TIDMBRK
RNS Number : 4592V
Brooks Macdonald Group PLC
03 November 2017
Brooks Macdonald Group plc
(the "Company")
Director/PDMR shareholding
The Company has received notice that certain employees, PDMRs
and PCAs have transacted in ordinary shares of 1p each in the
Company ("Ordinary Shares").
The Company has received notice that, on 31 October 2017,
certain employees and one PDMR exercised options over a total of
10,586 Ordinary Shares in accordance with the rules, and due to the
maturation, of the Company Share Option Plan ("CSOP"). Pursuant to
the exercise of these options, the Company has made an application
to the London Stock Exchange for 10,586 new Ordinary Shares to be
admitted to trading on AIM ("Admission"). It is expected that
Admission will become effective on 6 November 2017.
The Company has also received notice that, on 31 October 2017,
certain employees and PDMRs exercised options over a total of
38,753 Ordinary Shares under the Company's existing Long Term
Incentive Scheme ("LTIS") Award. No new Ordinary Shares have been
issued to satisfy the LTIS awards. Following the exercise of
options, the Brooks Macdonald Group Employee Benefit Trust (the
"EBT") has transferred 38,753 Ordinary Shares to satisfy the
awards. Following this transfer the EBT now holds 196,930 Ordinary
Shares, representing 1.43% of the Company's current voting
rights.
Following this notification, the Company has 13,815,263 Ordinary
Shares in issue.
Template for notification and public disclosure of transactions
by persons discharging managerial responsibilities and persons
closely associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
---- ------------------------------------------------------------------------
a) Name Simon Jackson
---- ------------------------------- ---------------------------------------
2 Reason for the notification
---- ------------------------------------------------------------------------
a) Position/status Finance Director
---- ------------------------------- ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- ------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- ------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- ------------------------------- ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- ------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ------------------------------------------------------------------------
a) Description of Options over 2,067 Ordinary
the financial Shares
instrument, type
of instrument
----
Identification
code
b) Nature of the Exercise of options over a
transaction total of 2,067 Ordinary Shares
under the Company's existing
CSOP
---- ------------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- ---------------------- ------------
Exercise Volume
Price
---- --------------------- ------------
GBP13.805 2,067
---------------------------------------------------------- ------------
d) Aggregated information
----
- Aggregated volume Exercise Volume
Price
----------- -------
GBP13.805 2,067
----------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -----------------------------------------------------------------------
a) Description of Options over 10,991 Ordinary
the financial Shares
instrument, type
of instrument
----
Identification
code
b) Nature of the Exercise of options over a
transaction total of 10,991 ordinary shares
under the Company's existing
LTIS.
---- ----------------------------- ----------------------------------------
c) Price(s) and volume(s)
---- --------------------- --------------
Exercise Volume
Price
---- -------------------- --------------
GBP0.01 10,991
------------------------------------------------------- --------------
d) Aggregated information
----
- Aggregated volume Exercise Volume
Price
---------- -------
GBP0.01 10,991
---------- -------
- Price
e) Date of the transaction 31 October 2017
---- ----------------------------- ----------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ----------------------------- ----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Ordinary Shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Simon Jackson has sold 24,136
transaction Ordinary Shares from his share
account
---- --------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- ---------------------- ------------
Price Volume
---- --------------------- ------------
GBP19.55175 24,136
------------------------------------------------------ ------------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 24,136
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- --------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- --------------------------- ---------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- ----------------------------------------------------------------------
a) Name Sally Jackson
---- ----------------------------- ---------------------------------------
2 Reason for the notification
---- ----------------------------------------------------------------------
a) Position/status Notification concerns a PCA.
The relevant PDMR is Simon
Jackson, Finance Director
---- ----------------------------- ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- ----------------------------- ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- ----------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- ----------------------------- ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- ----------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ----------------------------------------------------------------------
a) Description of Ordinary shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Sally Jackson has sold 11,847
transaction Ordinary Shares from her share
account
---- ----------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- ----------------------- -----------
Price Volume
---- ---------------------- -----------
GBP19.55175 11,847
--------------------------------------------------------- -----------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 11,847
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- ----------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ----------------------------- ---------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -------------------------------------------------------------------------
a) Name Chris Macdonald
---- -------------------------------- ---------------------------------------
2 Reason for the notification
---- -------------------------------------------------------------------------
a) Position/status Deputy Chairman
---- -------------------------------- ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- -------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- -------------------------------- ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- -------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -------------------------------------------------------------------------
a) Description of Options over 4,533 Ordinary
the financial Shares
instrument, type
of instrument
----
Identification
code
b) Nature of the Exercise of options over a
transaction total of 4,533 ordinary shares
under the Company's existing
LTIS.
