UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-05150

 

Cornerstone Strategic Value Fund, Inc.

(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Paul Leone, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Company Name Ticker CUSIP Meeting Date Proposal Number Proposal Description Proponent Ballot Status Management Recommendation Vote Cast For/ Against Management
Abbott Laboratories ABT 002824100 4/23/2021 1.1 Elect Robert J. Alpern Mgmt Voted For For 98.69% Against 0% Abstain 0% Withheld 1.31% For
Abbott Laboratories ABT 002824100 4/23/2021 1.2 Elect Roxanne S. Austin Mgmt Voted For For 94.92% Against 0% Abstain 0% Withheld 5.08% For
Abbott Laboratories ABT 002824100 4/23/2021 1.3 Elect Sally E. Blount Mgmt Voted For For 99.73% Against 0% Abstain 0% Withheld 0.27% For
Abbott Laboratories ABT 002824100 4/23/2021 1.4 Elect Robert B. Ford Mgmt Voted For For 98.96% Against 0% Abstain 0% Withheld 1.04% For
Abbott Laboratories ABT 002824100 4/23/2021 1.5 Elect Michelle A. Kumbier Mgmt Voted For For 98.97% Against 0% Abstain 0% Withheld 1.03% For
Abbott Laboratories ABT 002824100 4/23/2021 1.6 Elect Darren W. McDew Mgmt Voted For For 98.24% Against 0% Abstain 0% Withheld 1.76% For
Abbott Laboratories ABT 002824100 4/23/2021 1.7 Elect Nancy McKinstry Mgmt Voted For For 99.61% Against 0% Abstain 0% Withheld 0.39% For
Abbott Laboratories ABT 002824100 4/23/2021 1.8 Elect William A. Osborn Mgmt Voted For For 78.6% Against 0% Abstain 0% Withheld 21.4% For
Abbott Laboratories ABT 002824100 4/23/2021 1.9 Elect Michael F. Roman Mgmt Voted For For 98.79% Against 0% Abstain 0% Withheld 1.21% For
Abbott Laboratories ABT 002824100 4/23/2021 1.10 Elect Daniel J. Starks Mgmt Voted For For 97.46% Against 0% Abstain 0% Withheld 2.54% For
Abbott Laboratories ABT 002824100 4/23/2021 1.11 Elect John G. Stratton Mgmt Voted For For 98.76% Against 0% Abstain 0% Withheld 1.24% For
Abbott Laboratories ABT 002824100 4/23/2021 1.12 Elect Glenn F. Tilton Mgmt Voted For For 99.67% Against 0% Abstain 0% Withheld 0.33% For
Abbott Laboratories ABT 002824100 4/23/2021 1.13 Elect Miles D. White Mgmt Voted For For 95.53% Against 0% Abstain 0% Withheld 4.47% For
Abbott Laboratories ABT 002824100 4/23/2021 2 Ratification of Auditor Mgmt Voted For For 97.35% Against 0% Abstain 0% Withheld 2.65% For
Abbott Laboratories ABT 002824100 4/23/2021 3 Advisory Vote on Executive Compensation Mgmt Voted For For 99.22% Against 0.61% Abstain 0.17% Withheld 0% For
Abbott Laboratories ABT 002824100 4/23/2021 4 Elimination of Supermajority Requirement for Article Amendments Mgmt Voted For For 92.01% Against 7.39% Abstain 0.6% Withheld 0% For
Abbott Laboratories ABT 002824100 4/23/2021 5 Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions Mgmt Voted For For 19.68% Against 79.73% Abstain 0.59% Withheld 0% Against
Abbott Laboratories ABT 002824100 4/23/2021 6 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 30.76% Against 68.62% Abstain 0.62% Withheld 0% For
Abbott Laboratories ABT 002824100 4/23/2021 7 Shareholder Proposal Regarding Company Plan to Promote Racial Justice ShrHoldr Voted Against For 2.38% Against 97.01% Abstain 0.61% Withheld 0% For
Abbott Laboratories ABT 002824100 4/23/2021 8 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 84.48% Against 15.03% Abstain 0.49% Withheld 0% Against
AbbVie Inc. ABBV 00287Y109 5/7/2021 1.1 Elect Roxanne S. Austin Mgmt Voted For For 99.78% Against 0.11% Abstain 0.11% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 1.2 Elect Richard A. Gonzalez Mgmt Voted For For 99.7% Against 0.19% Abstain 0.11% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 1.3 Elect Rebecca B. Roberts Mgmt Voted For For 88.56% Against 11.36% Abstain 0.08% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 1.4 Elect Glenn F. Tilton Mgmt Voted For For 99.54% Against 0.36% Abstain 0.1% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 2 Ratification of Auditor Mgmt Voted For For 99.49% Against 0.42% Abstain 0.09% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 3 Advisory Vote on Executive Compensation Mgmt Voted For For 99.78% Against 0.12% Abstain 0.1% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 4 Amendment to the 2013 Incentive Stock Program Mgmt Voted For For 99.06% Against 0.87% Abstain 0.07% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 5 Amendment to the 2013 Employee Stock Purchase Plan Mgmt Voted For For 98.91% Against 0.99% Abstain 0.1% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 6 Elimination of Supermajority Requirement Mgmt Voted For For 99.78% Against 0.12% Abstain 0.1% Withheld 0% For
AbbVie Inc. ABBV 00287Y109 5/7/2021 7 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 99.65% Against 0.15% Abstain 0.2% Withheld 0% Against
AbbVie Inc. ABBV 00287Y109 5/7/2021 8 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 99.78% Against 0.13% Abstain 0.09% Withheld 0% Against
Aberdeen Emerging Markets Equity Income Fund Inc AEF 00301W105 4/1/2021 1 Elect Nancy Yao Maasbach Mgmt Voted For For 93.36% Against 6.3% Abstain 0.34% Withheld 0% For
Aberdeen Emerging Markets Equity Income Fund Inc AEF 00301W105 4/1/2021 2 Elect Rahn K. Porter Mgmt Voted For For 95.09% Against 4.75% Abstain 0.16% Withheld 0% For
Aberdeen Emerging Markets Equity Income Fund Inc AEF 00301W105 4/1/2021 3 Elect Steven N. Rappaport Mgmt Voted For For 97.25% Against 2.49% Abstain 0.26% Withheld 0% For
Aberdeen Global Premier Properties Fund AWP 00326L100 4/29/2021 1.1 Elect John Sievwright Mgmt Voted For For 98.19% Against 1.71% Abstain 0.1% Withheld 0% For
Aberdeen Japan Equity Fund, Inc. JEQ 00306J109 5/27/2021 1 Elect Radhika Ajmera Mgmt Voted For For 99.38% Against 0.46% Abstain 0.16% Withheld 0% For
Aberdeen Japan Equity Fund, Inc. JEQ 00306J109 5/27/2021 2 Elect P. Gerald Malone Mgmt Voted For For 99.39% Against 0.43% Abstain 0.18% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 1 Elect Jaime Ardila Mgmt Voted For For 98.78% Against 1.08% Abstain 0.14% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 2 Elect Herbert Hainer Mgmt Voted For For 95.95% Against 2.73% Abstain 1.32% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 3 Elect Nancy McKinstry Mgmt Voted For For 97.25% Against 2.65% Abstain 0.1% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 4 Elect Beth E. Mooney Mgmt Voted For For 99.6% Against 0.31% Abstain 0.09% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 5 Elect Gilles Pelisson Mgmt Voted For For 94.85% Against 4.61% Abstain 0.54% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 6 Elect Paula A. Price Mgmt Voted For For 99.26% Against 0.64% Abstain 0.1% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 7 Elect Venkata Renduchintala Mgmt Voted For For 99.55% Against 0.35% Abstain 0.1% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 8 Elect David P. Rowland Mgmt Voted For For 99.27% Against 0.63% Abstain 0.1% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 9 Elect Arun Sarin Mgmt Voted For For 98.27% Against 1.62% Abstain 0.11% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 10 Elect Julie Sweet Mgmt Voted For For 98.72% Against 1.2% Abstain 0.08% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 11 Elect Frank Kui Tang Mgmt Voted For For 99.67% Against 0.23% Abstain 0.1% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 12 Elect Tracey T. Travis Mgmt Voted For For 96.31% Against 3.6% Abstain 0.09% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 92.31% Against 7.4% Abstain 0.29% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 14 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For 12.39% Against 86.6% Abstain 1.01% Withheld 0% Against
Accenture plc ACN G1151C101 2/3/2021 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For 97.24% Against 1.72% Abstain 1.04% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For 99.2% Against 0.64% Abstain 0.16% Withheld 0% For
Accenture plc ACN G1151C101 2/3/2021 17 Authorize the Price Range at which the Company can Re-allot Treasury Shares Mgmt Voted For For 99.59% Against 0.25% Abstain 0.16% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.1 Elect Enrique R. Arzac Mgmt Voted For For 99.56% Against 0.26% Abstain 0.18% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.2 Elect Kenneth J. Dale Mgmt Voted For For 94.9% Against 4.95% Abstain 0.15% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.3 Elect Frederic A. Escherich Mgmt Voted For For 99.33% Against 0.52% Abstain 0.15% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.4 Elect Roger W. Gale Mgmt Voted For For 99.58% Against 0.24% Abstain 0.18% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.5 Elect Mary Chris Jammet Mgmt Voted For For 99.3% Against 0.53% Abstain 0.17% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.6 Elect Lauriann C. Kloppenburg Mgmt Voted For For 98.27% Against 1.59% Abstain 0.14% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.7 Elect Kathleen T. McGahran Mgmt Voted For For 99.33% Against 0.53% Abstain 0.14% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 98.42% Against 1.43% Abstain 0.15% Withheld 0% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/15/2021 2 Ratification of Auditor Mgmt Voted For For 97.23% Against 2.15% Abstain 0.62% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.1 Elect Enrique R. Arzac Mgmt Voted For For 96.39% Against 3.41% Abstain 0.2% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.2 Elect Kenneth J. Dale Mgmt Voted For For 99.34% Against 0.55% Abstain 0.11% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.3 Elect Frederic A. Escherich Mgmt Voted For For 99.35% Against 0.52% Abstain 0.13% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.4 Elect Roger W. Gale Mgmt Voted For For 96.95% Against 2.63% Abstain 0.42% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.5 Elect Mary Chris Jammet Mgmt Voted For For 97.79% Against 1.79% Abstain 0.42% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.6 Elect Lauriann C. Kloppenburg Mgmt Voted For For 99.17% Against 0.71% Abstain 0.12% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.7 Elect Kathleen T. McGahran Mgmt Voted For For 97.95% Against 1.93% Abstain 0.12% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 98.55% Against 1.29% Abstain 0.16% Withheld 0% For
Adams Natural Resources Fund Inc PEO 00548F105 4/15/2021 2 Ratification of Auditor Mgmt Voted For For 99.31% Against 0.57% Abstain 0.12% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 1 Elect Amy L. Banse Mgmt Voted For For 95.8% Against 3.98% Abstain 0.22% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 2 Elect Melanie Boulden Mgmt Voted For For 99.44% Against 0.45% Abstain 0.11% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 3 Elect Frank A. Calderoni Mgmt Voted For For 99.38% Against 0.4% Abstain 0.22% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 4 Elect James E. Daley Mgmt Voted For For 92.86% Against 6.95% Abstain 0.19% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 5 Elect Laura Desmond Mgmt Voted For For 98.32% Against 1.51% Abstain 0.17% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 6 Elect Shantanu Narayen Mgmt Voted For For 98.63% Against 1.16% Abstain 0.21% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 7 Elect Kathleen Oberg Mgmt Voted For For 99.39% Against 0.42% Abstain 0.19% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 8 Elect Dheeraj Pandey Mgmt Voted For For 93.64% Against 2.73% Abstain 3.63% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 9 Elect David A. Ricks Mgmt Voted For For 99.36% Against 0.44% Abstain 0.2% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 10 Elect Daniel Rosensweig Mgmt Voted For For 94.11% Against 5.71% Abstain 0.18% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 11 Elect John E. Warnock Mgmt Voted For For 98.25% Against 1.51% Abstain 0.24% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 12 Amendment to the 2019 Equity Incentive Plan Mgmt Voted For For 92.17% Against 6.48% Abstain 1.35% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 13 Ratification of Auditor Mgmt Voted For For 91.59% Against 7.97% Abstain 0.44% Withheld 0% For
Adobe Inc. ADBE 00724F101 4/20/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 94.07% Against 5.76% Abstain 0.17% Withheld 0% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 1 Elect John E. Caldwell Mgmt Voted For For 2.4% Against 97.48% Abstain 0.12% Withheld 0% Against
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 2 Elect Nora M. Denzel Mgmt Voted For For 96.81% Against 0% Abstain 0% Withheld 3.19% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 3 Elect D. Mark Durcan Mgmt Voted For For 95.47% Against 0% Abstain 0% Withheld 4.53% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 4 Elect Michael P. Gregoire Mgmt Voted For For 89.04% Against 0% Abstain 0% Withheld 10.96% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 5 Elect Joseph A. Householder Mgmt Voted For For 46.02% Against 53.85% Abstain 0.13% Withheld 0% Against
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 6 Elect John W. Marren Mgmt Voted For For 96.69% Against 3.29% Abstain 0.02% Withheld 0% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 7 Elect Lisa T. Su Mgmt Voted For For 91.73% Against 0% Abstain 0% Withheld 8.27% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 8 Elect Abhijit Y. Talwalkar Mgmt Voted For For 91.7% Against 0% Abstain 0% Withheld 8.3% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 9 Ratification of Auditor Mgmt Voted For For 98.8% Against 0.96% Abstain 0.24% Withheld 0% For
Advanced Micro Devices, Inc. AMD 007903107 5/19/2021 10 Advisory Vote on Executive Compensation Mgmt Voted For For 98.2% Against 1.52% Abstain 0.28% Withheld 0% For
Advanced Micro Devices, Inc. AMD 007903107 4/7/2021 1 Xilinx Transaction Mgmt Voted For For 96.21% Against 3.73% Abstain 0.06% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 1 Elect Daniel P. Amos Mgmt Voted For For 98.5% Against 1.22% Abstain 0.28% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 2 Elect W. Paul Bowers Mgmt Voted For For 99.38% Against 0.37% Abstain 0.25% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 3 Elect Toshihiko Fukuzawa Mgmt Voted For For 94.13% Against 5.18% Abstain 0.69% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 4 Elect Thomas J. Kenny Mgmt Voted For For 98.56% Against 1.19% Abstain 0.25% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 5 Elect Georgette D. Kiser Mgmt Voted For For 93.53% Against 6.17% Abstain 0.3% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 6 Elect Karole F. Lloyd Mgmt Voted For For 98.93% Against 0.79% Abstain 0.28% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 7 Elect Nobuchika Mori Mgmt Voted For For 90.99% Against 8.02% Abstain 0.99% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 8 Elect Joseph L. Moskowitz Mgmt Voted For For 90.62% Against 9.08% Abstain 0.3% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 9 Elect Barbara K. Rimer Mgmt Voted For For 98.64% Against 1.08% Abstain 0.28% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 10 Elect Katherine T. Rohrer Mgmt Voted For For 99.33% Against 0.38% Abstain 0.29% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 11 Elect Melvin T. Stith Mgmt Voted For For 98.2% Against 1.51% Abstain 0.29% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 92.69% Against 6.71% Abstain 0.6% Withheld 0% For
Aflac Incorporated AFL 001055102 5/3/2021 13 Ratification of Auditor Mgmt Voted For For 95.21% Against 4.52% Abstain 0.27% Withheld 0% For
Agilent Technologies, Inc. A 00846U101 3/17/2021 1 Elect Mala Anand Mgmt Voted For For 98.1% Against 1.45% Abstain 0.45% Withheld 0% For
Agilent Technologies, Inc. A 00846U101 3/17/2021 2 Elect KOH Boon Hwee Mgmt Voted For For 41.55% Against 57.82% Abstain 0.63% Withheld 0% Against
Agilent Technologies, Inc. A 00846U101 3/17/2021 3 Elect Michael R. McMullen Mgmt Voted For For 56.73% Against 36.4% Abstain 6.87% Withheld 0% For
Agilent Technologies, Inc. A 00846U101 3/17/2021 4 Elect Daniel K. Podolsky Mgmt Voted For For 99.45% Against 0.38% Abstain 0.17% Withheld 0% For
Agilent Technologies, Inc. A 00846U101 3/17/2021 5 Advisory Vote on Executive Compensation Mgmt Voted For For 93.68% Against 6.06% Abstain 0.26% Withheld 0% For
Agilent Technologies, Inc. A 00846U101 3/17/2021 6 Ratification of Auditor Mgmt Voted For For 98.41% Against 1.39% Abstain 0.2% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 1 Elect Susan K. Carter Mgmt Voted For For 98.59% Against 1.21% Abstain 0.2% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 2 Elect Charles I. Cogut Mgmt Voted For For 94.62% Against 4.78% Abstain 0.6% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 3 Elect Lisa Davis Mgmt Voted For For 98.68% Against 1.09% Abstain 0.23% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 4 Elect Chadwick C. Deaton Mgmt Voted For For 97.67% Against 2.15% Abstain 0.18% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 5 Elect Seifi Ghasemi Mgmt Voted For For 98.93% Against 0.86% Abstain 0.21% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 6 Elect David H. Y. Ho Mgmt Voted For For 84.34% Against 15.28% Abstain 0.38% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 7 Elect Edward L. Monser Mgmt Voted For For 98.7% Against 1.11% Abstain 0.19% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 8 Elect Matthew H. Paull Mgmt Voted For For 91.65% Against 7.72% Abstain 0.63% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 9 Advisory Vote on Executive Compensation Mgmt Voted For For 95.73% Against 4.05% Abstain 0.22% Withheld 0% For
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 10 2021 Long-Term Incentive Plan Mgmt Voted For For 41.72% Against 57.78% Abstain 0.5% Withheld 0% Against
