TIDMTSCO
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TESCO
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the Advisor to Offeror
offer with which exempt
principal trader is connected
(d) Date position held/dealing 17 August 2017
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures BOOKER GROUP PLC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 53,074,450 0.65% 47,673,156 0.58%
(2) Cash-settled derivatives:
37,015,491 0.45% 40,471,396 0.49%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 90,089,941 1.10% 88,144,552 1.08%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
5p ordinary Purchase 1,550,926 1.8060 GBP 1.777 GBP
5p ordinary Sale 3,160,120 1.8060 GBP 1.777 GBP
ADR Purchase 4,492 6.9977 USD 6.9977 USD
ADR Sale 4,492 6.9977 USD 6.9977 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 71 1.8007 GBP
5p ordinary CFD Long 88 1.7828 GBP
5p ordinary SWAP Long 135 1.7931 GBP
5p ordinary SWAP Long 161 1.8038 GBP
5p ordinary SWAP Long 449 1.7863 GBP
5p ordinary SWAP Long 777 1.7978 GBP
5p ordinary SWAP Long 900 1.8060 GBP
5p ordinary SWAP Long 1,004 1.7938 GBP
5p ordinary SWAP Long 1,406 1.7937 GBP
5p ordinary SWAP Long 3,070 1.7843 GBP
5p ordinary CFD Long 3,421 1.7907 GBP
5p ordinary SWAP Long 6,164 1.7849 GBP
5p ordinary SWAP Long 6,350 1.8040 GBP
5p ordinary SWAP Long 6,379 1.7781 GBP
5p ordinary SWAP Long 8,828 1.7877 GBP
5p ordinary CFD Long 12,117 1.7862 GBP
5p ordinary SWAP Long 12,172 1.7815 GBP
5p ordinary SWAP Long 16,218 1.7829 GBP
5p ordinary SWAP Long 20,871 1.7847 GBP
5p ordinary SWAP Long 22,266 1.7923 GBP
5p ordinary SWAP Long 34,913 1.7958 GBP
5p ordinary SWAP Long 44,426 1.7885 GBP
5p ordinary SWAP Long 45,788 1.7800 GBP
5p ordinary SWAP Long 56,458 1.7939 GBP
5p ordinary SWAP Long 194,794 1.7811 GBP
5p ordinary CFD Long 244,033 1.7924 GBP
5p ordinary SWAP Long 308,491 1.7903 GBP
5p ordinary SWAP Long 1,379,049 1.7872 GBP
5p ordinary CFD Short 58 1.7789 GBP
5p ordinary CFD Short 684 1.7830 GBP
5p ordinary CFD Short 1,076 1.7796 GBP
5p ordinary CFD Short 1,179 1.7857 GBP
5p ordinary CFD Short 1,500 1.7785 GBP
5p ordinary CFD Short 4,368 1.7797 GBP
5p ordinary CFD Short 8,117 1.8006 GBP
5p ordinary CFD Short 21,918 1.7921 GBP
5p ordinary SWAP Short 23,641 1.7956 GBP
5p ordinary SWAP Short 45,858 1.7829 GBP
5p ordinary SWAP Short 62,631 1.7826 GBP
5p ordinary SWAP Short 159,702 1.7891 GBP
5p ordinary SWAP Short 160,546 1.7876 GBP
5p ordinary CFD Short 332,448 1.7885 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Aug 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170818005184/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
August 18, 2017 06:06 ET (10:06 GMT)
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