---- -------------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- --------------------- -------------
Exercise Volume
Price
---- -------------------- -------------
GBP0.01 4,533
---------------------------------------------------------- -------------
d) Aggregated information
----
- Aggregated volume Exercise Volume
Price
---------- -------
GBP0.01 4,533
---------- -------
- Price
e) Date of the transaction 31 October 2017
---- -------------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- -------------------------------- ---------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -------------------------------------------------------------------------
a) Name Andrew Shepherd
---- -------------------------------- ---------------------------------------
2 Reason for the notification
---- -------------------------------------------------------------------------
a) Position/status Deputy Chief Executive Officer
---- -------------------------------- ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- -------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- -------------------------------- ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- -------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -------------------------------------------------------------------------
a) Description of Options over 4,567 Ordinary
the financial Shares
instrument, type
of instrument
----
Identification
code
b) Nature of the Exercise of options over a
transaction total of 4,567 ordinary shares
under the Company's existing
LTIS.
---- -------------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- --------------------- -------------
Exercise Volume
Price
---- -------------------- -------------
GBP0.01 4,567
---------------------------------------------------------- -------------
d) Aggregated information
----
- Aggregated volume Exercise Volume
Price
---------- -------
GBP0.01 4,567
---------- -------
- Price
e) Date of the transaction 31 October 2017
---- -------------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- -------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ---------------------------------------------------------------------
a) Description of Ordinary Shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Andrew Shepherd has sold 5,567
transaction Ordinary Shares from his Share
account
---- ---------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- ----------------------- -----------
Price Volume
---- ---------------------- -----------
GBP19.55175 5,567
-------------------------------------------------------- -----------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 5,567
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- ---------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ---------------------------- ---------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -------------------------------------------------------------------------
a) Name Alison Shepherd
---- ------------------------------ -----------------------------------------
2 Reason for the notification
---- -------------------------------------------------------------------------
a) Position/status Notification concerns a PCA.
The relevant PDMR is Andrew
Shepherd, Deputy Chief Executive
Officer
---- ------------------------------ -----------------------------------------
b) Initial notification Initial notification
/ Amendment
---- ------------------------------ -----------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- ------------------------------ -----------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- ------------------------------ -----------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -------------------------------------------------------------------------
a) Description of Ordinary shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Alison Shepherd has sold 1,000
transaction Ordinary Shares from her share
account
---- ------------------------------ -----------------------------------------
c) Price(s) and volume(s)
---- ------------------------- -----------
Price Volume
---- ------------------------ -----------
GBP19.55175 1,000
------------------------------------------------------------ -----------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 1,000
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------ -----------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ------------------------------ -----------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- --------------------------------------------------------------------------
a) Name Richard Spencer
---- --------------------------------- ---------------------------------------
2 Reason for the notification
---- --------------------------------------------------------------------------
a) Position/status Chief Investment Officer
---- --------------------------------- ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- --------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- --------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- --------------------------------- ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- --------------------------------- ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------------
a) Description of Ordinary Shares at 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Richard Spencer has transferred
transaction 150,000 Ordinary Shares to
his wife, Fiona Spencer, for
nil consideration
---- --------------------------------- ---------------------------------------
c) Price(s) and volume(s)
---- --------------- -------------------
Price Volume
---- -------------- -------------------
nil 150,000
----------------------------------------------------- -------------------
d) Aggregated information
----
- Aggregated volume Price Volume
------- --------
nil 150,000
------- --------
- Price
e) Date of the transaction 31 October 2017
---- --------------------------------- ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- --------------------------------- ---------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -------------------------------------------------------------------------
a) Name Fiona Spencer
---- --------------------------------- --------------------------------------
2 Reason for the notification
---- -------------------------------------------------------------------------
a) Position/status Notification concerns a PCA.