Air Products and Chemicals, Inc. APD 009158106 1/28/2021 11 Ratification of Auditor Mgmt Voted For For 14.88% Against 83.14% Abstain 1.98% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 1 Elect Jeffrey P. Bezos Mgmt Voted For For 48.65% Against 49.39% Abstain 1.96% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 2 Elect Keith B. Alexander Mgmt Voted For For 10.86% Against 88.48% Abstain 0.66% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 3 Elect Jamie S. Gorelick Mgmt Voted For For 2.53% Against 96.58% Abstain 0.89% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 4 Elect Daniel P. Huttenlocher Mgmt Voted For For 9.37% Against 85.38% Abstain 5.25% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 5 Elect Judith A. McGrath Mgmt Voted For For 97.97% Against 1.91% Abstain 0.12% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 6 Elect Indra K. Nooyi Mgmt Voted For For 99.15% Against 0.71% Abstain 0.14% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 7 Elect Jonathan J. Rubinstein Mgmt Voted For For 98.28% Against 1.59% Abstain 0.13% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 8 Elect Thomas O. Ryder Mgmt Voted For For 97.08% Against 2.76% Abstain 0.16% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 9 Elect Patricia Q. Stonesifer Mgmt Voted For For 98.17% Against 1.67% Abstain 0.16% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 10 Elect Wendell P. Weeks Mgmt Voted For For 98.45% Against 1.39% Abstain 0.16% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 11 Ratification of Auditor Mgmt Voted For For 98.15% Against 1.7% Abstain 0.15% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 96.78% Against 3.08% Abstain 0.14% Withheld 0% For
Amazon.com, Inc. AMZN 023135106 5/26/2021 13 Shareholder Proposal Regarding Report on Customer Due Diligence ShrHoldr Voted Against For 98.17% Against 1.69% Abstain 0.14% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 14 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 98.5% Against 1.34% Abstain 0.16% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against For 96.37% Against 3.48% Abstain 0.15% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 16 Shareholder Proposal Regarding Report on Promotion Data ShrHoldr Voted Against For 98.88% Against 0.97% Abstain 0.15% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 17 Shareholder Proposal Regarding Report on Plastic Packaging ShrHoldr Voted Against For 98.15% Against 1.7% Abstain 0.15% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 18 Shareholder Proposal Regarding Racial Equity Audit ShrHoldr Voted Against For 97.61% Against 2.23% Abstain 0.16% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 19 Shareholder Proposal Regarding Hourly Associate Representation on the Board ShrHoldr Voted Against For 97.75% Against 2.08% Abstain 0.17% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 20 Shareholder Proposal Regarding Anticompetitive Practices ShrHoldr Voted Against For 98.4% Against 1.44% Abstain 0.16% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 21 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 96.99% Against 2.84% Abstain 0.17% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 22 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 87.36% Against 12.2% Abstain 0.44% Withheld 0% Against
Amazon.com, Inc. AMZN 023135106 5/26/2021 23 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology ShrHoldr Voted Against For 98.43% Against 1.15% Abstain 0.42% Withheld 0% Against
American Electric Power Company, Inc. AEP 025537101 4/20/2021 1 Elect Nicholas K. Akins Mgmt Voted For For 97.78% Against 1.8% Abstain 0.42% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 2 Elect David J. Anderson Mgmt Voted For For 98.45% Against 1.1% Abstain 0.45% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For 91.68% Against 7.89% Abstain 0.43% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 4 Elect Art A. Garcia Mgmt Voted For For 88.94% Against 10.61% Abstain 0.45% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 5 Elect Linda A. Goodspeed Mgmt Voted For For 90.11% Against 9.44% Abstain 0.45% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 6 Elect Thomas E. Hoaglin Mgmt Voted For For 91.88% Against 7.77% Abstain 0.35% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 7 Elect Sandra Beach Lin Mgmt Voted For For 84.43% Against 15.2% Abstain 0.37% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 8 Elect Margaret M. McCarthy Mgmt Voted For For 98.46% Against 1.11% Abstain 0.43% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 9 Elect Stephen S. Rasmussen Mgmt Voted For For 98.18% Against 1.3% Abstain 0.52% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 10 Elect Oliver G. Richard, III Mgmt Voted For For 89.65% Against 9.82% Abstain 0.53% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 11 Elect Daryl Roberts Mgmt Voted For For 93.44% Against 6.29% Abstain 0.27% Withheld 0% For
American Electric Power Company, Inc. AEP 025537101 4/20/2021 12 Elect Sara Martinez Tucker Mgmt Voted For For 38.13% Against 61.2% Abstain 0.67% Withheld 0% Against
American Water Works Company, Inc. AWK 030420103 5/12/2021 1 Elect Jeffrey N. Edwards Mgmt Voted For For 44.38% Against 54.9% Abstain 0.72% Withheld 0% Against
American Water Works Company, Inc. AWK 030420103 5/12/2021 2 Elect Martha Clark Goss Mgmt Voted For For 78.92% Against 20.2% Abstain 0.88% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 3 Elect Veronica M. Hagen Mgmt Voted For For 99.43% Against 0.43% Abstain 0.14% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 4 Elect Kimberly J. Harris Mgmt Voted For For 95.89% Against 3.67% Abstain 0.44% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 5 Elect Julia L. Johnson Mgmt Voted For For 99.41% Against 0.45% Abstain 0.14% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 6 Elect Patricia L. Kampling Mgmt Voted For For 99.46% Against 0.42% Abstain 0.12% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 7 Elect Karl F. Kurz Mgmt Voted For For 96.59% Against 3.1% Abstain 0.31% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 8 Elect Walter J. Lynch Mgmt Voted For For 96.28% Against 3.63% Abstain 0.09% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 9 Elect George MacKenzie Mgmt Voted For For 84.37% Against 15.45% Abstain 0.18% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 10 Elect James G. Stavridis Mgmt Voted For For 84.35% Against 15.47% Abstain 0.18% Withheld 0% For
American Water Works Company, Inc. AWK 030420103 5/12/2021 11 Elect Lloyd M. Yates Mgmt Voted For For 29.59% Against 70.02% Abstain 0.39% Withheld 0% Against
American Water Works Company, Inc. AWK 030420103 5/12/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 3.39% Against 95.42% Abstain 1.19% Withheld 0% Against
American Water Works Company, Inc. AWK 030420103 5/12/2021 13 Ratification of Auditor Mgmt Voted For For 33.86% Against 65.89% Abstain 0.25% Withheld 0% Against
AMGEN Inc. AMGN 031162100 5/18/2021 1 Elect Wanda M. Austin Mgmt Voted For For 1.03% Against 98.59% Abstain 0.38% Withheld 0% Against
AMGEN Inc. AMGN 031162100 5/18/2021 2 Elect Robert A. Bradway Mgmt Voted For For 23.6% Against 72.88% Abstain 3.52% Withheld 0% Against
AMGEN Inc. AMGN 031162100 5/18/2021 3 Elect Brian J. Druker Mgmt Voted For For 31.06% Against 68.63% Abstain 0.31% Withheld 0% Against
AMGEN Inc. AMGN 031162100 5/18/2021 4 Elect Robert A. Eckert Mgmt Voted For For 35% Against 64.72% Abstain 0.28% Withheld 0% Against
AMGEN Inc. AMGN 031162100 5/18/2021 5 Elect Greg C. Garland Mgmt Voted For For 96.39% Against 3.5% Abstain 0.11% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 6 Elect Charles M. Holley, Jr. Mgmt Voted For For 99.55% Against 0.32% Abstain 0.13% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 7 Elect Tyler Jacks Mgmt Voted For For 99.28% Against 0.61% Abstain 0.11% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 8 Elect Ellen J. Kullman Mgmt Voted For For 97.07% Against 0.72% Abstain 2.21% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 9 Elect Amy E. Miles Mgmt Voted For For 98.35% Against 1.54% Abstain 0.11% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 10 Elect Ronald D. Sugar Mgmt Voted For For 99.41% Against 0.48% Abstain 0.11% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 11 Elect R. Sanders Williams Mgmt Voted For For 97.19% Against 2.67% Abstain 0.14% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 97.14% Against 2.73% Abstain 0.13% Withheld 0% For
AMGEN Inc. AMGN 031162100 5/18/2021 13 Ratification of Auditor Mgmt Voted For For 99.42% Against 0.45% Abstain 0.13% Withheld 0% For
Anthem, Inc. ANTM 03674B104 5/26/2021 1 Elect Lewis Hay III Mgmt Voted For For 98.44% Against 1.44% Abstain 0.12% Withheld 0% For
Anthem, Inc. ANTM 03674B104 5/26/2021 2 Elect Antonio F. Neri Mgmt Voted For For 68.62% Against 31.13% Abstain 0.25% Withheld 0% For
Anthem, Inc. ANTM 03674B104 5/26/2021 3 Elect Ramiro G. Peru Mgmt Voted For For 98.48% Against 1.32% Abstain 0.2% Withheld 0% For
Anthem, Inc. ANTM 03674B104 5/26/2021 4 Advisory Vote on Executive Compensation Mgmt Voted For For 99.07% Against 0.68% Abstain 0.25% Withheld 0% For
Anthem, Inc. ANTM 03674B104 5/26/2021 5 Ratification of Auditor Mgmt Voted For For 98.93% Against 0.53% Abstain 0.54% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 1 Elect Lester B. Knight Mgmt Voted For For 91.12% Against 8.37% Abstain 0.51% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 2 Elect Gregory C. Case Mgmt Voted For For 97.53% Against 1.52% Abstain 0.95% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 3 Elect Jin-Yong Cai Mgmt Voted For For 96.96% Against 2.1% Abstain 0.94% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 4 Elect Jeffrey C. Campbell Mgmt Voted For For 91.81% Against 7.2% Abstain 0.99% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 5 Elect Fulvio Conti Mgmt Voted For For 98.2% Against 0.89% Abstain 0.91% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 6 Elect Cheryl A. Francis Mgmt Voted For For 96.25% Against 2.84% Abstain 0.91% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 7 Elect J. Michael Losh Mgmt Voted For For 97.49% Against 1.55% Abstain 0.96% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 8 Elect Richard B. Myers Mgmt Voted For For 97.94% Against 1.18% Abstain 0.88% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 9 Elect Richard C. Notebaert Mgmt Voted For For 97.23% Against 2.07% Abstain 0.7% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 10 Elect Gloria Santona Mgmt Voted For For 97.96% Against 1.17% Abstain 0.87% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 11 Elect Byron O. Spruell Mgmt Voted For For 97.87% Against 1.23% Abstain 0.9% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 12 Elect Carolyn Y. Woo Mgmt Voted For For 97.96% Against 1.14% Abstain 0.9% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 98.08% Against 1.04% Abstain 0.88% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 14 Ratification of Auditor Mgmt Voted For For 96.78% Against 2.73% Abstain 0.49% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 15 Appointment of Auditor Mgmt Voted For For 92.96% Against 5.71% Abstain 1.33% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 16 Authority to Set Auditor's Fees Mgmt Voted For For 95.59% Against 3.46% Abstain 0.95% Withheld 0% For
Aon plc AON G0408V102 6/2/2021 17 Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution Mgmt Voted For For 46.75% Against 51.31% Abstain 1.94% Withheld 0% Against
Aon plc AON G0408V102 6/2/2021 18 Capitalization of Merger Reserve and Unrealized Revaluation Reserve Mgmt Voted For For 99.29% Against 0% Abstain 0% Withheld 0.71% For
Aon plc AON G0408V102 6/2/2021 19 Reduction in Share Premium Account Mgmt Voted For For 98.59% Against 0% Abstain 0% Withheld 1.41% For
Aon plc AON G0408V102 8/26/2020 1 Stock Issuance for Merger with Willis Towers Watson Mgmt Voted For For 99.29% Against 0% Abstain 0% Withheld 0.71% For
Aon plc AON G0408V102 8/26/2020 2 Right to Adjourn Meeting Mgmt Voted For For 98.22% Against 0% Abstain 0% Withheld 1.78% For
Apple Inc. AAPL 037833100 2/23/2021 1 Elect James A. Bell Mgmt Voted For For 99.13% Against 0% Abstain 0% Withheld 0.87% For
Apple Inc. AAPL 037833100 2/23/2021 2 Elect Timothy D. Cook Mgmt Voted For For 99.33% Against 0% Abstain 0% Withheld 0.67% For
Apple Inc. AAPL 037833100 2/23/2021 3 Elect Albert A. Gore Mgmt Voted For For 92.87% Against 0% Abstain 0% Withheld 7.13% For
Apple Inc. AAPL 037833100 2/23/2021 4 Elect Andrea Jung Mgmt Voted For For 99.66% Against 0% Abstain 0% Withheld 0.34% For
Apple Inc. AAPL 037833100 2/23/2021 5 Elect Arthur D. Levinson Mgmt Voted For For 99.5% Against 0% Abstain 0% Withheld 0.5% For
Apple Inc. AAPL 037833100 2/23/2021 6 Elect Monica C. Lozano Mgmt Voted For For 99.04% Against 0% Abstain 0% Withheld 0.96% For
Apple Inc. AAPL 037833100 2/23/2021 7 Elect Ronald D. Sugar Mgmt Voted For For 99.66% Against 0% Abstain 0% Withheld 0.34% For
Apple Inc. AAPL 037833100 2/23/2021 8 Elect Susan L. Wagner Mgmt Voted For For 98.56% Against 0% Abstain 0% Withheld 1.44% For
Apple Inc. AAPL 037833100 2/23/2021 9 Ratification of Auditor Mgmt Voted For For 93.51% Against 6.24% Abstain 0.25% Withheld 0% For
Apple Inc. AAPL 037833100 2/23/2021 10 Advisory Vote on Executive Compensation Mgmt Voted For For 95.95% Against 3.95% Abstain 0.1% Withheld 0% For
Apple Inc. AAPL 037833100 2/23/2021 11 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against For 98.59% Against 1.24% Abstain 0.17% Withheld 0% Against
Apple Inc. AAPL 037833100 2/23/2021 12 Shareholder Proposal Regarding Improvements in Executive Compensation Program ShrHoldr Voted Against For 99.38% Against 0.49% Abstain 0.13% Withheld 0% Against
Applied Materials, Inc. AMAT 038222105 3/11/2021 1 Elect Rani Borkar Mgmt Voted For For 33.3% Against 66.39% Abstain 0.31% Withheld 0% Against
Applied Materials, Inc. AMAT 038222105 3/11/2021 2 Elect Judy Bruner Mgmt Voted For For 98.49% Against 0.89% Abstain 0.62% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 3 Elect Eric Chen Mgmt Voted For For 86.29% Against 12.91% Abstain 0.8% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 4 Elect Aart J. de Geus Mgmt Voted For For 95.45% Against 3.75% Abstain 0.8% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 5 Elect Gary E. Dickerson Mgmt Voted For For 93.26% Against 5.95% Abstain 0.79% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 6 Elect Thomas J. Iannotti Mgmt Voted For For 96.11% Against 3.1% Abstain 0.79% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 7 Elect Alexander A. Karsner Mgmt Voted For For 97.88% Against 1.45% Abstain 0.67% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 8 Elect Adrianna C. Ma Mgmt Voted For For 89.34% Against 9.55% Abstain 1.11% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 9 Elect Yvonne McGill Mgmt Voted For For 97.85% Against 1.49% Abstain 0.66% Withheld 0% For
Applied Materials, Inc. AMAT 038222105 3/11/2021 10 Elect Scott A. McGregor Mgmt Voted For For 7.58% Against 90.3% Abstain 2.12% Withheld 0% Against
Applied Materials, Inc. AMAT 038222105 3/11/2021 14 Approval of the Employees Stock Purchase Plan Mgmt Voted For For 91.29% Against 7.96% Abstain 0.75% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 1 Elect Andrew Anagnost Mgmt Voted For For 99.59% Against 0.35% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 2 Elect Karen Blasing Mgmt Voted For For 97.93% Against 2.01% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 3 Elect Reid French Mgmt Voted For For 96.6% Against 3.34% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 4 Elect Ayanna Howard Mgmt Voted For For 98.87% Against 1.07% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 5 Elect Blake J. Irving Mgmt Voted For For 91.7% Against 8.24% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 6 Elect Mary T. McDowell Mgmt Voted For For 99.03% Against 0.83% Abstain 0.14% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 7 Elect Stephen D. Milligan Mgmt Voted For For 98.77% Against 1.08% Abstain 0.15% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 8 Elect Lorrie M. Norrington Mgmt Voted For For 99.61% Against 0.33% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 9 Elect Elizabeth S. Rafael Mgmt Voted For For 99.62% Against 0.24% Abstain 0.14% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 10 Elect Stacy J. Smith Mgmt Voted For For 98.41% Against 1.53% Abstain 0.06% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 11 Ratification of Auditor Mgmt Voted For For 99.43% Against 0.43% Abstain 0.14% Withheld 0% For
Autodesk, Inc. ADSK 052769106 6/16/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 97.92% Against 2.02% Abstain 0.06% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 1 Elect Peter Bisson Mgmt Voted For For 99.62% Against 0.31% Abstain 0.07% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 2 Elect Richard T. Clark Mgmt Voted For For 95.33% Against 4.53% Abstain 0.14% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 3 Elect Linnie M. Haynesworth Mgmt Voted For For 96.17% Against 3.7% Abstain 0.13% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 4 Elect John P. Jones Mgmt Voted For For 95.6% Against 4.2% Abstain 0.2% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 5 Elect Francine S. Katsoudas Mgmt Voted For For 90.47% Against 9.33% Abstain 0.2% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 6 Elect Nazzic S. Keene Mgmt Voted For For 99.47% Against 0.35% Abstain 0.18% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 7 Elect Thomas J. Lynch Mgmt Voted For For 99.41% Against 0.42% Abstain 0.17% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 8 Elect Scott F. Powers Mgmt Voted For For 92.86% Against 6.95% Abstain 0.19% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 9 Elect William J. Ready Mgmt Voted For For 98.53% Against 1.28% Abstain 0.19% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 10 Elect Carlos A. Rodriguez Mgmt Voted For For 85.12% Against 14.68% Abstain 0.2% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 11 Elect Sandra S. Wijnberg Mgmt Voted For For 99.15% Against 0.66% Abstain 0.19% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For 95.44% Against 4.38% Abstain 0.18% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 13 Ratification of Auditor Mgmt Voted For For 92.64% Against 7.16% Abstain 0.2% Withheld 0% For
Automatic Data Processing Inc. ADP 053015103 11/11/2020 14 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board ShrHoldr Voted Against For 90.19% Against 9.55% Abstain 0.26% Withheld 0% Against
Ball Corporation BLL 058498106 4/28/2021 1.1 Elect John A. Bryant Mgmt Voted For For 87.15% Against 12.65% Abstain 0.2% Withheld 0% For
Ball Corporation BLL 058498106 4/28/2021 1.2 Elect Michael J. Cave Mgmt Voted For For 79.17% Against 20.34% Abstain 0.49% Withheld 0% For
Ball Corporation BLL 058498106 4/28/2021 1.3 Elect Daniel W. Fisher Mgmt Voted For For 95.59% Against 4.19% Abstain 0.22% Withheld 0% For
