Morgan Stanley & Co. LLC Form 8.5 (EPT/RI) - Randgold Resources Limited (8004L)
31 December 2018 - 9:01PM
UK Regulatory
TIDMRRS
RNS Number : 8004L
Morgan Stanley & Co. LLC
31 December 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Randgold Resources Limited
relates:
Use a separate form for each offeror/offeree
-------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Barrick Gold Corporation
-------------------------------
(d) Date dealing undertaken: 28 DECEMBER 2018
-------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making Yes - Barrick Gold Corporation
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
ADS PURCHASES 266,630 85.5900 USD 82.1500 USD
----------- --------------- ------------------------ ------------------------
ADS SALES 277,621 85.5900 USD 82.1500 USD
----------- --------------- ------------------------ ------------------------
USD 0.05 ordinary PURCHASES 493,187 67.0246 GBP 65.4600 GBP
----------- --------------- ------------------------ ------------------------
USD 0.05 ordinary SALES 493,187 67.0184 GBP 65.4583 GBP
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities unit
security a long/short position,
increasing/reducing
a long/short position
N/A N/A N/A N/A N/A
-------------------- ------------------------ -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type e.g. Expiry Option
relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
3.5200
ADS CALL PURCHASE 900 80.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
3.5200
ADS CALL PURCHASE 100 80.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 200 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 100 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 1,100 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 700 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 800 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 1,500 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.2500
ADS CALL SALE 1,500 100.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
1.5000
ADS CALL SALE 900 85.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
1.5000
ADS CALL SALE 100 85.0000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
0.5600
ADS PUT PURCHASE 200 72.5000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
2.5000
ADS CALL SALE 200 82.5000 A 18/01/2019 USD
-------------- -------------- --------------- ----------- ----------- ----------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 31 DECEMBER 2018
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERGCBDDCUXBGIB
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