The relevant PDMR is Richard
Spencer, Chief Investment
Officer
---- --------------------------------- --------------------------------------
b) Initial notification Initial notification
/ Amendment
---- --------------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -------------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- --------------------------------- --------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- --------------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -------------------------------------------------------------------------
a) Description of Ordinary shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Fiona Spencer has received
transaction 150,000 Ordinary Shares from
her husband, Richard Spencer,
for nil consideration
---- --------------------------------- --------------------------------------
c) Price(s) and volume(s)
---- --------------- ------------------
Price Volume
---- -------------- ------------------
nil 150,000
----------------------------------------------------- ------------------
d) Aggregated information
----
- Aggregated volume Price Volume
------- --------
nil 150,000
------- --------
- Price
e) Date of the transaction 31 October 2017
---- --------------------------------- --------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- --------------------------------- --------------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -----------------------------------------------------------------------
a) Name Nick Holmes
---- ------------------------------ ---------------------------------------
2 Reason for the notification
---- -----------------------------------------------------------------------
a) Position/status Managing Director
---- ------------------------------ ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- ------------------------------ ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -----------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- ------------------------------ ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- ------------------------------ ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -----------------------------------------------------------------------
a) Description of Ordinary Shares at 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Nick Holmes has sold 2,000
transaction Ordinary Shares from his share
account
---- ------------------------------ ---------------------------------------
c) Price(s) and volume(s)
---- ------------------------ ----------
Price Volume
---- ----------------------- ----------
GBP19.55175 2,000
----------------------------------------------------------- ----------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 2,000
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------ ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- --------------------------------------------------------------------
a) Description of Ordinary Shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Nick Holmes has transferred
transaction 17,500 Ordinary Shares to
his wife, Sharon Holmes
---- ------------------------------- -----------------------------------
c) Price(s) and volume(s)
---- --------------- ---------------
Price Volume
---- -------------- ---------------
nil 17,500
--------------------------------------------------- ---------------
d) Aggregated information
----
- Aggregated volume Price Volume
------- -------
nil 17,500
------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ------------------------------- -----------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
---- -----------------------------------------------------------------------
a) Name Sharon Holmes
---- ------------------------------ ---------------------------------------
2 Reason for the notification
---- -----------------------------------------------------------------------
a) Position/status Notification concerns a PCA.
The relevant PDMR is Nick
Holmes, Managing Director
---- ------------------------------ ---------------------------------------
b) Initial notification Initial notification
/ Amendment
---- ------------------------------ ---------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- -----------------------------------------------------------------------
a) Name Brooks Macdonald Group plc
---- ------------------------------ ---------------------------------------
b) LEI 213800WRDF8LB8MIEX37
---- ------------------------------ ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- -----------------------------------------------------------------------
a) Description of Ordinary shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Sharon Holmes has sold 4,000
transaction Ordinary Shares from her share
account
---- ------------------------------ ---------------------------------------
c) Price(s) and volume(s)
---- ------------------------ ----------
Price Volume
---- ----------------------- ----------
GBP19.55175 4,000
----------------------------------------------------------- ----------
d) Aggregated information
----
- Aggregated volume Price Volume
------------- -------
GBP19.55175 4,000
------------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------ ---------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ------------------------------ ---------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ---------------------------------------------------------------------
a) Description of Ordinary Shares of 1p each
the financial
instrument, type
of instrument
----
Identification
code
b) Nature of the Sharon Holmes has received
transaction 17,500 Ordinary Shares from
her husband, Nick Holmes,
for nil consideration
---- ------------------------------- ------------------------------------
c) Price(s) and volume(s)
---- --------------- ----------------
Price Volume
---- -------------- ----------------
nil 17,500
--------------------------------------------------- ----------------
d) Aggregated information
----
- Aggregated volume Price Volume
------- -------
nil 17,500
------- -------
- Price
e) Date of the transaction 31 October 2017
---- ------------------------------- ------------------------------------
f) Place of the transaction London Stock Exchange, AIM
Market (XLON)
---- ------------------------------- ------------------------------------
Enquiries:
Brooks Macdonald Group
PLC
Caroline Connellan,
Chief Executive +44 (0)20 7499 6424
Simon Jackson, Finance
Director
Peel Hunt LLP
Guy Wiehahn +44 (0)20 7418 8900
This information is provided by RNS
The company news service from the London Stock Exchange
END
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