Lloyds Banking Group PLC Form 8.3 - TSB Banking Group PLC (1501L)
23 April 2015 - 10:12PM
UK Regulatory
TIDMLLOY TIDMTSB
RNS Number : 1501L
Lloyds Banking Group PLC
23 April 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Lloyds Banking Group plc and its subsidiaries
---------------------------------------------------------------------- ----------------------------------------------
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
---------------------------------------------------------------------- ----------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities TSB Banking Group Plc
this form relates:
---------------------------------------------------------------------- ----------------------------------------------
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity
of offeror/offeree:
---------------------------------------------------------------------- ----------------------------------------------
(e) Date position held/dealing undertaken: 22 April 2015
---------------------------------------------------------------------- ----------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser making N/A
disclosures in respect
of any other party to the offer?
---------------------------------------------------------------------- ----------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
---------------------------------------------------------------- ----------------------------------------------------
Interests Short positions
---------------------------------------------------------------- ------------------------- -------------------------
Number % Number %
---------------------------------------------------------------- -------------- --------- -------------- ---------
(1) Relevant securities owned and/or controlled: 200,000,006 40.000
---------------------------------------------------------------- -------------- --------- -------------- ---------
(2) Cash-settled derivatives:
---------------------------------------------------------------- -------------- --------- -------------- ---------
(3) Stock-settled derivatives (including options) and
agreements to purchase/sell: 100,000,000 20.000
---------------------------------------------------------------- -------------- --------- -------------- ---------
TOTAL: 200,000,006 40.000 100,000,000 20.000
---------------------------------------------------------------- -------------- --------- -------------- ---------
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
1p ordinary Purchase 1 GBP3.358
--------------------------- -------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
1p ordinary Call Option Writing 100,000,000 At the Offer Exercisable None None
price the any time in
time the 4 tranches
call is
exercised
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
---------------------------------------------------------------------------------------------
Further details of the above arrangement can be found on the TSB Banking Group website
---------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
---------------------------------------------------- ----
Date of disclosure: 23 April 2015
--------------------- ---------------
Contact name: Darren Hemsley
--------------------- ---------------
Telephone number: 0113 235 7676
--------------------- ---------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Lloyds Banking Group plc and its subsidiaries
---------------------------------------------------------------------- ----------------------------------------------
Name of offeror/offeree in relation to whose relevant securities the TSB Banking Group plc
disclosure relates:
---------------------------------------------------------------------- ----------------------------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
---------------- ---------------- ---------------- --------------- --------------- ---------------- ------------
1p ordinary Call Option Written 100,000,000 At the Offer Exercisable any None
price the time time in 4
the call is tranches
exercised
---------------- ---------------- ---------------- --------------- --------------- ---------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the
nature of the interest or position can be
fully understood:
------------------------------------------------
Further details of the above arrangement
can be found on the TSB Banking Group website
------------------------------------------------
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETPKNDKBBKDOQB
Lloyds Banking (LSE:LLOY)
Historical Stock Chart
From Apr 2024 to May 2024
Lloyds Banking (LSE:LLOY)
Historical Stock Chart
From May 2023 to May 2024