Ball Corporation BLL 058498106 4/28/2021 1.4 Elect Pedro Henrique Mariani Mgmt Voted For For 96.7% Against 2.82% Abstain 0.48% Withheld 0% For
Ball Corporation BLL 058498106 4/28/2021 2 Ratification of Auditor Mgmt Voted For For 42.3% Against 57.1% Abstain 0.6% Withheld 0% Against
Ball Corporation BLL 058498106 4/28/2021 3 Advisory Vote on Executive Compensation Mgmt Voted For For 9.25% Against 88.8% Abstain 1.95% Withheld 0% Against
Becton, Dickinson and Company BDX 075887109 1/26/2021 1 Elect Catherine M. Burzik Mgmt Voted For For 95.02% Against 4.88% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 2 Elect R. Andrew Eckert Mgmt Voted For For 98.8% Against 1.1% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 4 Elect Claire M. Fraser Mgmt Voted For For 98.83% Against 1.07% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 5 Elect Jeffrey W. Henderson Mgmt Voted For For 99.55% Against 0.35% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 6 Elect Christopher Jones Mgmt Voted For For 98.88% Against 1.02% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 7 Elect Marshall O. Larsen Mgmt Voted For For 96.3% Against 3.55% Abstain 0.15% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 8 Elect David F. Melcher Mgmt Voted For For 96.84% Against 3.04% Abstain 0.12% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 9 Elect Thomas E. Polen Mgmt Voted For For 94.58% Against 2.71% Abstain 2.71% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 10 Elect Claire Pomeroy Mgmt Voted For For 98.73% Against 1.17% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 11 Elect Rebecca W. Rimel Mgmt Voted For For 99.55% Against 0.35% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 12 Elect Timothy M. Ring Mgmt Voted For For 96.84% Against 3.06% Abstain 0.1% Withheld 0% For
Becton, Dickinson and Company BDX 075887109 1/26/2021 13 Elect Bertram L. Scott Mgmt Voted For For 87.77% Against 12.13% Abstain 0.1% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.1 Elect Warren E. Buffett Mgmt Voted For For 95.71% Against 4.29% Abstain 0% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.3 Elect Gregory E. Abel Mgmt Voted For For 94.37% Against 5.25% Abstain 0.38% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.4 Elect Howard G. Buffett Mgmt Voted For For 98.76% Against 1.06% Abstain 0.18% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.6 Elect Kenneth I. Chenault Mgmt Voted For For 98.98% Against 0.72% Abstain 0.3% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.8 Elect David S. Gottesman Mgmt Voted For For 98.92% Against 0.73% Abstain 0.35% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.9 Elect Charlotte Guyman Mgmt Voted For For 90.82% Against 7.93% Abstain 1.25% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.10 Elect Ajit Jain Mgmt Voted For For 99.25% Against 0.55% Abstain 0.2% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.11 Elect Thomas S. Murphy Mgmt Voted For For 99.53% Against 0.29% Abstain 0.18% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.12 Elect Ronald L. Olson Mgmt Voted For For 99.49% Against 0.33% Abstain 0.18% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.13 Elect Walter Scott, Jr. Mgmt Voted For For 93.62% Against 5.67% Abstain 0.71% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 1.14 Elect Meryl B. Witmer Mgmt Voted For For 97.66% Against 2.13% Abstain 0.21% Withheld 0% For
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 2 Shareholder Proposal Regarding Climate Report ShrHoldr Voted Against For 98.49% Against 1.31% Abstain 0.2% Withheld 0% Against
Berkshire Hathaway Inc. BRKA 084670108 5/1/2021 3 Shareholder Proposal Regarding Diversity and Inclusion Reports ShrHoldr Voted Against For 99.49% Against 0.31% Abstain 0.2% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 1 Elect Alexander J. Denner Mgmt Voted For For 89.65% Against 10.16% Abstain 0.19% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 2 Elect Caroline D. Dorsa Mgmt Voted For For 99.53% Against 0.29% Abstain 0.18% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 3 Elect Maria C. Freire Mgmt Voted For For 98.66% Against 0.43% Abstain 0.91% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 4 Elect William A. Hawkins Mgmt Voted For For 98.24% Against 0.84% Abstain 0.92% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 5 Elect William D. Jones Mgmt Voted For For 92.62% Against 6.48% Abstain 0.9% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 6 Elect Nancy L. Leaming Mgmt Voted For For 93.5% Against 5.36% Abstain 1.14% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 7 Elect Jesus B. Mantas Mgmt Voted For For 95.89% Against 3.22% Abstain 0.89% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 8 Elect Richard C. Mulligan Mgmt Voted For For 26.22% Against 72.59% Abstain 1.19% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 9 Elect Stelios Papadopoulos Mgmt Voted For For 28.05% Against 70.69% Abstain 1.26% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 10 Elect Brian S. Posner Mgmt Voted For For 9.63% Against 88.93% Abstain 1.44% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 11 Elect Eric K. Rowinsky Mgmt Voted For For 9.16% Against 88.96% Abstain 1.88% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 12 Elect Stephen A. Sherwin Mgmt Voted For For 99.64% Against 0.28% Abstain 0.08% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 13 Elect Michel Vounatsos Mgmt Voted For For 99.53% Against 0.35% Abstain 0.12% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 14 Ratification of Auditor Mgmt Voted For For 98.81% Against 1% Abstain 0.19% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 98.52% Against 1.39% Abstain 0.09% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 16 Approval of Federal Forum Provision Mgmt Voted For For 97.46% Against 2.44% Abstain 0.1% Withheld 0% For
Biogen Inc. BIIB 09062X103 6/2/2021 17 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 99.07% Against 0.81% Abstain 0.12% Withheld 0% Against
Biogen Inc. BIIB 09062X103 6/2/2021 18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against For 96.29% Against 3.61% Abstain 0.1% Withheld 0% Against
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/27/2020 1.1 Elect Michael J. Castellano Mgmt Voted For For 99.05% Against 0.86% Abstain 0.09% Withheld 0% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/27/2020 1.2 Elect R. Glenn Hubbard Mgmt Voted For For 99.56% Against 0.33% Abstain 0.11% Withheld 0% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/27/2020 1.3 Elect John M. Perlowski Mgmt Voted For For 99.65% Against 0.27% Abstain 0.08% Withheld 0% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/27/2020 1.4 Elect W. Carl Kester Mgmt Voted For For 99.55% Against 0.36% Abstain 0.09% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 1 Elect Bader M. Alsaad Mgmt Voted For For 99.19% Against 0.72% Abstain 0.09% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 2 Elect Pamela Daley Mgmt Voted For For 96.06% Against 3.83% Abstain 0.11% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 3 Elect Jessica P. Einhorn Mgmt Voted For For 95.52% Against 4.37% Abstain 0.11% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 4 Elect Laurence D. Fink Mgmt Voted For For 89.43% Against 10.25% Abstain 0.32% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 5 Elect William E. Ford Mgmt Voted For For 94.02% Against 5.7% Abstain 0.28% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 6 Elect Fabrizio Freda Mgmt Voted For For 96.59% Against 3.08% Abstain 0.33% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 7 Elect Murry S. Gerber Mgmt Voted For For 40.7% Against 58.96% Abstain 0.34% Withheld 0% Against
BlackRock, Inc. BLK 09247X101 5/26/2021 8 Elect Margaret L. Johnson Mgmt Voted For For 98.52% Against 1.48% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 9 Elect Robert S. Kapito Mgmt Voted For For 97.94% Against 2.06% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 10 Elect Cheryl D. Mills Mgmt Voted For For 98.24% Against 1.76% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 11 Elect Gordon M. Nixon Mgmt Voted For For 98.14% Against 1.86% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 12 Elect Charles H. Robbins Mgmt Voted For For 99.51% Against 0.49% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 13 Elect Marco Antonio Slim Domit Mgmt Voted For For 99.88% Against 0.12% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 14 Elect Hans Vestberg Mgmt Voted For For 98.43% Against 1.57% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 15 Elect Susan L. Wagner Mgmt Voted For For 98.71% Against 1.29% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 16 Elect Mark Wilson Mgmt Voted For For 97.89% Against 2.11% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 17 Advisory Vote on Executive Compensation Mgmt Voted For For 98.24% Against 1.76% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 18 Ratification of Auditor Mgmt Voted For For 97.37% Against 2.63% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 19 Charter Amendment to Permit Shareholders to Call Special Meetings Mgmt Voted For For 97.93% Against 2.07% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 20 Charter Amendment to Eliminate Supermajority Voting Requirements Mgmt Voted For For 97.24% Against 2.76% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 21 Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions Mgmt Voted For For 98.94% Against 1.06% Abstain 0% Withheld 0% For
BlackRock, Inc. BLK 09247X101 5/26/2021 22 Shareholder Proposal Regarding Becoming a Public Benefit Corporation ShrHoldr Voted Against For 92.16% Against 6.87% Abstain 0.97% Withheld 0% Against
Boston Scientific Corporation BSX 101137107 5/6/2021 1 Elect Nelda J. Connors Mgmt Voted For For 12.26% Against 87.07% Abstain 0.67% Withheld 0% Against
Boston Scientific Corporation BSX 101137107 5/6/2021 2 Elect Charles J. Dockendorff Mgmt Voted For For 99.53% Against 0.39% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 3 Elect Yoshiaki Fujimori Mgmt Voted For For 98.72% Against 1.19% Abstain 0.09% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 4 Elect Donna A. James Mgmt Voted For For 99.48% Against 0.44% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 5 Elect Edward J. Ludwig Mgmt Voted For For 98.31% Against 1.61% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 6 Elect Michael F. Mahoney Mgmt Voted For For 97.89% Against 1.83% Abstain 0.28% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 7 Elect David J. Roux Mgmt Voted For For 97.61% Against 2.31% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 8 Elect John E. Sununu Mgmt Voted For For 99.56% Against 0.36% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 9 Elect Ellen M. Zane Mgmt Voted For For 97.02% Against 2.89% Abstain 0.09% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 10 Advisory Vote on Executive Compensation Mgmt Voted For For 98.11% Against 1.81% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 11 Ratification of Auditor Mgmt Voted For For 99% Against 0.92% Abstain 0.08% Withheld 0% For
Boston Scientific Corporation BSX 101137107 5/6/2021 12 Shareholder Proposal Regarding Report on Non-Management Employee Participation in Company Governance ShrHoldr Voted Against For 98.28% Against 1.64% Abstain 0.08% Withheld 0% Against
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 1 Elect Peter J. Arduini Mgmt Voted For For 99.63% Against 0.37% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 2 Elect Michael W. Bonney Mgmt Voted For For 92.82% Against 7.18% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 4 Elect Julia A. Haller Mgmt Voted For For 98.93% Against 1.07% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 7 Elect Theodore R. Samuels, II Mgmt Voted For For 98.94% Against 1.06% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 8 Elect Gerald Storch Mgmt Voted For For 97% Against 3% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 9 Elect Karen H. Vousden Mgmt Voted For For 98.69% Against 1.31% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 10 Elect Phyllis R. Yale Mgmt Voted For For 98.73% Against 1.27% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 12 Approval of the 2021 Stock Award and Incentive Plan Mgmt Voted For For 98.69% Against 1.31% Abstain 0% Withheld 0% For
Bristol-Myers Squibb Company BMY 110122108 5/4/2021 14 Reduce Ownership Threshold for Shareholders to Call Special Meetings Mgmt Voted For For 98.69% Against 1.31% Abstain 0% Withheld 0% For
Calamos Long/Short Equity & Dynamic Income Trust CPZ 12812C106 6/29/2021 1.1 Elect John E. Neal Mgmt Voted For For 98.7% Against 1.3% Abstain 0% Withheld 0% For
Calamos Long/Short Equity & Dynamic Income Trust CPZ 12812C106 6/29/2021 1.2 Elect Karen L. Stuckey Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Capital One Financial Corporation COF 14040H105 5/6/2021 1 Elect Richard D. Fairbank Mgmt Voted For For 96.92% Against 3% Abstain 0.08% Withheld 0% For
Capital One Financial Corporation COF 14040H105 5/6/2021 2 Elect Ime Archibong Mgmt Voted For For 99.9% Against 0% Abstain 0% Withheld 0.1% For
Capital One Financial Corporation COF 14040H105 5/6/2021 3 Elect Ann Fritz Hackett Mgmt Voted For For 99.84% Against 0% Abstain 0% Withheld 0.16% For
Capital One Financial Corporation COF 14040H105 5/6/2021 4 Elect Peter Thomas Killalea Mgmt Voted For For 99.7% Against 0% Abstain 0% Withheld 0.3% For
Capital One Financial Corporation COF 14040H105 5/6/2021 5 Elect Eli Leenaars Mgmt Voted For For 99.9% Against 0% Abstain 0% Withheld 0.1% For
Capital One Financial Corporation COF 14040H105 5/6/2021 6 Elect Francois Locoh-Donou Mgmt Voted For For 99.68% Against 0% Abstain 0% Withheld 0.32% For
Capital One Financial Corporation COF 14040H105 5/6/2021 7 Elect Peter E. Raskind Mgmt Voted For For 99.9% Against 0% Abstain 0% Withheld 0.1% For
Capital One Financial Corporation COF 14040H105 5/6/2021 8 Elect Eileen Serra Mgmt Voted For For 99.9% Against 0% Abstain 0% Withheld 0.1% For
Capital One Financial Corporation COF 14040H105 5/6/2021 9 Elect Mayo A. Shattuck III Mgmt Voted For For 99.89% Against 0% Abstain 0% Withheld 0.11% For
Capital One Financial Corporation COF 14040H105 5/6/2021 10 Elect Bradford H. Warner Mgmt Voted For For 99.14% Against 0% Abstain 0% Withheld 0.86% For
Capital One Financial Corporation COF 14040H105 5/6/2021 11 Elect Catherine G. West Mgmt Voted For For 99.14% Against 0% Abstain 0% Withheld 0.86% For
Capital One Financial Corporation COF 14040H105 5/6/2021 12 Elect Craig Anthony Williams Mgmt Voted For For 99.89% Against 0% Abstain 0% Withheld 0.11% For
Capital One Financial Corporation COF 14040H105 5/6/2021 13 Ratification of Auditor Mgmt Voted For For 99.67% Against 0% Abstain 0% Withheld 0.33% For
Capital One Financial Corporation COF 14040H105 5/6/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.91% Against 0.02% Abstain 0.07% Withheld 0% For
Capital One Financial Corporation COF 14040H105 5/6/2021 15 Amendment to the 2004 Stock Incentive Plan Mgmt Voted For For 95.46% Against 0% Abstain 0% Withheld 4.54% For
Caterpillar Inc. CAT 149123101 6/9/2021 1 Elect Kelly A. Ayotte Mgmt Voted For For 84.44% Against 0% Abstain 0% Withheld 15.56% For
Caterpillar Inc. CAT 149123101 6/9/2021 2 Elect David L. Calhoun Mgmt Voted For For 94.84% Against 0% Abstain 0% Withheld 5.16% For
Caterpillar Inc. CAT 149123101 6/9/2021 3 Elect Daniel M. Dickinson Mgmt Voted For For 85.62% Against 0% Abstain 0% Withheld 14.38% For
Caterpillar Inc. CAT 149123101 6/9/2021 4 Elect Gerald Johnson Mgmt Voted For For 87.32% Against 6.03% Abstain 6.65% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 5 Elect David W. MacLennan Mgmt Voted For For 94.06% Against 5.49% Abstain 0.45% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 6 Elect Debra L. Reed-Klages Mgmt Voted For For 96.39% Against 3.57% Abstain 0.04% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 7 Elect Edward B. Rust, Jr. Mgmt Voted For For 92.53% Against 1.71% Abstain 5.76% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 8 Elect Susan C. Schwab Mgmt Voted For For 69.14% Against 30.12% Abstain 0.74% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 9 Elect D. James Umpleby III Mgmt Voted For For 98.78% Against 0.7% Abstain 0.52% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 10 Elect Miles D. White Mgmt Voted For For 97.54% Against 1.92% Abstain 0.54% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 11 Elect Rayford Wilkins Jr. Mgmt Voted For For 99.9% Against 0.05% Abstain 0.05% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 12 Ratification of Auditor Mgmt Voted For For 99.53% Against 0.04% Abstain 0.43% Withheld 0% For
Caterpillar Inc. CAT 149123101 6/9/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 72.79% Against 0% Abstain 0% Withheld 27.21% For
Caterpillar Inc. CAT 149123101 6/9/2021 14 Shareholder Proposal Regarding Report on Net Zero Benchmark ShrHoldr Voted Against For 73.25% Against 0% Abstain 0% Withheld 26.75% Against
Caterpillar Inc. CAT 149123101 6/9/2021 15 Shareholder Proposal Regarding Diversity and Inclusion Report ShrHoldr Voted Against For 79.8% Against 19.1% Abstain 1.1% Withheld 0% Against
Caterpillar Inc. CAT 149123101 6/9/2021 16 Shareholder Proposal Regarding Becoming a Public Benefit Corporation ShrHoldr Voted Against For 99.29% Against 0.27% Abstain 0.44% Withheld 0% Against
Caterpillar Inc. CAT 149123101 6/9/2021 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 82.55% Against 15.98% Abstain 1.47% Withheld 0% Against
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/9/2020 1.1 Elect T. Ritson Ferguson Mgmt Voted For For 76.99% Against 21.88% Abstain 1.13% Withheld 0% For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/9/2020 1.2 Elect Heidi Stam Mgmt Voted For For 98.43% Against 0% Abstain 0.03% Withheld 1.54% For
Centene Corporation CNC 15135B101 4/27/2021 1 Elect Jessica L. Blume Mgmt Voted For For 34.09% Against 0% Abstain 0% Withheld 65.91% Against
Centene Corporation CNC 15135B101 4/27/2021 2 Elect Frederick H. Eppinger Mgmt Voted For For 46.66% Against 0% Abstain 0% Withheld 53.34% Against
Centene Corporation CNC 15135B101 4/27/2021 3 Elect David L. Steward Mgmt Voted For For 77.18% Against 0% Abstain 0% Withheld 22.82% For
Centene Corporation CNC 15135B101 4/27/2021 4 Elect William L. Trubeck Mgmt Voted For For 76.61% Against 0% Abstain 0% Withheld 23.39% For
