PV Crystalox Solar PLC Holding(s) in Company (9053L)
06 October 2016 - 10:18PM
UK Regulatory
TIDMPVCS
RNS Number : 9053L
PV Crystalox Solar PLC
06 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying PV Crystalox Solar PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
-------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------------------------------------------------------------- --- -----------------------
3. Full name of person(s) subject Aldebaran Capital, LLC
to the
notification obligation: (iii)
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4. Full name of shareholder(s)
(if different from 3.):(iv)
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5. Date of the transaction and date 5 October 2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 6 October 2016
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7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 4%
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8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if
possible
using
the ISIN
CODE
----------- -------------------------------- -----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
----------- --------------- --------------- -------------- ------------------------- ----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------- ----------- ----------- -------------- ------------ ----------- ------------ --------------
6,332,838 6,332,838 6,450,787 6,450,787 n/a 4.026% n/a
----------- --------------- --------------- -------------- ------------ ----------- ------------ --------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
--------------- ------------- ------------------------------- --------------------------- ------------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
------------- ------------- ------------- ---------------- --------------------------- --------------------------
Nominal Delta
------------- ------------- ------------- ---------------- --------------------------- ------------ ------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------- ---------------------------------------------------------------------
6,450,787 4.026%
----------------------------------------------- ---------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------------------------------------------------
Aldebaran Capital, LLC 6,450,787 4.026%
Proxy Voting:
----------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------------------------- -------------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information: The shares referred to in section
9 are held in portfolios managed by
Aldebaran Capital, LLC on a discretionary
basis for clients under investment
management agreements. This disclosure
has been calculated based on 160,235,118
outstanding shares
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14. Contact name: Kenneth Skarbeck
----------------------------------------------------------------------- ---------------------------------------------
15. Contact telephone number: 1-317- 818-7827
(United States of America)
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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