Brewin Dolphin Holdings PLC Director/PDMR Shareholding (6975Z)
19 December 2017 - 10:00PM
UK Regulatory
TIDMBRW
RNS Number : 6975Z
Brewin Dolphin Holdings PLC
19 December 2017
Brewin Dolphin Holdings PLC
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial
responsibilities / person closely associated
--- --------------------------------------------------------------
a) Name Susan Beckett
--- ------------------------- -----------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status Chief Risk Officer (PDMR)
--- ------------------------- -----------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- -----------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- -----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- -----------------------------------
b) Nature of the Exercise of nil cost option
transaction over shares awarded under
the Deferred Profit Share
Plan - 2014 grant. All shares
sold as a result of the exercise.
--- ------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 14,983
--------- ----------
385.50p 14,983
--------- ----------
--- ------------------------- -----------------------------------
d) Aggregated information
- Aggregated volume
14,983 shares (exercise)
- Price
0.00p (exercise)
Aggregated volume
14,983 shares (sale)
- Price
385.50p (exercise)
--- ------------------------- -----------------------------------
e) Date of the transaction 2017-12-15
--- ------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- -----------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- --------------------------------------------------------------
a) Name Robin Beer
--- ------------------------- -----------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status Managing Director of Investment
Solutions & Distribution
(PDMR)
--- ------------------------- -----------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- -----------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- -----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- -----------------------------------
b) Nature of the Exercise of nil cost option
transaction over shares awarded under
the Deferred Profit Share
Plan - 2014 grant. All shares
sold as a result of the exercise.
--- ------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 20,170
--------- ----------
385.50p 20,170
--------- ----------
--- ------------------------- -----------------------------------
d) Aggregated information
- Aggregated volume
20,170 shares (exercise)
- Price
0.00p (exercise)
Aggregated volume
20,170 shares (sale)
- Price
385.50p (sale)
--- ------------------------- -----------------------------------
e) Date of the transaction 2017-12-15
--- ------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- -----------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- --------------------------------------------------------------
a) Name Charles Ferry
--- ------------------------- -----------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status Managing Director of Private
Clients (PDMR)
--- ------------------------- -----------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- -----------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- -----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- -----------------------------------
b) Nature of the Exercise of nil cost option
transaction over shares awarded under
the Deferred Profit Share
Plan - 2014 grant. All shares
sold as a result of the exercise.
--- ------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 26,740
--------- ----------
385.50p 26,740
--------- ----------
--- ------------------------- -----------------------------------
d) Aggregated information
- Aggregated volume
26,740 shares (exercise)
- Price
0.00p (exercise)
Aggregated volume
26,740 shares (sale)
- Price
385.50p (sale)
--- ------------------------- -----------------------------------
e) Date of the transaction 2017-12-15
--- ------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- -----------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- --------------------------------------------------------------
a) Name David Nicol
--- ------------------------- -----------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status Chief Executive (Director/PDMR)
--- ------------------------- -----------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- -----------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- -----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- -----------------------------------
b) Nature of the Exercise of nil cost option
transaction over shares awarded under
the Deferred Profit Share
Plan - 2014 grant. Sufficient
shares sold to cover income
tax and national insurance
liabilities.
--- ------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 50,714
--------- ----------
385.50p 23,884
--------- ----------
--- ------------------------- -----------------------------------
d) Aggregated information
- Aggregated volume
50,714 shares (exercise)
- Price
0.00p (exercise)
Aggregated volume
23,884 shares (sale)
- Price
385.50p (sale)
--- ------------------------- -----------------------------------
e) Date of the transaction 2017-12-15
--- ------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- -----------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- --------------------------------------------------------------
a) Name Andrew Westenberger
--- ------------------------- -----------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status Finance Director (Diector/PDMR)
--- ------------------------- -----------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -----------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- -----------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- -----------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- -----------------------------------
b) Nature of the Exercise of nil cost option
transaction over shares awarded under
the Deferred Profit Share
Plan - 2014 grant. All shares
sold as a result of the exercise.
--- ------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 42,646
--------- ----------
385.50p 42,646
--------- ----------
--- ------------------------- -----------------------------------
d) Aggregated information
- Aggregated volume
42,646 shares (exercise)
- Price
0.00p (exercise)
Aggregated volume
42,646 shares (sale)
- Price
385.50p (sale)
--- ------------------------- -----------------------------------
e) Date of the transaction 2017-12-15
--- ------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- -----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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