JPMorgan Securities Plc Form 8.5 (EPT/RI)-Wm Morrison Supermarkets plc amd (3683M)
21 September 2021 - 2:16AM
UK Regulatory
TIDMMRW
RNS Number : 3683M
JPMorgan Securities Plc
20 September 2021
AMMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant Wm Morrison Supermarkets plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(c) Name of the party to the offer with which exempt Financial adviser to Clayton, Dubilier & Rice, LLC as
principal trader is connected: manager of Clayton, Dubilier & Rice
Funds XI
----------------------------------------------------------
(d) Date dealing undertaken: 16 September 2021
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(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
10p ordinary Purchase 2,604,803 2.9200 GBP 2.8980 GBP
Sale 3,321,669 2.9200 GBP 2.8998 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
10p ordinary Equity Swap Decrease Long 24,801 2.9064 GBP
53,735 2.9105 GBP
9,510 2.9107 GBP
403 2.9170 GBP
Decrease Short 463,535 2.9101 GBP
25,162 2.9103 GBP
2,706 2.9104 GBP
7,475 2.9107 GBP
19,085 2.9108 GBP
21,011 2.9109 GBP
621,772 2.9110 GBP
26,805 2.9118 GBP
4,316 2.9120 GBP
976 2.9200 GBP
Increase Long 406 2.9100 GBP
336 2.9107 GBP
472 2.9108 GBP
27,168 2.9110 GBP
5,295 2.9129 GBP
Increase Short 55,220 2.9107 GBP
5,150 2.9110 GBP
4,005 2.9111 GBP
9,423 2.9113 GBP
4,251 2.9115 GBP
1,933 2.9120 GBP
7,526 2.9121 GBP
6,913 2.9124 GBP
10,757 2.9125 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 September 2021
Contact name: Alwyn Basch
------------------
Telephone number: 020 7742 7407
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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