Grafenia plc Holding(s) in Company (3281R)
08 December 2016 - 9:45PM
UK Regulatory
TIDMGRA
RNS Number : 3281R
Grafenia plc
08 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or Grafenia Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------ ---------------------------------------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting
rights
--------------------------------------- ------------------------------------------------------------------------------
An acquisition or disposal of
qualifying financial
instruments which may result in the
acquisition
of shares already issued to which
voting rights
are attached
--------------------------------------- ------------------------------------------------------------------------------
An acquisition or disposal of
instruments
with similar economic effect to
qualifying
financial instruments
--------------------------------------- ------------------------------------------------------------------------------
An event changing the breakdown of
voting
rights
--------------------------------------- ------------------------------------------------------------------------------
Other (please Death of
specify): Shareholder
-------------------------------- ----- ------------------------------------------------------------------------------
3. Full name of person(s) Malcom David Roach
subject to the Director - Wincham Executor
notification obligation: & Trustee Company Limited
(iii)
---------------------------------- -----------------------------------------------------------------------------------
4. Full name of shareholder(s) Peter Gordon Deceased
(if different from 3.):(iv)
---------------------------------- -----------------------------------------------------------------------------------
5. Date of the transaction 14(th) October 2016
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------- -----------------------------------------------------------------------------------
6. Date on which issuer 5(th) December 2016
notified:
---------------------------------- -----------------------------------------------------------------------------------
7. Threshold(s) that is/are 3.4% of Grafenia Plc Shares
crossed or
reached: (vi, vii)
---------------------------------- -----------------------------------------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ------------------------------------ ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------ ----------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ------------- ------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- --------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------------- --------------- --------------- ---------------- ------------------------- -----------------------
Nominal Delta
-------------- --------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -------------------
13. Additional information:
------------------------------------------------------------- -------------------
14. Contact name: Malcom David Roach
------------------------------------------------------------- -------------------
15. Contact telephone number: 01260 299700
------------------------------------------------------------- -------------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
--------------------------------------------------------------------
Full name Wincham Executor & Trustee
(including legal form of Co Limited
legal entities)
------------------------------------- -----------------------------
Contact address Winch House
(registered office for legal
entities)
------------------------------------- -----------------------------
Phone number & email 01260 299700
------------------------------------- -----------------------------
Other useful information Malcom David Roach
(at least legal representative Executor
for legal persons)
------------------------------------- -----------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------------------
Full name Brewin Dolphin
------------------------------------- -----------------------------
Contact address 12 Smithfield Street, London
EC1A 9BD
------------------------------------- -----------------------------
Phone number & email 0207 248 4400
------------------------------------- -----------------------------
Other useful information Investment Broker
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------- -----------------------------
C: Additional information
--------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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