Centene Corporation CNC 15135B101 4/27/2021 5 Advisory Vote on Executive Compensation Mgmt Voted For For 99.87% Against 0.08% Abstain 0.05% Withheld 0% For
Centene Corporation CNC 15135B101 4/27/2021 6 Ratification of Auditor Mgmt Voted For For 38.29% Against 61.36% Abstain 0.35% Withheld 0% Against
Centene Corporation CNC 15135B101 4/27/2021 7 Amendment to the 2012 Stock Incentive Plan Mgmt Voted For For 96.9% Against 0% Abstain 0% Withheld 3.1% For
Centene Corporation CNC 15135B101 4/27/2021 8 Elimination of Supermajority Requirements Mgmt Voted For For 89.89% Against 0% Abstain 0.04% Withheld 10.075% For
Centene Corporation CNC 15135B101 4/27/2021 9 Shareholder Proposal Regarding Board Declassification ShrHoldr Voted For For 97.04% Against 0% Abstain 0.04% Withheld 2.92% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 1 Elect W. Lance Conn Mgmt Voted For For 98.83% Against 0% Abstain 1.17% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 2 Elect Kim C. Goodman Mgmt Voted For For 100% Against 0% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 3 Elect Craig A. Jacobson Mgmt Voted For For 98.56% Against 0% Abstain 0% Withheld 1.44% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 4 Elect Gregory B. Maffei Mgmt Voted For For 97.35% Against 0% Abstain 2.65% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 5 Elect John D. Markley, Jr. Mgmt Voted For For 90.5% Against 0% Abstain 9.5% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 6 Elect David C. Merritt Mgmt Voted For For 87.98% Against 12.02% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 7 Elect James E. Meyer Mgmt Voted For For 98% Against 2% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 8 Elect Steven A. Miron Mgmt Voted For For 92.78% Against 0% Abstain 7.22% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 9 Elect Balan Nair Mgmt Voted For For 98.45% Against 1.55% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 10 Elect Michael A. Newhouse Mgmt Voted For For 99.92% Against 0.08% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 11 Elect Mauricio Ramos Mgmt Voted For For 97.44% Against 2.56% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 12 Elect Thomas M. Rutledge Mgmt Voted For For 86% Against 14% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 13 Elect Eric L. Zinterhofer Mgmt Voted For For 92.5% Against 0% Abstain 7.5% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 14 Ratification of Auditor Mgmt Voted For For 89% Against 11% Abstain 0% Withheld 0% For
Charter Communications, Inc. CHTR 16119P108 4/27/2021 15 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 98% Against 2% Abstain 0% Withheld 0% Against
Charter Communications, Inc. CHTR 16119P108 4/27/2021 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 95.31% Against 4.03% Abstain 0.66% Withheld 0% Against
Charter Communications, Inc. CHTR 16119P108 4/27/2021 17 Shareholder Proposal Regarding Diversity and Inclusion Report ShrHoldr Voted Against For 95.77% Against 2.55% Abstain 1.68% Withheld 0% Against
Charter Communications, Inc. CHTR 16119P108 4/27/2021 18 Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan ShrHoldr Voted Against For 94.01% Against 5.44% Abstain 0.55% Withheld 0% Against
Charter Communications, Inc. CHTR 16119P108 4/27/2021 19 Shareholder Proposal Regarding EEO-1 Reporting ShrHoldr Voted Against For 97.36% Against 2.01% Abstain 0.63% Withheld 0% Against
Chubb Limited CB H1467J104 5/20/2021 1 Accounts and Reports Mgmt Voted For For 95.92% Against 2.46% Abstain 1.62% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 2 Allocation of Profits Mgmt Voted For For 94.13% Against 5.57% Abstain 0.3% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 3 Dividends from Reserves Mgmt Voted For For 91.35% Against 5.92% Abstain 2.73% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 4 Ratification of Board Acts Mgmt Voted For For 94.35% Against 5.27% Abstain 0.38% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 5 Election of Statutory Auditors Mgmt Voted For For 95.57% Against 4.08% Abstain 0.35% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 7 Appointment of Special Auditor Mgmt Voted For For 98.21% Against 1.4% Abstain 0.39% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 8 Elect Evan G. Greenberg Mgmt Voted For For 94.82% Against 2.8% Abstain 2.38% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 9 Elect Michael P. Connors Mgmt Voted For For 93.06% Against 6.34% Abstain 0.6% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 10 Elect Michael G. Atieh Mgmt Voted For For 94.7% Against 1.25% Abstain 4.05% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 11 Elect Sheila P. Burke Mgmt Voted For For 48.46% Against 50.44% Abstain 1.1% Withheld 0% Against
Chubb Limited CB H1467J104 5/20/2021 12 Elect Mary A. Cirillo Mgmt Voted For For 99.6% Against 0.29% Abstain 0.11% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 13 Elect Robert J. Hugin Mgmt Voted For For 92.32% Against 7.61% Abstain 0.07% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 14 Elect Robert W. Scully Mgmt Voted For For 99.93% Against 0.07% Abstain 0% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 15 Elect Eugene B. Shanks, Jr. Mgmt Voted For For 96.56% Against 3.43% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 16 Elect Theodore E. Shasta Mgmt Voted For For 94.63% Against 0.98% Abstain 4.39% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 17 Elect David H. Sidwell Mgmt Voted For For 99.43% Against 0.56% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 18 Elect Olivier Steimer Mgmt Voted For For 99.02% Against 0.97% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 19 Elect Luis Tellez Mgmt Voted For For 92.63% Against 7.36% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 21 Elect Evan G. Greenberg as Board Chair Mgmt Voted For For 99.06% Against 0.93% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 22 Elect Michael P. Connors Mgmt Voted For For 92.37% Against 7.62% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 23 Elect Mary A. Cirillo Mgmt Voted For For 98.84% Against 1.15% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 25 Appointment of Independent Proxy Mgmt Voted For For 99.12% Against 0.87% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 26 2016 Long-Term Incentive Plan Mgmt Voted For For 95.26% Against 4.37% Abstain 0.37% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 27 Cancellation of Shares and Reduction in Share Capital Mgmt Voted For For 99.1% Against 0.89% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 28 Board Compensation Mgmt Voted For For 99.01% Against 0.89% Abstain 0.1% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 29 Executive Compensation Mgmt Voted For For 93.7% Against 6.29% Abstain 0.01% Withheld 0% For
Chubb Limited CB H1467J104 5/20/2021 31 Additional or Amended Proposals Mgmt Voted For For 99.63% Against 0.21% Abstain 0.16% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 1 Elect David M. Cordani Mgmt Voted For For 95.33% Against 4.51% Abstain 0.16% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 2 Elect William J. DeLaney Mgmt Voted For For 97.91% Against 1.95% Abstain 0.14% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 3 Elect Eric J. Foss Mgmt Voted For For 94.15% Against 5.84% Abstain 0.01% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 4 Elect Elder Granger Mgmt Voted For For 98.99% Against 0.68% Abstain 0.33% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 5 Elect Isaiah Harris, Jr. Mgmt Voted For For 99.05% Against 0.67% Abstain 0.28% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 6 Elect George Kurian Mgmt Voted For For 98.83% Against 0.85% Abstain 0.32% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 7 Elect Kathleen M. Mazzarella Mgmt Voted For For 94.93% Against 4.73% Abstain 0.34% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 8 Elect Mark B. McClellan Mgmt Voted For For 97.41% Against 2.29% Abstain 0.3% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 9 Elect John M. Partridge Mgmt Voted For For 98.97% Against 0.76% Abstain 0.27% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 10 Elect Kimberly A. Ross Mgmt Voted For For 98.71% Against 0.96% Abstain 0.33% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 11 Elect Eric C. Wiseman Mgmt Voted For For 96.58% Against 3.1% Abstain 0.32% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 12 Elect Donna F. Zarcone Mgmt Voted For For 98.99% Against 0.72% Abstain 0.29% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 99.06% Against 0.64% Abstain 0.3% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 14 Amendment to the Long-Term Incentive Plan Mgmt Voted For For 95.64% Against 3.78% Abstain 0.58% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 15 Ratification of Auditor Mgmt Voted For For 99% Against 0.74% Abstain 0.26% Withheld 0% For
Cigna Corporation CI 125523100 4/28/2021 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 96.41% Against 3.23% Abstain 0.36% Withheld 0% Against
Cigna Corporation CI 125523100 4/28/2021 17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against For 93.95% Against 4.97% Abstain 1.08% Withheld 0% Against
Cigna Corporation CI 125523100 4/28/2021 18 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against For 9.79% Against 88.17% Abstain 2.04% Withheld 0% Against
Cintas Corporation CTAS 172908105 10/27/2020 1 Elect Gerald S. Adolph Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 2 Elect John F. Barrett Mgmt Voted For For 93.17% Against 6.83% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 3 Elect Melanie W. Barstad Mgmt Voted For For 99.11% Against 0.89% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 4 Elect Karen L. Carnahan Mgmt Voted For For 97.41% Against 2.59% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 5 Elect Robert E. Coletti Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 6 Elect Scott D. Farmer Mgmt Voted For For 99.6% Against 0.4% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 7 Elect Joseph Scaminace Mgmt Voted For For 99.74% Against 0.26% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 8 Elect Ronald W. Tysoe Mgmt Voted For For 78.3% Against 21.7% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 10 Ratification of Auditor Mgmt Voted For For 78.61% Against 21.39% Abstain 0% Withheld 0% For
Cintas Corporation CTAS 172908105 10/27/2020 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For 95.09% Against 4.9% Abstain 0.01% Withheld 0% Against
Claymore Exchange-Traded Fund Trust GPM 40167B100 4/8/2021 1 Elect Thomas F. Lydon Mgmt Voted For For 98.46% Against 1.53% Abstain 0.01% Withheld 0% For
Claymore Exchange-Traded Fund Trust GPM 40167B100 4/8/2021 2 Elect Ronald A. Nyberg Mgmt Voted For For 89.71% Against 10.28% Abstain 0.01% Withheld 0% For
ClearBridge MLP and Midstream Total Return Fund Inc CTR 18469Q207 6/4/2021 1 Elect Robert D. Agdern Mgmt Voted For For 90.87% Against 9.12% Abstain 0.01% Withheld 0% For
ClearBridge MLP and Midstream Total Return Fund Inc CTR 18469Q207 6/4/2021 2 Ratification of Auditor Mgmt Voted For For 94.96% Against 5.03% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 1 Elect Amy L. Banse Mgmt Voted For For 95.03% Against 4.96% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 2 Elect Richard H. Carmona Mgmt Voted For For 95.03% Against 4.96% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 3 Elect Benno Dorer Mgmt Voted For For 95.04% Against 4.95% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 4 Elect Spencer C. Fleischer Mgmt Voted For For 95.02% Against 4.97% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 5 Elect Esther S. Lee Mgmt Voted For For 98.79% Against 1.2% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 6 Elect A.D. David Mackay Mgmt Voted For For 93.8% Against 6.19% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 7 Elect Paul G. Parker Mgmt Voted For For 92.75% Against 7.24% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 8 Elect Linda Rendle Mgmt Voted For For 98.69% Against 1.3% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 9 Elect Matthew J. Shattock Mgmt Voted For For 97.41% Against 2.58% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 10 Elect Kathryn A. Tesija Mgmt Voted For For 97.42% Against 2.57% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 11 Elect Pamela Thomas-Graham Mgmt Voted For For 88.93% Against 11.06% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 12 Elect Russell J. Weiner Mgmt Voted For For 89.11% Against 10.88% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 13 Elect Christopher J. Williams Mgmt Voted For For 85.46% Against 14.53% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For 88.93% Against 11.06% Abstain 0.01% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 15 Ratification of Auditor Mgmt Voted For For 99.77% Against 0.125% Abstain 0.11% Withheld 0% For
Clorox Co. CLX 189054109 11/18/2020 16 Elimination of Supermajority Requirement Mgmt Voted For For 97.21% Against 0% Abstain 0% Withheld 2.79% For
Colgate-Palmolive Company CL 194162103 5/7/2021 1 Elect John P. Bilbrey Mgmt Voted For For 95.95% Against 0% Abstain 0% Withheld 4.05% For
Colgate-Palmolive Company CL 194162103 5/7/2021 2 Elect John T. Cahill Mgmt Voted For For 97.17% Against 0% Abstain 0% Withheld 2.83% For
Colgate-Palmolive Company CL 194162103 5/7/2021 3 Elect Lisa M. Edwards Mgmt Voted For For 98.49% Against 0% Abstain 0% Withheld 1.51% For
Colgate-Palmolive Company CL 194162103 5/7/2021 4 Elect C. Martin Harris Mgmt Voted For For 96.63% Against 0% Abstain 0% Withheld 3.37% For
Colgate-Palmolive Company CL 194162103 5/7/2021 5 Elect Martina Hund-Mejean Mgmt Voted For For 98.76% Against 0% Abstain 0% Withheld 1.24% For
Colgate-Palmolive Company CL 194162103 5/7/2021 6 Elect Kimberly A. Nelson Mgmt Voted For For 85.18% Against 0% Abstain 0% Withheld 14.82% For
Colgate-Palmolive Company CL 194162103 5/7/2021 7 Elect Lorrie M. Norrington Mgmt Voted For For 99.01% Against 0% Abstain 0% Withheld 0.99% For
Colgate-Palmolive Company CL 194162103 5/7/2021 8 Elect Michael B. Polk Mgmt Voted For For 99.2% Against 0.52% Abstain 0.28% Withheld 0% For
Colgate-Palmolive Company CL 194162103 5/7/2021 9 Elect Stephen I. Sadove Mgmt Voted For For 63.1% Against 36.37% Abstain 0.53% Withheld 0% For
Colgate-Palmolive Company CL 194162103 5/7/2021 10 Elect Noel R. Wallace Mgmt Voted For For 94.35% Against 5.32% Abstain 0.33% Withheld 0% For
Colgate-Palmolive Company CL 194162103 5/7/2021 11 Ratification of Auditor Mgmt Voted For For 93.28% Against 5.5% Abstain 1.22% Withheld 0% For
Colgate-Palmolive Company CL 194162103 5/7/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 94.36% Against 0% Abstain 0% Withheld 5.64% For
Colgate-Palmolive Company CL 194162103 5/7/2021 13 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 95.69% Against 0% Abstain 0% Withheld 4.31% Against
Colgate-Palmolive Company CL 194162103 5/7/2021 14 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 96.68% Against 3.32% Abstain 0% Withheld 0% Against
Comcast Corporation CMCSA 20030N101 6/2/2021 1.1 Elect Kenneth J. Bacon Mgmt Voted For For 94% Against 5.29% Abstain 0.71% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.2 Elect Madeline S. Bell Mgmt Voted For For 83.83% Against 0% Abstain 0% Withheld 16.17% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.3 Elect Naomi M. Bergman Mgmt Voted For For 93.22% Against 0% Abstain 0% Withheld 6.78% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.4 Elect Edward D. Breen Mgmt Voted For For 90.98% Against 0% Abstain 0% Withheld 9.02% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.5 Elect Gerald L. Hassell Mgmt Voted For For 90.1% Against 0% Abstain 0% Withheld 9.9% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For 97.94% Against 2% Abstain 0.06% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For 99.12% Against 0.85% Abstain 0.03% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.8 Elect Asuka Nakahara Mgmt Voted For For 99.98% Against 0% Abstain 0.02% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.9 Elect David C. Novak Mgmt Voted For For 99.26% Against 0.03% Abstain 0.71% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 1.10 Elect Brian L. Roberts Mgmt Voted For For 99.95% Against 0% Abstain 0.05% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 2 Advisory Vote on Executive Compensation Mgmt Voted For For 97.51% Against 2.44% Abstain 0.05% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 3 Ratification of Auditor Mgmt Voted For For 98.12% Against 1.66% Abstain 0.22% Withheld 0% For
Comcast Corporation CMCSA 20030N101 6/2/2021 4 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment ShrHoldr Voted Against For 97.45% Against 2.33% Abstain 0.22% Withheld 0% Against
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.1 Elect Susan L. Decker Mgmt Voted For For 98.12% Against 1.66% Abstain 0.22% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.2 Elect Kenneth D. Denman Mgmt Voted For For 97.4% Against 2.38% Abstain 0.22% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.3 Elect Richard A. Galanti Mgmt Voted For For 97.72% Against 2.06% Abstain 0.22% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.4 Elect W. Craig Jelinek Mgmt Voted For For 99.43% Against 0.36% Abstain 0.21% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.5 Elect Sally Jewell Mgmt Voted For For 99.96% Against 0.03% Abstain 0.01% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.6 Elect Charles T. Munger Mgmt Voted For For 99.96% Against 0% Abstain 0.04% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 1.7 Elect Jeffrey S. Raikes Mgmt Voted For For 94.34% Against 5.54% Abstain 0.12% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 2 Ratification of Auditor Mgmt Voted For For 91.56% Against 8.19% Abstain 0.25% Withheld 0% For
Costco Wholesale Corporation COST 22160K105 1/21/2021 3 Advisory Vote on Executive Compensation Mgmt Voted For For 96.18% Against 3.66% Abstain 0.16% Withheld 0% For
CSX Corporation CSX 126408103 5/7/2021 1 Elect Donna M. Alvarado Mgmt Voted For For 37% Against 62.71% Abstain 0.29% Withheld 0% Against
CSX Corporation CSX 126408103 5/7/2021 2 Elect Thomas P. Bostick Mgmt Voted For For 6.91% Against 91.79% Abstain 1.3% Withheld 0% Against
