JPMorgan Securities Plc Form 8.5 (EPT/RI) - Royal Dutch Shell Plc (7728G)
24 November 2015 - 10:39PM
UK Regulatory
TIDMRDSA
RNS Number : 7728G
JPMorgan Securities Plc
24 November 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
----------------------------------------------------------------------------------------- ---------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ---------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
----------------------------------------------------------------------------------------- ---------------------------
(d) Date dealing undertaken: 23 November 2015
----------------------------------------------------------------------------------------- ---------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making Yes
disclosures BG Group Plc
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------------------------------------- ---------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary A Shares Purchases 428,412 16.5400 GBP 16.1400 GBP
342,216 23.7050 EUR 23.1400 EUR
Sales 538,013 16.4001 GBP 16.1650 GBP
293,486 23.6800 EUR 23.0200 EUR
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary B Shares Purchases 515,142 16.6250 GBP 16.1900 GBP
Sales 328,801 16.6450 GBP 16.1650 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary A Shares Equity Swaps Long 2 16.1634 GBP
147,873 16.2377 GBP
16,832 16.2856 GBP
2,844 23.3402 EUR
2,752 23.3439 EUR
170,303
1,179 16.3016 GBP
Short 16,878 16.3678 GBP
722 23.1685 EUR
5,989 23.3518 EUR
2,429 23.3667 EUR
------------------------- -------------------- ------------------------- ------------------------- ---------------
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary B Shares Equity Swap Long 27,861 16.4980 GBP
Short 93 16.3099 GBP
213,935 16.3586 GBP
19,500 16.4170 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (EUR) American, received per
option varying etc. option European unit (EUR)
relates etc.
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
Ordinary A
Shares
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
Ordinary B
Shares Call Option Purchasing 87,000 16.00 American 18/12/15 0.59
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
Ordinary A Shares
----------------------- -------------------- ----------------------- --------------------- -----------------------
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
----------------------- -------------------- ----------------------- --------------------- -----------------------
Ordinary B Shares
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
(MORE TO FOLLOW) Dow Jones Newswires
November 24, 2015 06:39 ET (11:39 GMT)
Shell (LSE:SHEL)
Historical Stock Chart
From Apr 2024 to May 2024
Shell (LSE:SHEL)
Historical Stock Chart
From May 2023 to May 2024