Close Brothers Group PLC Holding(s) in Company (7452P)
22 November 2016 - 3:13AM
UK Regulatory
TIDMCBG TIDMPRU
RNS Number : 7452P
Close Brothers Group PLC
21 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Close Brothers Group PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments X
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------------------- -------- -------------------------------------------
3. Full name of person(s) subject Prudential plc group of companies
to the
notification obligation: (iii)
------------------------------------------------------------------- ---------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) Prudential Plc
The Prudential Assurance Company Limited
M&G Group Limited
M&G Investment Management Limited
M&G Limited
------------------------------------------------------------------- ---------------------------------------------------
5. Date of the transaction and date 17 November 2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 18 November 2016
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7. Threshold(s) that is/are crossed See item 13
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
------------------- --------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------------- --------------- ---------------- -------------- ---------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------------- ----------- ------------ -------------- --------- ----------- ------------ -------------
ORD GBP0.25
GB0007668071 8,344,331 8,344,331 8,326,945 0 8,326,945 0 5.55%
------------------- --------------- ---------------- -------------- --------- ----------- ------------ -------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- ------------- -------------------------------- ------------------------ -----------------------
ORD GBP0.25 333,011 0.22%
GB0007668071
(Right of Recall)
----------------------- ------------- -------------------------------- ------------------------ -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
--------------------- ------------- -------------- ---------------- ------------------------ -------------------------
Nominal Delta
--------------------- ------------- -------------- ---------------- ------------------------ ------------ -----------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------- -----------------------------------------------------------------
8,659,956 5.77%
-------------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------------------------------------------
Prudential plc (parent Company) - 8,659,956 (5.77%)
The Prudential Assurance Company Limited (wholly owned subsidiary of
Prudential plc) - 6,325,522 (4.21%)
M&G Group Limited (wholly owned subsidiary of Prudential plc) - 8,659,956
(5.77%)
M&G Limited (wholly owned subsidiary of M&G Group Limited) - 8,659,956
(5.77%)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
- 8,659,956 (5.77%)
Proxy Voting:
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10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder will N/A
cease
to hold:
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12. Date on which proxy holder will cease to N/A
hold
voting rights:
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13. Additional information: The non-exempt indirect holdings for
Prudential plc have moved from a 4%
to a 3% notifiable interest excluding
the right of recall under the Qualifying
Financial Instruments.
The Prudential Assurance Company Limited
(wholly owned subsidiary of Prudential
plc) has moved from a 4% to a 3% indirect
notifiable interest, excluding the
right of recall under the Qualifying
Financial Instruments.
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14. Contact name: Nicholas Jennings
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15. Contact telephone number: 020 7655 3100
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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