CSX Corporation CSX 126408103 5/7/2021 3 Elect James M. Foote Mgmt Voted For For 15.02% Against 84.38% Abstain 0.6% Withheld 0% Against
CSX Corporation CSX 126408103 5/7/2021 4 Elect Steven T. Halverson Mgmt Voted For For 93.36% Against 5.72% Abstain 0.92% Withheld 0% For
CSX Corporation CSX 126408103 5/7/2021 5 Elect Paul C. Hilal Mgmt Voted For For 99.45% Against 0.51% Abstain 0.04% Withheld 0% For
CSX Corporation CSX 126408103 5/7/2021 6 Elect David M. Moffett Mgmt Voted For For 97.61% Against 2.35% Abstain 0.04% Withheld 0% For
CSX Corporation CSX 126408103 5/7/2021 7 Elect Linda H. Riefler Mgmt Voted For For 0.15% Against 98.68% Abstain 1.17% Withheld 0% Against
CSX Corporation CSX 126408103 5/7/2021 8 Elect Suzanne M. Vautrinot Mgmt Voted For For 97.11% Against 0% Abstain 0% Withheld 2.89% For
CSX Corporation CSX 126408103 5/7/2021 9 Elect James L. Wainscott Mgmt Voted For For 94.64% Against 0% Abstain 0% Withheld 5.36% For
CSX Corporation CSX 126408103 5/7/2021 10 Elect J. Steven Whisler Mgmt Voted For For 74.57% Against 0% Abstain 0% Withheld 25.43% For
CSX Corporation CSX 126408103 5/7/2021 11 Elect John J. Zillmer Mgmt Voted For For 96.94% Against 0% Abstain 0% Withheld 3.06% For
CSX Corporation CSX 126408103 5/7/2021 12 Ratification of Auditor Mgmt Voted For For 97.32% Against 2.58% Abstain 0.1% Withheld 0% For
CSX Corporation CSX 126408103 5/7/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 97.35% Against 2.56% Abstain 0.09% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 1 Elect N. Thomas Linebarger Mgmt Voted For For 98.18% Against 0.2% Abstain 1.62% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 2 Elect Robert J. Bernhard Mgmt Voted For For 99.85% Against 0.01% Abstain 0.14% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 3 Elect Franklin R. Chang Diaz Mgmt Voted For For 99.97% Against 0.03% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 4 Elect Bruno V. Di Leo Allen Mgmt Voted For For 90.23% Against 6.71% Abstain 3.06% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 5 Elect Stephen B. Dobbs Mgmt Voted For For 96.91% Against 3.09% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 6 Elect Carla A. Harris Mgmt Voted For For 99.99% Against 0.01% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 7 Elect Robert K. Herdman Mgmt Voted For For 86% Against 3% Abstain 0% Withheld 11% For
Cummins Inc. CMI 231021106 5/11/2021 8 Elect Alexis M. Herman Mgmt Voted For For 94.35% Against 5.65% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 10 Elect William I. Miller Mgmt Voted For For 94.3% Against 5.7% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 11 Elect Georgia R. Nelson Mgmt Voted For For 99.87% Against 0.13% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 13 Elect Karen H. Quintos Mgmt Voted For For 99.85% Against 0.15% Abstain 0% Withheld 0% For
Cummins Inc. CMI 231021106 5/11/2021 16 Shareholder Proposal Regarding Professional Services Allowance ShrHoldr Voted Against For 97.35% Against 0% Abstain 2.65% Withheld 0% Against
Cushing MLP & Infrastructure Total Return Fund SRV 231647207 5/27/2021 1.1 Elect Brian R. Bruce Mgmt Voted For For 99.91% Against 0.09% Abstain 0% Withheld 0% For
Cushing MLP & Infrastructure Total Return Fund SRV 231647207 5/27/2021 1.2 Elect Ronald P. Trout Mgmt Voted For For 68.16% Against 31.84% Abstain 0% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 1 Elect Fernando Aguirre Mgmt Voted For For 94.25% Against 0% Abstain 5.75% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 2 Elect C. David Brown II Mgmt Voted For For 68.79% Against 31.21% Abstain 0% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 3 Elect Alecia A. DeCoudreaux Mgmt Voted For For 99.82% Against 0% Abstain 0% Withheld 0.18% For
CVS Health Corporation CVS 126650100 5/13/2021 4 Elect Nancy-Ann M. DeParle Mgmt Voted For For 99.99% Against 0% Abstain 0% Withheld 0.01% For
CVS Health Corporation CVS 126650100 5/13/2021 5 Elect David W. Dorman Mgmt Voted For For 99.35% Against 0.44% Abstain 0% Withheld 0.21% For
CVS Health Corporation CVS 126650100 5/13/2021 6 Elect Roger N. Farah Mgmt Voted For For 99.35% Against 0.44% Abstain 0% Withheld 0.21% For
CVS Health Corporation CVS 126650100 5/13/2021 7 Elect Anne M. Finucane Mgmt Voted For For 99.99% Against 0% Abstain 0% Withheld 0.01% For
CVS Health Corporation CVS 126650100 5/13/2021 8 Elect Edward J. Ludwig Mgmt Voted For For 99.99% Against 0% Abstain 0% Withheld 0.01% For
CVS Health Corporation CVS 126650100 5/13/2021 9 Elect Karen S. Lynch Mgmt Voted For For 74.6% Against 22.59% Abstain 0% Withheld 2.81% For
CVS Health Corporation CVS 126650100 5/13/2021 10 Elect Jean-Pierre Millon Mgmt Voted For For 97.19% Against 2.81% Abstain 0% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 11 Elect Mary L. Schapiro Mgmt Voted For For 84.03% Against 15.97% Abstain 0% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 12 Elect William C. Weldon Mgmt Voted For For 99.86% Against 0% Abstain 0% Withheld 0.14% For
CVS Health Corporation CVS 126650100 5/13/2021 13 Elect Tony L. White Mgmt Voted For For 99.99% Against 0% Abstain 0% Withheld 0.01% For
CVS Health Corporation CVS 126650100 5/13/2021 14 Ratification of Auditor Mgmt Voted For For 99.26% Against 0.72% Abstain 0.02% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 95.93% Against 4.05% Abstain 0.02% Withheld 0% For
CVS Health Corporation CVS 126650100 5/13/2021 16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For 98.96% Against 1.02% Abstain 0.02% Withheld 0% Against
CVS Health Corporation CVS 126650100 5/13/2021 17 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 93.82% Against 6.15% Abstain 0.03% Withheld 0% Against
Deere & Company DE 244199105 2/24/2021 1 Elect Tamra A. Erwin Mgmt Voted For For 93.82% Against 6.15% Abstain 0.03% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 2 Elect Alan C. Heuberger Mgmt Voted For For 99.03% Against 0.94% Abstain 0.03% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 3 Elect Charles O. Holliday, Jr. Mgmt Voted For For 97.73% Against 2.24% Abstain 0.03% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 4 Elect Dipak C. Jain Mgmt Voted For For 97.73% Against 2.24% Abstain 0.03% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 5 Elect Michael O. Johanns Mgmt Voted For For 96.77% Against 3.18% Abstain 0.05% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 6 Elect Clayton M. Jones Mgmt Voted For For 96.77% Against 3.18% Abstain 0.05% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 7 Elect John C. May Mgmt Voted For For 98.2% Against 1.73% Abstain 0.07% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 8 Elect Gregory R. Page Mgmt Voted For For 99.4% Against 0.44% Abstain 0.16% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 9 Elect Sherry M. Smith Mgmt Voted For For 98.89% Against 0.95% Abstain 0.16% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 10 Elect Dmitri L. Stockton Mgmt Voted For For 95.42% Against 4.42% Abstain 0.16% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 11 Elect Sheila G. Talton Mgmt Voted For For 99.01% Against 0.83% Abstain 0.16% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 99.53% Against 0.31% Abstain 0.16% Withheld 0% For
Deere & Company DE 244199105 2/24/2021 13 Ratification of Auditor Mgmt Voted For For 99.5% Against 0.34% Abstain 0.16% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.1 Elect Thomas L. Bennett Mgmt Voted For For 99.68% Against 0.16% Abstain 0.16% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.2 Elect Jerome D. Abernathy Mgmt Voted For For 92.88% Against 6.74% Abstain 0.38% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.3 Elect Ann D. Borowiec Mgmt Voted For For 80.84% Against 18.91% Abstain 0.25% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.4 Elect Joseph W. Chow Mgmt Voted For For 96.31% Against 3.5% Abstain 0.19% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.5 Elect John A. Fry Mgmt Voted For For 96.93% Against 2.89% Abstain 0.18% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.6 Elect Lucinda S. Landreth Mgmt Voted For For 98.79% Against 0.58% Abstain 0.63% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.7 Elect Shawn K. Lytle Mgmt Voted For For 83.68% Against 14.88% Abstain 1.44% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.8 Elect Frances A. Sevilla-Sacasa Mgmt Voted For For 94.24% Against 4.61% Abstain 1.15% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.9 Elect Thomas K. Whitford Mgmt Voted For For 99.76% Against 0.06% Abstain 0.18% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.10 Elect Christianna Wood Mgmt Voted For For 96.58% Against 3.21% Abstain 0.21% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 1.11 Elect Janet L. Yeomans Mgmt Voted For For 98.06% Against 1.39% Abstain 0.55% Withheld 0% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 10/9/2020 2 Approval of a Amendment to the DEX Investment Sub-Advisory Agreement Mgmt Voted For For 90.59% Against 8.81% Abstain 0.6% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 1 Elect Kevin Sayer Mgmt Voted For For 90.34% Against 9.42% Abstain 0.24% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 2 Elect Nicholas Augustinos Mgmt Voted For For 94.08% Against 5.69% Abstain 0.23% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 3 Elect Bridgette P. Heller Mgmt Voted For For 93.3% Against 6.46% Abstain 0.24% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 4 Ratification of Auditor Mgmt Voted For For 92.79% Against 6.97% Abstain 0.24% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 5 Advisory Vote on Executive Compensation Mgmt Voted For For 93.78% Against 5.99% Abstain 0.23% Withheld 0% For
DexCom, Inc. DXCM 252131107 5/20/2021 6 Repeal of Classified Board Mgmt Voted For For 89.96% Against 9.82% Abstain 0.22% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 1 Elect Warren F. Bryant Mgmt Voted For For 97.36% Against 2.39% Abstain 0.25% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 2 Elect Michael M. Calbert Mgmt Voted For For 96.98% Against 2.76% Abstain 0.26% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 3 Elect Patricia D. Fili-Krushel Mgmt Voted For For 96.97% Against 2.78% Abstain 0.25% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 4 Elect Timothy I. McGuire Mgmt Voted For For 96.01% Against 3.77% Abstain 0.22% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 5 Elect William C. Rhodes, III Mgmt Voted For For 90.13% Against 9.56% Abstain 0.31% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 6 Elect Debra A. Sandler Mgmt Voted For For 95.39% Against 4.18% Abstain 0.43% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 7 Elect Ralph E. Santana Mgmt Voted For For 92.4% Against 7.11% Abstain 0.49% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 8 Elect Todd J. Vasos Mgmt Voted For For 98.46% Against 1.11% Abstain 0.43% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 9 Advisory Vote on Executive Compensation Mgmt Voted For For 99.62% Against 0.09% Abstain 0.29% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 10 Ratification of Auditor Mgmt Voted For For 99.6% Against 0.18% Abstain 0.22% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 11 Approval of the 2021 Stock Incentive Plan Mgmt Voted For For 98.37% Against 1.48% Abstain 0.15% Withheld 0% For
Dollar General Corporation DG 256677105 5/26/2021 12 Charter Amendment to Allow Shareholders to Call Special Meetings Mgmt Voted For For 99.35% Against 0% Abstain 0% Withheld 0.65% For
Dollar General Corporation DG 256677105 5/26/2021 13 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 95.6% Against 0% Abstain 0% Withheld 4.4% Against
Duke Energy Corporation DUK 26441C204 5/6/2021 1.1 Elect Michael G. Browning Mgmt Voted For For 99.51% Against 0% Abstain 0% Withheld 0.49% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.2 Elect Annette K. Clayton Mgmt Voted For For 99.55% Against 0% Abstain 0% Withheld 0.45% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.3 Elect Theodore F. Craver, Jr. Mgmt Voted For For 98.14% Against 0% Abstain 0% Withheld 1.86% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.4 Elect Robert M. Davis Mgmt Voted For For 97.83% Against 0% Abstain 0% Withheld 2.17% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.6 Elect W. Roy Dunbar Mgmt Voted For For 98.77% Against 0% Abstain 0% Withheld 1.23% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.7 Elect Nicholas C. Fanandakis Mgmt Voted For For 97.06% Against 0% Abstain 0% Withheld 2.94% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.8 Elect Lynn J. Good Mgmt Voted For For 97.46% Against 0% Abstain 0% Withheld 2.54% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.9 Elect John T. Herron Mgmt Voted For For 99.11% Against 0% Abstain 0% Withheld 0.89% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.10 Elect E. Marie McKee Mgmt Voted For For 99.53% Against 0% Abstain 0% Withheld 0.47% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.11 Elect Michael J. Pacilio Mgmt Voted For For 95.71% Against 0% Abstain 0% Withheld 4.29% For
Duke Energy Corporation DUK 26441C204 5/6/2021 1.13 Elect William E. Webster, Jr. Mgmt Voted For For 95.12% Against 0% Abstain 0% Withheld 4.88% For
Eaton Corporation plc ETN G29183103 4/28/2021 1 Elect Craig Arnold Mgmt Voted For For 95.12% Against 0% Abstain 0% Withheld 4.88% For
Eaton Corporation plc ETN G29183103 4/28/2021 2 Elect Christopher M. Connor Mgmt Voted For For 97.52% Against 2.3% Abstain 0.18% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 3 Elect Olivier Leonetti Mgmt Voted For For 97.52% Against 2.3% Abstain 0.18% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 4 Elect Deborah L. McCoy Mgmt Voted For For 93.9% Against 5.38% Abstain 0.72% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 5 Elect Silvio Napoli Mgmt Voted For For 19.86% Against 79.6% Abstain 0.54% Withheld 0% Against
Eaton Corporation plc ETN G29183103 4/28/2021 6 Elect Gregory R. Page Mgmt Voted For For 97% Against 2.93% Abstain 0.07% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 7 Elect Sandra Pianalto Mgmt Voted For For 98.32% Against 1.68% Abstain 0% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 8 Elect Lori J. Ryerkerk Mgmt Voted For For 98.44% Against 1.56% Abstain 0% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 9 Elect Gerald B. Smith Mgmt Voted For For 99.35% Against 0.65% Abstain 0% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 10 Elect Dorothy C. Thompson Mgmt Voted For For 99.14% Against 0.64% Abstain 0.22% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 11 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For 91.37% Against 8.03% Abstain 0.6% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 99% Against 0.66% Abstain 0.34% Withheld 0% For
Eaton Corporation plc ETN G29183103 4/28/2021 13 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For 24.71% Against 74.29% Abstain 1% Withheld 0% Against
Eaton Corporation plc ETN G29183103 4/28/2021 14 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For 21.59% Against 76.81% Abstain 1.6% Withheld 0% Against
Eaton Corporation plc ETN G29183103 4/28/2021 15 Authority to Repurchase Shares Mgmt Voted For For 37.26% Against 58.4% Abstain 4.34% Withheld 0% Against
eBay Inc. EBAY 278642103 6/15/2021 1 Elect Anthony J. Bates Mgmt Voted For For 99.72% Against 0.14% Abstain 0.14% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 2 Elect Adriane M. Brown Mgmt Voted For For 95.68% Against 4.1% Abstain 0.22% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 3 Elect Diana Farrell Mgmt Voted For For 98.03% Against 1.8% Abstain 0.17% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 4 Elect Logan D. Green Mgmt Voted For For 98.95% Against 0.88% Abstain 0.17% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 5 Elect Bonnie S. Hammer Mgmt Voted For For 98.96% Against 0.88% Abstain 0.16% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 6 Elect E. Carol Hayles Mgmt Voted For For 98.95% Against 0.89% Abstain 0.16% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 7 Elect Jamie Iannone Mgmt Voted For For 87.71% Against 12.13% Abstain 0.16% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 8 Elect Kathleen C. Mitic Mgmt Voted For For 99.77% Against 0.09% Abstain 0.14% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 9 Elect Matthew J. Murphy Mgmt Voted For For 98.36% Against 1.5% Abstain 0.14% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 10 Elect Paul S. Pressler Mgmt Voted For For 98.92% Against 0.736% Abstain 0.34% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 11 Elect Mohak Shroff Mgmt Voted For For 97.83% Against 0% Abstain 0% Withheld 2.17% For
eBay Inc. EBAY 278642103 6/15/2021 12 Elect Robert H. Swan Mgmt Voted For For 89.99% Against 0% Abstain 0% Withheld 10.01% For
eBay Inc. EBAY 278642103 6/15/2021 13 Elect Perry M. Traquina Mgmt Voted For For 99.36% Against 0% Abstain 0% Withheld 0.64% For
eBay Inc. EBAY 278642103 6/15/2021 14 Ratification of Auditor Mgmt Voted For For 96.98% Against 2.01% Abstain 1.01% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 96.03% Against 3.86% Abstain 0.11% Withheld 0% For
eBay Inc. EBAY 278642103 6/15/2021 16 Shareholder Proposal Regarding Improvement of Executive Compensation Program ShrHoldr Voted Against For 98.25% Against 1.43% Abstain 0.32% Withheld 0% Against
eBay Inc. EBAY 278642103 6/15/2021 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 98.03% Against 1.64% Abstain 0.33% Withheld 0% Against
Ecolab Inc. ECL 278865100 5/6/2021 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For 99% Against 0.67% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 2 Elect Shari L Ballard Mgmt Voted For For 99.3% Against 0.38% Abstain 0.32% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 3 Elect Barbara J. Beck Mgmt Voted For For 98.64% Against 1.03% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 4 Elect Christophe Beck Mgmt Voted For For 98.53% Against 1.14% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 5 Elect Jeffrey M. Ettinger Mgmt Voted For For 99.31% Against 0.36% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 6 Elect Arthur J. Higgins Mgmt Voted For For 99.01% Against 0.66% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 7 Elect Michael Larson Mgmt Voted For For 99% Against 0.67% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 8 Elect David W. MacLennan Mgmt Voted For For 98.85% Against 0.82% Abstain 0.33% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 9 Elect Tracy B. McKibben Mgmt Voted For For 98.68% Against 0.91% Abstain 0.41% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 10 Elect Lionel L. Nowell, III Mgmt Voted For For 93.92% Against 5.68% Abstain 0.4% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 11 Elect Victoria J. Reich Mgmt Voted For For 96.5% Against 3.03% Abstain 0.47% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 12 Elect Suzanne M. Vautrinot Mgmt Voted For For 85.18% Against 14.51% Abstain 0.31% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 13 Elect John J. Zillmer Mgmt Voted For For 96.2% Against 0% Abstain 0% Withheld 3.8% For
Ecolab Inc. ECL 278865100 5/6/2021 14 Ratification of Auditor Mgmt Voted For For 89.71% Against 0% Abstain 0% Withheld 10.29% For
Ecolab Inc. ECL 278865100 5/6/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 52.2% Against 44.34% Abstain 3.46% Withheld 0% For
Ecolab Inc. ECL 278865100 5/6/2021 16 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against For 98.44% Against 1.51% Abstain 0.05% Withheld 0% Against
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 1 Elect Kieran T. Gallahue Mgmt Voted For For 99.81% Against 0.12% Abstain 0.07% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 2 Elect Leslie Stone Heisz Mgmt Voted For For 97.65% Against 2.29% Abstain 0.06% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 3 Elect Paul A. LaViolette Mgmt Voted For For 99.76% Against 0.18% Abstain 0.06% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 4 Elect Steven R. Loranger Mgmt Voted For For 98.68% Against 1.24% Abstain 0.08% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 5 Elect Martha H. Marsh Mgmt Voted For For 98.76% Against 1.18% Abstain 0.06% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 6 Elect Michael A. Mussallem Mgmt Voted For For 97.5% Against 2.19% Abstain 0.31% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 7 Elect Ramona Sequeira Mgmt Voted For For 97.54% Against 2.13% Abstain 0.33% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 8 Elect Nicholas J. Valeriani Mgmt Voted For For 99.44% Against 0.44% Abstain 0.12% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 9 Advisory Vote on Executive Compensation Mgmt Voted For For 99.6% Against 0.35% Abstain 0.05% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 10 Amendment to the 2001 Employee Stock Purchase Plan for U.S. Employees Mgmt Voted For For 98.45% Against 1.25% Abstain 0.3% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 11 Amendment to the 2001 Employee Stock Purchase Plan for International Employees Mgmt Voted For For 98.46% Against 1.25% Abstain 0.29% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 12 Ratification of Auditor Mgmt Voted For For 99.82% Against 0.13% Abstain 0.05% Withheld 0% For
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 13 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 99.87% Against 0% Abstain 0.13% Withheld 0% Against
Edwards Lifesciences Corporation EW 28176E108 5/4/2021 14 Shareholder Proposal Regarding Non-Management Employee Representation on the Board ShrHoldr Voted Against For 99.71% Against 0.02% Abstain 0.27% Withheld 0% Against
Electronic Arts Inc. EA 285512109 8/6/2020 1 Elect Leonard S. Coleman, Jr. Mgmt Voted For For 98.85% Against 0.88% Abstain 0.27% Withheld 0% For
Electronic Arts Inc. EA 285512109 8/6/2020 2 Elect Jay C. Hoag Mgmt Voted For For 99.98% Against 0% Abstain 0% Withheld 0.02% For
Electronic Arts Inc. EA 285512109 8/6/2020 3 Elect Jeffrey T. Huber Mgmt Voted For For 99.75% Against 0.23% Abstain 0% Withheld 0.02% For
Electronic Arts Inc. EA 285512109 8/6/2020 4 Elect Lawrence F. Probst III Mgmt Voted For For 98.12% Against 1.86% Abstain 0% Withheld 0.02% For
Electronic Arts Inc. EA 285512109 8/6/2020 5 Elect Talbott Roche Mgmt Voted For For 99.85% Against 0.09% Abstain 0% Withheld 0.06% For
Electronic Arts Inc. EA 285512109 8/6/2020 6 Elect Richard A. Simonson Mgmt Voted For For 99.9% Against 0.08% Abstain 0% Withheld 0.02% For
Electronic Arts Inc. EA 285512109 8/6/2020 7 Elect Luis A. Ubinas Mgmt Voted For For 99.64% Against 0% Abstain 0% Withheld 0.36% For
Electronic Arts Inc. EA 285512109 8/6/2020 8 Elect Heidi J. Ueberroth Mgmt Voted For For 99.64% Against 0% Abstain 0% Withheld 0.36% For
Electronic Arts Inc. EA 285512109 8/6/2020 9 Elect Andrew Wilson Mgmt Voted For For 99.8% Against 0.06% Abstain 0.14% Withheld 0% For
Electronic Arts Inc. EA 285512109 8/6/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For 98.25% Against 1.57% Abstain 0.18% Withheld 0% For
Electronic Arts Inc. EA 285512109 8/6/2020 11 Ratification of Auditor Mgmt Voted For For 66.9% Against 32.19% Abstain 0.91% Withheld 0% For
Electronic Arts Inc. EA 285512109 8/6/2020 12 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 94.88% Against 4.7% Abstain 0.42% Withheld 0% Against
Eli Lilly and Company LLY 532457108 5/3/2021 1 Elect Katherine Baicker Mgmt Voted For For 96.53% Against 3.13% Abstain 0.34% Withheld 0% For
Eli Lilly and Company LLY 532457108 5/3/2021 2 Elect J. Erik Fyrwald Mgmt Voted For For 98.48% Against 1.22% Abstain 0.3% Withheld 0% For
Eli Lilly and Company LLY 532457108 5/3/2021 3 Elect Jamere Jackson Mgmt Voted For For 98.15% Against 1.71% Abstain 0.14% Withheld 0% For
Eli Lilly and Company LLY 532457108 5/3/2021 13 Shareholder Proposal Regarding Recoupment Report ShrHoldr Voted Against For 99.75% Against 0.11% Abstain 0.14% Withheld 0% Against
Emerson Electric Co. EMR 291011104 2/2/2021 1.1 Elect Mark A. Blinn Mgmt Voted For For 96.17% Against 3.48% Abstain 0.35% Withheld 0% For
Emerson Electric Co. EMR 291011104 2/2/2021 1.2 Elect Arthur F. Golden Mgmt Voted For For 96.05% Against 3.7% Abstain 0.25% Withheld 0% For
Emerson Electric Co. EMR 291011104 2/2/2021 1.3 Elect Candace Kendle Mgmt Voted For For 1.13% Against 98.23% Abstain 0.64% Withheld 0% Against
Emerson Electric Co. EMR 291011104 2/2/2021 1.4 Elect James S. Turley Mgmt Voted For For 99.19% Against 0.52% Abstain 0.29% Withheld 0% For
Emerson Electric Co. EMR 291011104 2/2/2021 2 Ratification of Auditor Mgmt Voted For For 96.52% Against 3.11% Abstain 0.37% Withheld 0% For
Emerson Electric Co. EMR 291011104 2/2/2021 3 Advisory Vote on Executive Compensation Mgmt Voted For For 99.15% Against 0.43% Abstain 0.416% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 1 Elect Cotton M. Cleveland Mgmt Voted For For 99.2% Against 0.39% Abstain 0.41% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 2 Elect James S. DiStasio Mgmt Voted For For 98.71% Against 0.95% Abstain 0.345% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 3 Elect Francis A. Doyle Mgmt Voted For For 99.17% Against 0.476% Abstain 0.356% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 4 Elect Linda D. Forry Mgmt Voted For For 99.19% Against 0.4% Abstain 0.41% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 5 Elect Gregory M. Jones Mgmt Voted For For 98.79% Against 0.88% Abstain 0.33% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 6 Elect James J. Judge Mgmt Voted For For 98.24% Against 1.42% Abstain 0.34% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 7 Elect John Y. Kim Mgmt Voted For For 91.72% Against 7.94% Abstain 0.34% Withheld 0% For
Eversource Energy ES 30040W108 5/5/2021 8 Elect Kenneth R. Leibler Mgmt Voted For For 95.6% Against 3.88% Abstain 0% Withheld 0.52% For
Eversource Energy ES 30040W108 5/5/2021 9 Elect David H. Long Mgmt Voted For For 96.82% Against 2.64% Abstain 0% Withheld 0.54% For
Eversource Energy ES 30040W108 5/5/2021 10 Elect William C. Van Faasen Mgmt Voted For For 96.66% Against 2.8% Abstain 0% Withheld 0.54% For
Eversource Energy ES 30040W108 5/5/2021 11 Elect Frederica M. Williams Mgmt Voted For For 97.87% Against 1.71% Abstain 0% Withheld 0.42% For
Eversource Energy ES 30040W108 5/5/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 96.96% Against 2.41% Abstain 0% Withheld 0.63% For
Eversource Energy ES 30040W108 5/5/2021 13 Ratification of Auditor Mgmt Voted For For 95.39% Against 3.88% Abstain 0% Withheld 0.73% For
Exelon Corporation EXC 30161N101 4/27/2021 2 Elect Ann C. Berzin Mgmt Voted For For 99.8% Against 0.06% Abstain 0.14% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 3 Elect Laurie Brlas Mgmt Voted For For 99.9% Against 0.07% Abstain 0.03% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 5 Elect Christopher M. Crane Mgmt Voted For For 98.73% Against 0.48% Abstain 0.79% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 6 Elect Yves C. de Balmann Mgmt Voted For For 99.68% Against 0.22% Abstain 0.1% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 7 Elect Linda P. Jojo Mgmt Voted For For 53.42% Against 38.72% Abstain 7.86% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 8 Elect Paul L. Joskow Mgmt Voted For For 98.94% Against 0.89% Abstain 0.17% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 9 Elect Robert J. Lawless Mgmt Voted For For 98.88% Against 0.95% Abstain 0.17% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 10 Elect John M. Richardson Mgmt Voted For For 94.86% Against 4.97% Abstain 0.17% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 12 Elect John F. Young Mgmt Voted For For 98.54% Against 1.29% Abstain 0.17% Withheld 0% For
Exelon Corporation EXC 30161N101 4/27/2021 15 Shareholder Proposal Regarding Child Labor Linked to Electric Vehicles ShrHoldr Voted Against For 99.12% Against 0.71% Abstain 0.17% Withheld 0% Against
Fastenal Company FAST 311900104 4/24/2021 1 Elect Scott A. Satterlee Mgmt Voted For For 98.5% Against 1.32% Abstain 0.18% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 2 Elect Michael J. Ancius Mgmt Voted For For 96.61% Against 3.21% Abstain 0.18% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 3 Elect Stephen L. Eastman Mgmt Voted For For 98.92% Against 0.91% Abstain 0.17% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 4 Elect Daniel L. Florness Mgmt Voted For For 98.53% Against 1.3% Abstain 0.17% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 5 Elect Rita J. Heise Mgmt Voted For For 99.11% Against 0.71% Abstain 0.18% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 6 Elect Hsenghung Sam Hsu Mgmt Voted For For 98.47% Against 1.35% Abstain 0.18% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 7 Elect Daniel L. Johnson Mgmt Voted For For 97.45% Against 2.35% Abstain 0.2% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 8 Elect Nicholas J. Lundquist Mgmt Voted For For 96.38% Against 3.5% Abstain 0.12% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 9 Elect Reyne K. Wisecup Mgmt Voted For For 97.53% Against 2.23% Abstain 0.24% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 10 Ratification of Auditor Mgmt Voted For For 98.79% Against 1.1% Abstain 0.11% Withheld 0% For
Fastenal Company FAST 311900104 4/24/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 90.86% Against 8.93% Abstain 0.21% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 1 Elect Ellen R. Alemany Mgmt Voted For For 88.8% Against 10.93% Abstain 0.27% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 2 Elect Jeffrey A. Goldstein Mgmt Voted For For 93.47% Against 6.44% Abstain 0.09% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 3 Elect Lisa A. Hook Mgmt Voted For For 88.32% Against 11.68% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 4 Elect Keith W. Hughes Mgmt Voted For For 88.32% Against 11.68% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 5 Elect Gary L. Lauer Mgmt Voted For For 99.68% Against 0.32% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 6 Elect Gary A. Norcross Mgmt Voted For For 99.68% Against 0.32% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 7 Elect Louise M. Parent Mgmt Voted For For 98.64% Against 1.36% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 8 Elect Brian T. Shea Mgmt Voted For For 98.64% Against 1.36% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 9 Elect James B. Stallings, Jr. Mgmt Voted For For 99.82% Against 0.18% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 10 Elect Jeffrey E. Stiefler Mgmt Voted For For 99.82% Against 0.18% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 98.01% Against 1.99% Abstain 0% Withheld 0% For
Fidelity National Information Services, Inc. FIS 31620M106 5/19/2021 12 Ratification of Auditor Mgmt Voted For For 98.01% Against 1.99% Abstain 0% Withheld 0% For
First Trust Energy Income and Growth Fund FIF 33738C103 4/26/2021 1.1 Elect Richard E. Erickson Mgmt Voted For For 99.42% Against 0.58% Abstain 0% Withheld 0% For
First Trust Energy Income and Growth Fund FIF 33738C103 4/26/2021 1.2 Elect Thomas R. Kadlec Mgmt Voted For For 99.42% Against 0.58% Abstain 0% Withheld 0% For
First Trust Intermediate Duration Preferred & Income Fund FPF 33740D107 4/26/2021 1.1 Elect Richard E. Erickson Mgmt Voted For For 93.2% Against 6.8% Abstain 0% Withheld 0% For
First Trust Intermediate Duration Preferred & Income Fund FPF 33740D107 4/26/2021 1.2 Elect Thomas R. Kadlec Mgmt Voted For For 93.2% Against 6.8% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.1 Elect Frank J. Bisignano Mgmt Voted For For 99.71% Against 0.29% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.2 Elect Alison Davis Mgmt Voted For For 99.71% Against 0.29% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.3 Elect Henrique De Castro Mgmt Voted For For 98.75% Against 1.25% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.4 Elect Harry DiSimone Mgmt Voted For For 98.75% Against 1.25% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.5 Elect Dennis F. Lynch Mgmt Voted For For 98.92% Against 1.08% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.6 Elect Heidi G. Miller Mgmt Voted For For 98.92% Against 1.08% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.7 Elect Scott C. Nuttall Mgmt Voted For For 97.32% Against 2.68% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.8 Elect Denis J. O'Leary Mgmt Voted For For 97.32% Against 2.68% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.9 Elect Doyle R. Simons Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 1.10 Elect Kevin M. Warren Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 2 Advisory Vote on Executive Compensation Mgmt Voted For For 90.95% Against 9.05% Abstain 0% Withheld 0% For
Fiserv, Inc. FISV 337738108 5/19/2021 3 Ratification of Auditor Mgmt Voted For For 90.95% Against 9.05% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 1 Elect David P. Abney Mgmt Voted For For 97.77% Against 2.23% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 2 Elect Richard C. Adkerson Mgmt Voted For For 97.77% Against 2.23% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 3 Elect Robert W. Dudley Mgmt Voted For For 88.96% Against 11.04% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 4 Elect Lydia H. Kennard Mgmt Voted For For 88.96% Against 11.04% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 5 Elect Dustan E. McCoy Mgmt Voted For For 68.57% Against 31.43% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 6 Elect John J. Stephens Mgmt Voted For For 68.57% Against 31.43% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 7 Elect Frances F. Townsend Mgmt Voted For For 97.44% Against 2.56% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 8 Ratification of Auditor Mgmt Voted For For 97.44% Against 2.56% Abstain 0% Withheld 0% For
Freeport-McMoRan Inc. FCX 35671D857 6/8/2021 9 Advisory Vote on Executive Compensation Mgmt Voted For For 98.96% Against 1.04% Abstain 0% Withheld 0% For
GAMCO Global Gold, Natural Resources & Income Trust GGN 36465A109 5/10/2021 1.1 Elect Agnes Mullady Mgmt Voted For For 98.96% Against 1.04% Abstain 0% Withheld 0% For
GAMCO Global Gold, Natural Resources & Income Trust GGN 36465A109 5/10/2021 1.2 Elect Salvatore M. Salibello Mgmt Voted For For 96.86% Against 3.14% Abstain 0% Withheld 0% For
GAMCO Global Gold, Natural Resources & Income Trust GGN 36465A109 5/10/2021 1.3 Elect Anthonie C. van Ekris Mgmt Voted For For 96.86% Against 3.14% Abstain 0% Withheld 0% For
GAMCO Natural Resources, Gold & Income Trust GNT 36465E101 5/10/2021 1.1 Elect Anthony J. Colavita Mgmt Voted For For 98.74% Against 0% Abstain 0% Withheld 1.26% For
GAMCO Natural Resources, Gold & Income Trust GNT 36465E101 5/10/2021 1.2 Elect Frank J. Fahrenkopf, Jr. Mgmt Voted For For 97.53% Against 0% Abstain 0% Withheld 2.47% For
GAMCO Natural Resources, Gold & Income Trust GNT 36465E101 5/10/2021 1.3 Elect William F. Heitmann Mgmt Voted For For 97.05% Against 0% Abstain 0% Withheld 2.95% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.1 Elect Rodney B. Berens Mgmt Voted For For 98.27% Against 0% Abstain 0% Withheld 1.73% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.2 Elect Spencer Davidson Mgmt Voted For For 98.7% Against 0% Abstain 0% Withheld 1.3% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.3 Elect Clara E. Del Villar Mgmt Voted For For 99.07% Against 0% Abstain 0% Withheld 0.93% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.4 Elect John D. Gordan, III Mgmt Voted For For 96.01% Against 3.66% Abstain 0.33% Withheld 0% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.5 Elect Betsy F. Gotbaum Mgmt Voted For For 92.62% Against 6.39% Abstain 0.99% Withheld 0% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.6 Elect Rose Peabody Lynch Mgmt Voted For For 37.47% Against 55.91% Abstain 6.62% Withheld 0% Against
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.7 Elect Jeffrey W. Priest Mgmt Voted For For 85.55% Against 5.26% Abstain 9.19% Withheld 0% For
General American Investors Company, Inc. GAM 368802104 4/28/2021 1.8 Elect Savannah Sachs Mgmt Voted For For 38.45% Against 60.5% Abstain 1.05% Withheld 0% Against
General American Investors Company, Inc. GAM 368802104 4/28/2021 2 Ratification of Auditor Mgmt Voted For For 42% Against 56.96% Abstain 1.04% Withheld 0% Against
General Dynamics Corporation GD 369550108 5/5/2021 1 Elect James S. Crown Mgmt Voted For For 99.29% Against 0.53% Abstain 0.18% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 2 Elect Rudy F. deLeon Mgmt Voted For For 95.1% Against 4.32% Abstain 0.58% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 3 Elect Cecil D. Haney Mgmt Voted For For 99.22% Against 0.6% Abstain 0.18% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 4 Elect Mark M. Malcolm Mgmt Voted For For 97.47% Against 2.33% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 5 Elect James N. Mattis Mgmt Voted For For 98.22% Against 1.58% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 6 Elect Phebe N. Novakovic Mgmt Voted For For 95.18% Against 4.61% Abstain 0.21% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 7 Elect C. Howard Nye Mgmt Voted For For 98.2% Against 1.63% Abstain 0.167% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 8 Elect Catherine B. Reynolds Mgmt Voted For For 89.05% Against 10.74% Abstain 0.21% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 9 Elect Laura J. Schumacher Mgmt Voted For For 98.21% Against 1.59% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 10 Elect Robert K. Steel Mgmt Voted For For 98.4% Against 1.4% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 11 Elect John G. Stratton Mgmt Voted For For 98.36% Against 1.44% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 12 Elect Peter A. Wall Mgmt Voted For For 99.21% Against 0.59% Abstain 0.2% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 13 Ratification of Auditor Mgmt Voted For For 91.8% Against 7.81% Abstain 0.39% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 94.11% Against 5.53% Abstain 0.36% Withheld 0% For
General Dynamics Corporation GD 369550108 5/5/2021 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For 97.95% Against 1.82% Abstain 0.23% Withheld 0% For
Goldman Sachs MLP Income Opportunities Fund GMZ 38148G206 3/25/2021 1.1 Elect Lawrence W. Stranghoener Mgmt Voted For For 44.8% Against 54.69% Abstain 0.51% Withheld 0% Against
Goldman Sachs MLP Income Opportunities Fund GMZ 38148G206 9/10/2020 1 Issuance of Common Stock (GER shareholders only) Mgmt Voted For For 4.34% Against 94.39% Abstain 1.266% Withheld 0% Against
Goldman Sachs MLP Income Opportunities Fund GMZ 38148G206 9/10/2020 2 Ratification of Auditor Mgmt Voted For For 86.8% Against 0% Abstain 0% Withheld 13.2% For
Goldman Sachs MLP Income Opportunities Fund GMZ 38147W202 9/10/2020 1 Reorganization of the MLP Income Opportunities Fund into the MLP and Energy Renaissance Fund Mgmt Voted For For 86.75% Against 0% Abstain 0% Withheld 13.25% For
Goldman Sachs MLP Income Opportunities Fund GMZ 38147W202 9/10/2020 2 Ratification of Auditor Mgmt Voted For For 49.83% Against 46.38% Abstain 3.79% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 1 Elect Thomas F. Frist III Mgmt Voted For For 93.54% Against 5.43% Abstain 1.03% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 2 Elect Samuel N. Hazen Mgmt Voted For For 98.89% Against 0.936% Abstain 0.17% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 3 Elect Meg G. Crofton Mgmt Voted For For 97.8% Against 2.04% Abstain 0.16% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 4 Elect Robert J. Dennis Mgmt Voted For For 96.76% Against 2.72% Abstain 0.52% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 5 Elect Nancy-Ann DeParle Mgmt Voted For For 88.81% Against 11.02% Abstain 0.17% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 6 Elect William R. Frist Mgmt Voted For For 93.26% Against 6.6% Abstain 0.14% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 7 Elect Charles O. Holliday, Jr. Mgmt Voted For For 98.86% Against 0.98% Abstain 0.16% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 8 Elect Michael W. Michelson Mgmt Voted For For 98.92% Against 0.92% Abstain 0.16% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 9 Elect Wayne J. Riley Mgmt Voted For For 98.89% Against 0.93% Abstain 0.18% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 10 Ratification of Auditor Mgmt Voted For For 96.85% Against 2.98% Abstain 0.17% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 97.34% Against 2.5% Abstain 0.16% Withheld 0% For
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 12 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 84.22% Against 15.63% Abstain 0.15% Withheld 0% Against
HCA Healthcare, Inc. HCA 40412C101 4/28/2021 13 Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation ShrHoldr Voted Against For 93.01% Against 6.817% Abstain 0.17% Withheld 0% Against
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 1 Elect Christopher J. Nassetta Mgmt Voted For For 91.16% Against 7.44% Abstain 1.4% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 2 Elect Jonathan D. Gray Mgmt Voted For For 32.76% Against 66.536% Abstain 0.7% Withheld 0% Against
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 3 Elect Charlene T. Begley Mgmt Voted For For 94.18% Against 5.07% Abstain 0.75% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 4 Elect Chris Carr Mgmt Voted For For 88.15% Against 11.73% Abstain 0.12% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 5 Elect Melanie L. Healey Mgmt Voted For For 99.36% Against 0.52% Abstain 0.12% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 6 Elect Raymond E. Mabus, Jr. Mgmt Voted For For 94.41% Against 4.877% Abstain 0.71% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 7 Elect Judith A. McHale Mgmt Voted For For 98.51% Against 1.37% Abstain 0.12% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 8 Elect John G. Schreiber Mgmt Voted For For 98.5% Against 1.38% Abstain 0.12% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 9 Elect Elizabeth A. Smith Mgmt Voted For For 99.64% Against 0.23% Abstain 0.13% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 10 Elect Douglas M. Steenland Mgmt Voted For For 98.5% Against 1.36% Abstain 0.14% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 11 Ratification of Auditor Mgmt Voted For For 93.44% Against 6.37% Abstain 0.19% Withheld 0% For
Hilton Worldwide Holdings Inc. HLT 43300A203 5/19/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 95.08% Against 4.72% Abstain 0.2% Withheld 0% For
Honeywell International Inc. HON 438516106 5/21/2021 1 Elect Darius Adamczyk Mgmt Voted For For 98.97% Against 0.95% Abstain 0.08% Withheld 0% For
Honeywell International Inc. HON 438516106 5/21/2021 2 Elect Duncan B. Angove Mgmt Voted For For 94.75% Against 5.12% Abstain 0.13% Withheld 0% For
Honeywell International Inc. HON 438516106 5/21/2021 3 Elect William S. Ayer Mgmt Voted For For 17.7% Against 81.86% Abstain 0.44% Withheld 0% Against
Honeywell International Inc. HON 438516106 5/21/2021 4 Elect Kevin Burke Mgmt Voted For For 96.24% Against 3.05% Abstain 0.71% Withheld 0% For
Honeywell International Inc. HON 438516106 5/21/2021 5 Elect D. Scott Davis Mgmt Voted For For 99.03% Against 0% Abstain 0% Withheld 0.97% For
Honeywell International Inc. HON 438516106 5/21/2021 6 Elect Deborah Flint Mgmt Voted For For 98.79% Against 0% Abstain 0% Withheld 1.21% For
Honeywell International Inc. HON 438516106 5/21/2021 7 Elect Judd Gregg Mgmt Voted For For 99.05% Against 0% Abstain 0% Withheld 0.95% For
Honeywell International Inc. HON 438516106 5/21/2021 8 Elect Grace D. Lieblein Mgmt Voted For For 95.29% Against 0% Abstain 0% Withheld 4.71% For
Honeywell International Inc. HON 438516106 5/21/2021 9 Elect Raymond T. Odierno Mgmt Voted For For 98.04% Against 0% Abstain 0% Withheld 1.96% For
Honeywell International Inc. HON 438516106 5/21/2021 10 Elect George Paz Mgmt Voted For For 95.8% Against 0% Abstain 0% Withheld 4.2% For
Honeywell International Inc. HON 438516106 5/21/2021 11 Elect Robin L. Washington Mgmt Voted For For 98% Against 0% Abstain 0% Withheld 2% For
Honeywell International Inc. HON 438516106 5/21/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 92.2% Against 0% Abstain 0% Withheld 7.8% For
Honeywell International Inc. HON 438516106 5/21/2021 13 Ratification of Auditor Mgmt Voted For For 98.72% Against 0% Abstain 0% Withheld 1.28% For
Honeywell International Inc. HON 438516106 5/21/2021 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 88.7% Against 0% Abstain 0% Withheld 11.3% Against
Hormel Foods Corporation HRL 440452100 1/26/2021 1 Elect Prama Bhatt Mgmt Voted For For 92.42% Against 6.81% Abstain 0.77% Withheld 0% For
Hormel Foods Corporation HRL 440452100 1/26/2021 2 Elect Gary C. Bhojwani Mgmt Voted For For 69.5% Against 29.75% Abstain 0.75% Withheld 0% For
Hormel Foods Corporation HRL 440452100 1/26/2021 3 Elect Terrell K. Crews Mgmt Voted For For 96.24% Against 3.05% Abstain 0.71% Withheld 0% For
Hormel Foods Corporation HRL 440452100 1/26/2021 4 Elect Stephen M. Lacy Mgmt Voted For For 30.93% Against 64.79% Abstain 4.28% Withheld 0% Against
Hormel Foods Corporation HRL 440452100 1/26/2021 5 Elect Elsa A. Murano Mgmt Voted For For 99.94% Against 0% Abstain 0% Withheld 0.06% For
Hormel Foods Corporation HRL 440452100 1/26/2021 6 Elect Susan K. Nestegard Mgmt Voted For For 98.06% Against 0% Abstain 0% Withheld 1.94% For
Hormel Foods Corporation HRL 440452100 1/26/2021 7 Elect William A. Newlands Mgmt Voted For For 99.38% Against 0% Abstain 0% Withheld 0.62% For
Hormel Foods Corporation HRL 440452100 1/26/2021 8 Elect Christopher J. Policinski Mgmt Voted For For 98.86% Against 0% Abstain 0% Withheld 1.14% For
Hormel Foods Corporation HRL 440452100 1/26/2021 9 Elect Jose Luis Prado Mgmt Voted For For 99.93% Against 0% Abstain 0% Withheld 0.07% For
Hormel Foods Corporation HRL 440452100 1/26/2021 10 Elect Sally J. Smith Mgmt Voted For For 99.93% Against 0% Abstain 0% Withheld 0.07% For
Hormel Foods Corporation HRL 440452100 1/26/2021 11 Elect James P. Snee Mgmt Voted For For 95.8% Against 0% Abstain 0% Withheld 4.2% For
Hormel Foods Corporation HRL 440452100 1/26/2021 12 Elect Steven A. White Mgmt Voted For For 99.33% Against 0% Abstain 0% Withheld 0.67% For
Hormel Foods Corporation HRL 440452100 1/26/2021 13 Ratification of Auditor Mgmt Voted For For 99.94% Against 0% Abstain 0% Withheld 0.06% For
Hormel Foods Corporation HRL 440452100 1/26/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 98.02% Against 0% Abstain 0% Withheld 1.98% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 1 Elect Bruce L. Claflin Mgmt Voted For For 69.8% Against 0% Abstain 0% Withheld 30.2% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 2 Elect Asha S. Collins Mgmt Voted For For 69.8% Against 0% Abstain 0% Withheld 30.2% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 3 Elect Daniel M. Junius Mgmt Voted For For 82.6% Against 0% Abstain 0% Withheld 17.4% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 4 Elect Sam Samad Mgmt Voted For For 70.13% Against 0% Abstain 0% Withheld 29.87% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 5 Ratification of Auditor Mgmt Voted For For 99.83% Against 0.14% Abstain 0.03% Withheld 0% For
Idexx Laboratories, Inc. IDXX 45168D104 5/12/2021 6 Advisory Vote on Executive Compensation Mgmt Voted For For 93.66% Against 5.2% Abstain 1.14% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 1 Elect Patrick P. Gelsinger Mgmt Voted For For 99.91% Against 0.08% Abstain 0.01% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 2 Elect James J. Goetz Mgmt Voted For For 98.59% Against 1.27% Abstain 0.14% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 3 Elect Alyssa Henry Mgmt Voted For For 99.68% Against 0% Abstain 0% Withheld 0.32% For
Intel Corporation INTC 458140100 5/13/2021 4 Elect Omar Ishrak Mgmt Voted For For 96.77% Against 0% Abstain 0% Withheld 3.23% For
Intel Corporation INTC 458140100 5/13/2021 5 Elect Risa Lavizzo-Mourey Mgmt Voted For For 95.14% Against 4.69% Abstain 0% Withheld 0.17% For
Intel Corporation INTC 458140100 5/13/2021 6 Elect Tsu-Jae King Liu Mgmt Voted For For 95.28% Against 4.55% Abstain 0% Withheld 0.17% For
Intel Corporation INTC 458140100 5/13/2021 7 Elect Gregory D. Smith Mgmt Voted For For 97.8% Against 2.1% Abstain 0.1% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 8 Elect Dion J. Weisler Mgmt Voted For For 97.71% Against 2.18% Abstain 0.11% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 9 Elect Frank D. Yeary Mgmt Voted For For 97.75% Against 2.15% Abstain 0.1% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 10 Ratification of Auditor Mgmt Voted For For 95.61% Against 4.27% Abstain 0.12% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 90.59% Against 9.29% Abstain 0.12% Withheld 0% For
Intel Corporation INTC 458140100 5/13/2021 12 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 89.78% Against 10.13% Abstain 0.09% Withheld 0% Against
Intel Corporation INTC 458140100 5/13/2021 13 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against For 88.86% Against 7.58% Abstain 3.56% Withheld 0% Against
Intel Corporation INTC 458140100 5/13/2021 14 Shareholder Proposal Regarding Report on Racism in Company Culture ShrHoldr Voted Against For 96.19% Against 3.72% Abstain 0.09% Withheld 0% Against
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 1 Elect Sharon Y. Bowen Mgmt Voted For For 81.11% Against 18.81% Abstain 0.08% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 2 Elect Shantella E. Cooper Mgmt Voted For For 90.26% Against 8.45% Abstain 1.29% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 3 Elect Charles R. Crisp Mgmt Voted For For 99.03% Against 0.56% Abstain 0.41% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 4 Elect Duriya M. Farooqui Mgmt Voted For For 98.69% Against 1.23% Abstain 0.08% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 5 Elect Lord Hague of Richmond Mgmt Voted For For 98.04% Against 1.56% Abstain 0.4% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 6 Elect Mark F. Mulhern Mgmt Voted For For 84.37% Against 0% Abstain 0% Withheld 15.63% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 7 Elect Thomas E. Noonan Mgmt Voted For For 84.37% Against 0% Abstain 0% Withheld 15.63% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 8 Elect Frederic V. Salerno Mgmt Voted For For 96.75% Against 0% Abstain 0% Withheld 3.25% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 9 Elect Caroline Silver Mgmt Voted For For 96.75% Against 0% Abstain 0% Withheld 3.25% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 10 Elect Jeffrey C. Sprecher Mgmt Voted For For 95.15% Against 4.74% Abstain 0.11% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 11 Elect Judith A. Sprieser Mgmt Voted For For 99.42% Against 0.5% Abstain 0.08% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 12 Elect Vincent S. Tese Mgmt Voted For For 99.42% Against 0.5% Abstain 0.08% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 66.19% Against 33.69% Abstain 0.12% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 14 Ratification of Auditor Mgmt Voted For For 99.5% Against 0.25% Abstain 0.25% Withheld 0% For
Intercontinental Exchange, Inc. ICE 45866F104 5/14/2021 15 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For 99.17% Against 0.83% Abstain 0% Withheld 0% Against
Intuit Inc. INTU 461202103 1/21/2021 1 Elect Eve Burton Mgmt Voted For For 79.18% Against 20.78% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 2 Elect Scott D. Cook Mgmt Voted For For 97.12% Against 2.84% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 3 Elect Richard Dalzell Mgmt Voted For For 78.54% Against 21.42% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 4 Elect Sasan Goodarzi Mgmt Voted For For 97.86% Against 2.1% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 5 Elect Deborah Liu Mgmt Voted For For 99.01% Against 0.95% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 6 Elect Tekedra Mawakana Mgmt Voted For For 97.48% Against 2.52% Abstain 0% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 8 Elect Dennis D. Powell Mgmt Voted For For 79.63% Against 20.33% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 9 Elect Brad D. Smith Mgmt Voted For For 99.31% Against 0.68% Abstain 0.01% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 10 Elect Thomas J. Szkutak Mgmt Voted For For 90.29% Against 9.67% Abstain 0.04% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 11 Elect Raul Vazquez Mgmt Voted For For 93.33% Against 6.45% Abstain 0.22% Withheld 0% For
Intuit Inc. INTU 461202103 1/21/2021 12 Elect Jeff Weiner Mgmt Voted For For 98% Against 0% Abstain 0% Withheld 2% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 1.1 Elect Ari Bousbib Mgmt Voted For For 99.48% Against 0% Abstain 0% Withheld 0.52% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 1.2 Elect John M. Leonard Mgmt Voted For For 94.2% Against 0% Abstain 0% Withheld 5.8% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 1.3 Elect Todd B. Sisitsky Mgmt Voted For For 98.1% Against 0% Abstain 0% Withheld 1.9% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 2 Frequency of Advisory Vote on Executive Compensation Mgmt Voted For For 98.13% Against 0% Abstain 0% Withheld 1.87% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 3 Elimination of Supermajority Requirement for Bylaw Amendments Mgmt Voted For For 98% Against 0% Abstain 0% Withheld 2% For
IQVIA Holdings Inc. IQV 46266C105 4/13/2021 4 Elimination of Supermajority Requirement for Director Removals Mgmt Voted For For 99.48% Against 0% Abstain 0% Withheld 0.52% For
Japan Smaller Capitalization Fund Inc. JOF 47109U104 11/24/2020 1.1 Elect E. Han Kim Mgmt Voted For For 96.75% Against 0% Abstain 0% Withheld 3.25% For
Japan Smaller Capitalization Fund Inc. JOF 47109U104 11/24/2020 1.2 Elect Marcia L. MacHarg Mgmt Voted For For 89.15% Against 10.75% Abstain 0.1% Withheld 0% For
Japan Smaller Capitalization Fund Inc. JOF 47109U104 11/24/2020 1.3 Elect Yuichi Nomoto Mgmt Voted For For 97.46% Against 2.24% Abstain 0.3% Withheld 0% For
John Hancock Hedged equity & Income Fund HEQ 47804L102 2/16/2021 1.1 Elect Charles L. Bardelis Mgmt Voted For For 92.69% Against 6.75% Abstain 0.56% Withheld 0% For
John Hancock Hedged equity & Income Fund HEQ 47804L102 2/16/2021 1.2 Elect Peter S. Burgess Mgmt Voted For For 97.72% Against 1.9% Abstain 0.38% Withheld 0% For
John Hancock Hedged equity & Income Fund HEQ 47804L102 2/16/2021 1.3 Elect Marianne Harrison Mgmt Voted For For 99.87% Against 0.09% Abstain 0.04% Withheld 0% For
John Hancock Hedged equity & Income Fund HEQ 47804L102 2/16/2021 1.4 Elect Frances Rathke Mgmt Voted For For 36.13% Against 63.83% Abstain 0.04% Withheld 0% Against
John Hancock Tax- Advantaged Dividend Income HTD 41013V100 2/16/2021 1.1 Elect Charles L. Bardelis Mgmt Voted For For 32.2% Against 67.75% Abstain 0.05% Withheld 0% Against
John Hancock Tax- Advantaged Dividend Income HTD 41013V100 2/16/2021 1.2 Elect Peter S. Burgess Mgmt Voted For For 99.57% Against 0.34% Abstain 0.09% Withheld 0% For
John Hancock Tax- Advantaged Dividend Income HTD 41013V100 2/16/2021 1.3 Elect Marianne Harrison Mgmt Voted For For 97.21% Against 2.75% Abstain 0.04% Withheld 0% For
John Hancock Tax- Advantaged Dividend Income HTD 41013V100 2/16/2021 1.4 Elect Frances Rathke Mgmt Voted For For 99.76% Against 0.21% Abstain 0.03% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 1 Elect Mary C. Beckerle Mgmt Voted For For 55.61% Against 34.78% Abstain 8.61% Withheld 1% For
Johnson & Johnson JNJ 478160104 4/22/2021 2 Elect D. Scott Davis Mgmt Voted For For 87.55% Against 12.25% Abstain 0.2% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 3 Elect Ian E.L. Davis Mgmt Voted For For 98.38% Against 1.42% Abstain 0.2% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 4 Elect Jennifer A. Doudna Mgmt Voted For For 89.86% Against 2.24% Abstain 6.9% Withheld 1% For
Johnson & Johnson JNJ 478160104 4/22/2021 5 Elect Alex Gorsky Mgmt Voted For For 93.34% Against 1.56% Abstain 5.1% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 6 Elect Marillyn A. Hewson Mgmt Voted For For 91.89% Against 3.03% Abstain 5.08% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 7 Elect Hubert Joly Mgmt Voted For For 99.73% Against 0.16% Abstain 0.11% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 8 Elect Mark B. McClellan Mgmt Voted For For 99.73% Against 0.17% Abstain 0.1% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 9 Elect Anne Mulcahy Mgmt Voted For For 98.37% Against 1.46% Abstain 0.17% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 10 Elect Charles Prince Mgmt Voted For For 98.84% Against 0.98% Abstain 0.18% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 11 Elect A. Eugene Washington Mgmt Voted For For 93% Against 6.82% Abstain 0.18% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 12 Elect Mark A. Weinberger Mgmt Voted For For 98.88% Against 1.01% Abstain 0.11% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 13 Elect Nadja Y. West Mgmt Voted For For 99.01% Against 0.82% Abstain 0.17% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 14 Elect Ronald A. Williams Mgmt Voted For For 99.5% Against 0.38% Abstain 0.12% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 99.71% Against 0.18% Abstain 0.11% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 16 Ratification of Auditor Mgmt Voted For For 99.73% Against 0.1% Abstain 0.17% Withheld 0% For
Johnson & Johnson JNJ 478160104 4/22/2021 17 Shareholder Proposal Regarding Report on Access to COVID-19 Products ShrHoldr Voted Against For 99.75% Against 0.14% Abstain 0.11% Withheld 0% Against
Johnson & Johnson JNJ 478160104 4/22/2021 18 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 93% Against 6.82% Abstain 0.18% Withheld 0% Against
Johnson & Johnson JNJ 478160104 4/22/2021 19 Shareholder Proposal Regarding Racial Impact Audit ShrHoldr Voted Against For 98.17% Against 1.74% Abstain 0.09% Withheld 0% Against
Johnson & Johnson JNJ 478160104 4/22/2021 20 Shareholder Proposal Regarding Bonus Deferral Policy ShrHoldr Voted Against For 99.02% Against 0.8% Abstain 0.18% Withheld 0% Against
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 1 Elect Linda B. Bammann Mgmt Voted For For 97.8% Against 0% Abstain 0% Withheld 2.2% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 2 Elect Stephen B. Burke Mgmt Voted For For 96.17% Against 0% Abstain 0% Withheld 3.83% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 3 Elect Todd A. Combs Mgmt Voted For For 72.36% Against 27.37% Abstain 0.27% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 4 Elect James S. Crown Mgmt Voted For For 96.77% Against 3.01% Abstain 0.22% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 5 Elect James Dimon Mgmt Voted For For 43.23% Against 53.91% Abstain 2.86% Withheld 0% Against
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 6 Elect Timothy P. Flynn Mgmt Voted For For 97.62% Against 2.33% Abstain 0.05% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 7 Elect Mellody Hobson Mgmt Voted For For 91.7% Against 8.257% Abstain 0.04% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 8 Elect Michael A. Neal Mgmt Voted For For 96% Against 3.95% Abstain 0.05% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 9 Elect Phebe N. Novakovic Mgmt Voted For For 98.48% Against 1.47% Abstain 0.05% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 10 Elect Virginia M. Rometty Mgmt Voted For For 89.43% Against 10.32% Abstain 0.25% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 98.53% Against 0.44% Abstain 1.03% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 12 Amendment to the Long-Term Incentive Plan Mgmt Voted For For 96.64% Against 3.28% Abstain 0.08% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 13 Ratification of Auditor Mgmt Voted For For 86.98% Against 1.22% Abstain 11.8% Withheld 0% For
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 14 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For 98.91% Against 1.07% Abstain 0.02% Withheld 0% Against
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 15 Shareholder Proposal Regarding Racial Equity Audit ShrHoldr Voted Against For 96.52% Against 3.29% Abstain 0.19% Withheld 0% Against
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 97.48% Against 2.37% Abstain 0.15% Withheld 0% Against
JPMorgan Chase & Co. JPM 46625H100 5/18/2021 17 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency ShrHoldr Voted Against For 99.32% Against 0.53% Abstain 0.15% Withheld 0% Against
Kayne Anderson Energy Infrastructure Fund Inc KYN 486606106 10/29/2020 1 Amendment to Fundamental Investment Objective Mgmt Voted For For 99.8% Against 0% Abstain 0.06% Withheld 0.14% For
Kayne Anderson Energy Infrastructure Fund Inc KYN 486606106 10/29/2020 2 Amendment to Fundamental Investment Policy Regarding Industry Concentration Mgmt Voted For For 97.2% Against 0% Abstain 0.1% Withheld 2.7% For
Kayne Anderson NextGen Energy & Infrastructure Inc KMF 48661E108 4/8/2021 1 Elect Michael J. Levitt Mgmt Voted For For 99.04% Against 0% Abstain 0.07% Withheld 0.89% For
Kayne Anderson NextGen Energy & Infrastructure Inc KMF 48661E108 4/8/2021 2 Ratification of Auditor Mgmt Voted For For 99.8% Against 0% Abstain 0.05% Withheld 0.15% For
Linde Plc LIN 74005P104 7/27/2020 1 Elect Wolfgang Reitzle Mgmt Voted For For 99.12% Against 0% Abstain 0.07% Withheld 0.81% For
Linde Plc LIN 74005P104 7/27/2020 2 Elect Stephen F. Angel Mgmt Voted For For 99.47% Against 0% Abstain 0.25% Withheld 0.28% For
Linde Plc LIN 74005P104 7/27/2020 3 Elect Ann-Kristin Achleitner Mgmt Voted For For 99.63% Against 0% Abstain 0.07% Withheld 0.3% For
Linde Plc LIN 74005P104 7/27/2020 4 Elect Clemens A.H. Borsig Mgmt Voted For For 99.56% Against 0% Abstain 0.07% Withheld 0.37% For
Linde Plc LIN 74005P104 7/27/2020 5 Elect Nance K. Dicciani Mgmt Voted For For 99.8% Against 0% Abstain 0.07% Withheld 0.13% For
Linde Plc LIN 74005P104 7/27/2020 6 Elect Thomas Enders Mgmt Voted For For 99.15% Against 0.68% Abstain 0.17% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 7 Elect Franz Fehrenbach Mgmt Voted For For 96.62% Against 3.26% Abstain 0.12% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 8 Elect Edward G. Galante Mgmt Voted For For 99.72% Against 0.17% Abstain 0.11% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 9 Elect Larry D. McVay Mgmt Voted For For 86.78% Against 13.13% Abstain 0.09% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 10 Elect Victoria Ossadnik Mgmt Voted For For 86.78% Against 13.13% Abstain 0.09% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 12 Elect Robert L. Wood Mgmt Voted For For 99.96% Against 0.01% Abstain 0.03% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 13 Ratification of PricewaterhouseCoopers Mgmt Voted For For 99.7% Against 0.28% Abstain 0.02% Withheld 0% For
Linde Plc LIN 74005P104 7/27/2020 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Mgmt Voted For For 99.89% Against 0.09% Abstain 0.02% Withheld 0% For
LMP Capital and Income Fund Inc SCD 50208A102 4/9/2021 1 Elect Carol L. Colman Mgmt Voted For For 97.2% Against 2.76% Abstain 0.04% Withheld 0% For
LMP Capital and Income Fund Inc SCD 50208A102 4/9/2021 2 Elect Daniel P. Cronin Mgmt Voted For For 99.38% Against 0.59% Abstain 0.03% Withheld 0% For
LMP Capital and Income Fund Inc SCD 50208A102 4/9/2021 3 Elect Paolo M. Cucchi Mgmt Voted For For 99.4% Against 0.58% Abstain 0.02% Withheld 0% For
LMP Capital and Income Fund Inc SCD 50208A102 4/9/2021 4 Ratification of Auditor Mgmt Voted For For 94.11% Against 5.85% Abstain 0.04% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 1 Elect Daniel F. Akerson Mgmt Voted For For 99.76% Against 0.22% Abstain 0.02% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 2 Elect David B. Burritt Mgmt Voted For For 95.21% Against 4.76% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 3 Elect Bruce A. Carlson Mgmt Voted For For 99.28% Against 0.69% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 4 Elect Joseph Dunford Jr. Mgmt Voted For For 97.68% Against 2.3% Abstain 0.02% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 5 Elect James O. Ellis, Jr. Mgmt Voted For For 99.91% Against 0.05% Abstain 0.04% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 6 Elect Thomas J. Falk Mgmt Voted For For 99.92% Against 0.05% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 7 Elect Ilene S. Gordon Mgmt Voted For For 83.69% Against 16.29% Abstain 0.02% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 8 Elect Vicki A. Hollub Mgmt Voted For For 84.15% Against 15.82% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 9 Elect Jeh C. Johnson Mgmt Voted For For 95.95% Against 4% Abstain 0.05% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 10 Elect Debra L. Reed-Klages Mgmt Voted For For 88.86% Against 11.12% Abstain 0.02% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 11 Elect James D. Taiclet Mgmt Voted For For 99.91% Against 0.06% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 12 Ratification of Auditor Mgmt Voted For For 96.61% Against 3.37% Abstain 0.02% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 96.77% Against 3.2% Abstain 0.03% Withheld 0% For
Lockheed Martin Corporation LMT 539830109 4/22/2021 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 95.6% Against 4.37% Abstain 0.03% Withheld 0% Against
Lockheed Martin Corporation LMT 539830109 4/22/2021 15 Shareholder Proposal Regarding Human Rights Due Diligence Process Report ShrHoldr Voted Against For 94.52% Against 5.44% Abstain 0.04% Withheld 0% Against
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 1 Elect Anthony K. Anderson Mgmt Voted For For 97.44% Against 2.53% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 2 Elect Oscar Fanjul Martin Mgmt Voted For For 97.53% Against 2.44% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 3 Elect Daniel S. Glaser Mgmt Voted For For 96.45% Against 3.52% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 4 Elect H. Edward Hanway Mgmt Voted For For 99.16% Against 0.81% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 5 Elect Deborah C. Hopkins Mgmt Voted For For 96.9% Against 3.07% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 6 Elect Tamara Ingram Mgmt Voted For For 84.79% Against 15.18% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 7 Elect Jane H. Lute Mgmt Voted For For 99.24% Against 0.73% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 8 Elect Steven A. Mills Mgmt Voted For For 66.27% Against 33.7% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 9 Elect Bruce P. Nolop Mgmt Voted For For 99.96% Against 0.01% Abstain 0.03% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 10 Elect Marc D. Oken Mgmt Voted For For 99.79% Against 0.21% Abstain 0% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 11 Elect Morton O. Schapiro Mgmt Voted For For 99.93% Against 0.07% Abstain 0% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 12 Elect Lloyd M. Yates Mgmt Voted For For 92.85% Against 7.15% Abstain 0% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 13 Elect R. David Yost Mgmt Voted For For 89.95% Against 10.02% Abstain 0.02% Withheld 0.009% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.23% Against 0.62% Abstain 0.15% Withheld 0% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/20/2021 15 Ratification of Auditor Mgmt Voted For For 97.22% Against 2.62% Abstain 0.16% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 1 Elect Ajay Banga Mgmt Voted For For 99.3% Against 0.55% Abstain 0.15% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 2 Elect Merit E. Janow Mgmt Voted For For 96.25% Against 3.6% Abstain 0.15% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 3 Elect Richard K. Davis Mgmt Voted For For 99.16% Against 0.69% Abstain 0.15% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 4 Elect Steven J. Freiberg Mgmt Voted For For 97.69% Against 2.16% Abstain 0.15% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 5 Elect Julius Genachowski Mgmt Voted For For 98.53% Against 0.75% Abstain 0.72% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 6 Elect GOH Choon Phong Mgmt Voted For For 99.6% Against 0.27% Abstain 0.13% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 7 Elect Oki Matsumoto Mgmt Voted For For 99.44% Against 0.41% Abstain 0.15% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 8 Elect Michael Miebach Mgmt Voted For For 99.07% Against 0.74% Abstain 0.19% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 9 Elect Youngme E. Moon Mgmt Voted For For 99.55% Against 0.32% Abstain 0.13% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 10 Elect Rima Qureshi Mgmt Voted For For 93.69% Against 5.78% Abstain 0.53% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 11 Elect Jose Octavio Reyes Lagunes Mgmt Voted For For 95.75% Against 4.08% Abstain 0.17% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 12 Elect Gabrielle Sulzberger Mgmt Voted For For 96.13% Against 3.43% Abstain 0.44% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 13 Elect Jackson P. Tai Mgmt Voted For For 19.28% Against 80.18% Abstain 0.54% Withheld 0% Against
Mastercard Incorporated MA 57636Q104 6/22/2021 14 Elect Lance Uggla Mgmt Voted For For 35.04% Against 62.78% Abstain 2.18% Withheld 0% Against
Mastercard Incorporated MA 57636Q104 6/22/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 26.13% Against 73.02% Abstain 0.85% Withheld 0% Against
Mastercard Incorporated MA 57636Q104 6/22/2021 16 Ratification of Auditor Mgmt Voted For For 32.58% Against 66.19% Abstain 1.23% Withheld 0% Against
Mastercard Incorporated MA 57636Q104 6/22/2021 17 Amendment to the 2006 Long-Term Incentive Plan Mgmt Voted For For 95.32% Against 4.68% Abstain 0% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 18 Amendment to the 2006 Non-Employee Director Equity Compensation Plan Mgmt Voted For For 98.82% Against 1.18% Abstain 0% Withheld 0% For
Mastercard Incorporated MA 57636Q104 6/22/2021 19 Elimination of Supermajority Requirements Mgmt Voted For For 98.88% Against 1.12% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 1 Elect Dominic J. Caruso Mgmt Voted For For 98.22% Against 1.78% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 2 Elect N. Anthony Coles Mgmt Voted For For 96.62% Against 3.38% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 3 Elect M. Christine Jacobs Mgmt Voted For For 99.92% Against 0.01% Abstain 0.07% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 4 Elect Donald R. Knauss Mgmt Voted For For 80.21% Against 19.72% Abstain 0.07% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 5 Elect Marie L. Knowles Mgmt Voted For For 100% Against 0% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 6 Elect Bradley E. Lerman Mgmt Voted For For 99.63% Against 0.07% Abstain 0.3% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 7 Elect Maria Martinez Mgmt Voted For For 92.87% Against 7.13% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 8 Elect Edward A. Mueller Mgmt Voted For For 98% Against 2% Abstain 0% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 9 Elect Susan R. Salka Mgmt Voted For For 98.96% Against 0.28% Abstain 0.76% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 10 Elect Brian S. Tyler Mgmt Voted For For 98.63% Against 0.61% Abstain 0.76% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 11 Elect Kenneth E. Washington Mgmt Voted For For 98.94% Against 0.33% Abstain 0.73% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 12 Ratification of Auditor Mgmt Voted For For 98.94% Against 0.33% Abstain 0.73% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For 99.26% Against 0.01% Abstain 0.73% Withheld 0% For
McKesson Corporation MCK 58155Q103 7/29/2020 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 84% Against 16% Abstain 0% Withheld 0% Against
McKesson Corporation MCK 58155Q103 7/29/2020 15 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 99.72% Against 0.26% Abstain 0.02% Withheld 0% Against
McKesson Corporation MCK 58155Q103 7/29/2020 16 Shareholder Proposal Regarding Purpose of Corporation ShrHoldr Voted Against For 99.63% Against 0.29% Abstain 0.08% Withheld 0% Against
Merck & Co., Inc. MRK 58933Y105 5/25/2021 1 Elect Leslie A. Brun Mgmt Voted For For 97.57% Against 1.44% Abstain 0.99% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 2 Elect Mary Ellen Coe Mgmt Voted For For 96% Against 4% Abstain 0% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 3 Elect Pamela J. Craig Mgmt Voted For For 99.99% Against 0% Abstain 0.01% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 4 Elect Kenneth C. Frazier Mgmt Voted For For 99.64% Against 0.21% Abstain 0.15% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 5 Elect Thomas H. Glocer Mgmt Voted For For 99.57% Against 0% Abstain 0% Withheld 0.43% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 6 Elect Risa Lavizzo-Mourey Mgmt Voted For For 87.78% Against 0% Abstain 0% Withheld 12.22% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 7 Elect Stephen L. Mayo Mgmt Voted For For 57.64% Against 0% Abstain 0% Withheld 42.36% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 8 Elect Paul B. Rothman Mgmt Voted For For 98.28% Against 1.43% Abstain 0.29% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 9 Elect Patricia F. Russo Mgmt Voted For For 88.26% Against 10.99% Abstain 0.75% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 10 Elect Christine E. Seidman Mgmt Voted For For 99.16% Against 0.3% Abstain 0.54% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 11 Elect Inge G. Thulin Mgmt Voted For For 98.98% Against 0.43% