Henderson Smaller Cos Inv Tst PLC Holding(s) in Company (2227N)
22 October 2016 - 3:00AM
UK Regulatory
TIDMHSL TIDMPRU
RNS Number : 2227N
Henderson Smaller Cos Inv Tst PLC
21 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Henderson Smaller Companies
the underlying issuer Investment Trust PLC
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- --------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------ -----------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ -----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ -----------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ -----------------------------------
Other (please
specify):
--------------------------------------------------------- ------- -----------------------------------
3. Full name of person(s) Prudential plc group of companies
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) Prudential plc
The Prudential Assurance Company
Limited
----------------------------------------------------------- ------------------------------------------
5. Date of the transaction 20 October 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ------------------------------------------
6. Date on which issuer 21 October 2016
notified:
----------------------------------------------------------- ------------------------------------------
7. Threshold(s) that is/are See item 13
crossed or
reached: (vi, vii)
----------------------------------------------------------- ------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------------- ---------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------------- ---------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------------- ------------ ------------ -------------- --------- ------------ ------------ -----------
ORD GBP0.25
GB0009065060 2,254,377 2,254,377 2,229,377 0 2,229,377 0 2.98%
------------------- ---------------- ---------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------------- -------------- -------------------------------- ------------------------- ---------------------
ORD GBP0.25 143,211 0.19%
GB0009065060
(Right of Recall)
----------------------- -------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
--------------------- -------------- -------------- ---------------- ------------------------- -----------------------
Nominal Delta
--------------------- -------------- -------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------- ----------------------------------------------------------------
2,372,588 3.17%
--------------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------
Prudential plc (parent Company) - 2,372,588 (3.17%)
The Prudential Assurance Company Limited (wholly owned
subsidiary of Prudential plc) - 2,372,588 (3.17%)
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- ---------------------------------
13. Additional information: Prudential plc has moved
below a 3% indirect notifiable
interest, excluding the right
of recall under the Qualifying
Financial Instruments.
The Prudential Assurance
Company Limited (wholly owned
subsidiary of Prudential
plc) has moved below a 3%
indirect notifiable interest,
excluding the right of recall
under the Qualifying Financial
Instruments.
------------------------------------------------------- ---------------------------------
14. Contact name: John Baker / James Todd
M&G Investment Management
Limited
------------------------------------------------------- ---------------------------------
020 7548 2561 / 020 7548
15. Contact telephone number: 2293
------------------------------------------------------- ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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