Close Brothers Group PLC Holding(s) in Company (8814Q)
23 October 2019 - 9:30PM
UK Regulatory
TIDMCBG TIDMPRU
RNS Number : 8814Q
Close Brothers Group PLC
23 October 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Close Brothers Group plc
underlying issuer of existing shares
to which voting rights are attached:
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
--------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
--------------
An acquisition or disposal of financial instruments
--------------
An event changing the breakdown of voting rights
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Other (please specify)(iii) : This notification is being made solely X
as a result of the demerger of Prudential plc and M&G plc, resulting
in a change of control from Prudential to M&G.
--------------
3. Details of person subject to the notification obligation
Name Prudential plc group of companies
City and country of registered London, United Kingdom
office
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
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City and country of registered
office
(if applicable)
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5. Date on which the threshold was 21/10/2019
crossed or reached(vi) :
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6. Date on which issuer notified 22/10/2019
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
-------------------- --------------------- ---------------- --------------------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 0.00% 0.00% 0.00% 151,259,257
-------------------- --------------------- ---------------- --------------------------------
Position of
previous
notification
(if
applicable) 5.00% 0.28% 5.28%
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) of Directive
(DTR5.1) (DTR5.2.1) 2004/109/EC)
(DTR5.2.1)
---------------------
ORD GBP0.25
GB0007668071 0 0.00%
-------------------- --------------------- ---------------------------------- --------------
SUBTOTAL 8. A 0 0.00%
------------------------------------------- --------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
Exercised/converted.
-------------------- --------------------- ---------------------------------- --------------
SUBTOTAL 8. B 1
--------------------- ---------------------------------- --------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
-------------------- --------------------- ---------------- ----------------
SUBTOTAL 8.B.2
---------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting % of voting rights Total of both if
rights if it through financial it equals or is
equals or is instruments if higher than the
higher than it equals or notifiable threshold
the notifiable is higher than
threshold the notifiable
threshold
---------------- ----------------------- ----------------------
Prudential plc
(Parent Company) 0.00% 0.00% 0.00%
---------------- ----------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
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The number and % of voting rights N/A
held
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The date until which the voting rights N/A
will be held
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11. Additional information(xvi)
Place of completion London, United Kingdom
Date of completion 22 October 2019
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London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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