 8:52PM
UK Regulatory
TIDMBARC TIDMNLOK TIDMAVST
RNS Number : 5005W
Barclays PLC
18 August 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
------------------------------------------------
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
--------------- ----------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
--------------- ----------------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
--------------- ----------------------------------------------------------------
(e) Date position held/dealing undertaken: 17 Aug 2022
--------------- ----------------------------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser YES:
making
disclosures in respect of any other party to the offer? AVAST PLC
--------------- ---------------------------------------------------------------- ---------------------- -----------
2. POSITIONS OF THE PERSON MAKING
THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
------------------------- ------------------------
Number (%) Number (%)
-------------- ----------- -----------
(1) Relevant securities owned
and/or controlled: 1,277,129 0.22% 1,411,807 0.25%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(2) Cash-settled derivatives:
and/or controlled: 1,509,373 0.26% 3,757,122 0.66%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 73,200 0.01% 150,000 0.03%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
TOTAL: 2,859,702 0.50% 5,318,929 0.93%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
-------------- --------- ----------- -----------
Details, including nature of the rights
concerned and relevant percentages:
-------------- --------- ----------- -----------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 34 23.7900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 68 23.7700 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 68 23.7775 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 100 23.8600 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 101 23.8200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 136 23.7750 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 200 23.7300 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 212 23.7833 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 234 23.7950 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 278 23.7816 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 300 23.8400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 452 23.7731 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,043 23.7673 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,313 23.7717 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,392 23.7917 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,662 23.7759 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,672 23.7882 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,085 23.7684 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,379 23.7710 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,404 23.8303 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,134 23.7800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,181 23.8026 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,394 23.7747 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 6,144 23.7692 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 6,484 23.7616 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 7,276 23.7989 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 9,331 23.7793 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 9,355 23.8000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 15,574 23.7947 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 17,135 23.7537 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 18,543 23.8153 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 24,354 23.7640 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 39,440 23.7738 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 41,853 23.7828 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 49,958 23.7992 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 97,188 23.7999 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 219,973 23.7584 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1 23.7700 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2 23.7950 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 3 23.7666 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 5 23.7920 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 5 23.7720 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 7 23.7921 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 9 23.7833 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 15 23.7853 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 16 23.7856 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 16 23.7887 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 68 23.7500 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 146 23.6500 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 149 23.6995 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 300 23.8400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 300 23.6716 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 395 23.8056 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 397 23.7398 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 421 23.7426 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 489 23.6886 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 500 23.8600 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 664 23.7773 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 770 23.7626 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 790 23.7355 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 794 23.7442 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 863 24.0400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,018 23.7397 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,143 23.7620 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,401 23.7423 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,468 23.7384 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,667 23.7821 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,700 23.6991 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2,946 23.7324 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 3,686 23.7800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 4,944 23.7898 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 7,536 23.7145 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 8,567 23.8000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 10,314 23.7501 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 10,664 23.7986 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 10,943 23.7923 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 11,432 23.7872 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 32,022 23.8011 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 49,795 23.7995 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 51,259 23.7922 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 97,109 23.7999 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 121,253 23.7468 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 149,770 23.7712 USD
------------------------------ ------------------------- ------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
--------------------------------- ------------------------------ ------------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- --------------- ------------- -------------- --------- ----------- -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price per
security securities unit
--------------------------------- ------------------------------ ------------------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit
(if
security applicable)
------------------------------ ------------------------- ------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
--------------------------------------------------------------------------------- --------- ----------- -----------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to
which
any derivative is referenced:
--------------------------------- --------------- ------------- -------------- --------- ----------- -----------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Aug 2022
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Contact name: Large Holdings Regulatory Operations
---------------------------------------------------
Telephone number: 020 3134 7213
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
---------------------------------------------------
relevant securities this from relates:
-------------- --------- ----------- -----------
2. OPTIONS AND DERIVATIVES
Class of Product Writing, Number of Exercise Type Expiry date
relevant description purchasing, securities price per
security selling, to which unit
varying etc option
relates
USD 0.01
common Call Options Purchased 56,100 25.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -112,200 28.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -20,700 27.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -17,100 27.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Put Options Written 17,100 25.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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RETBKFBQKBKDCFD
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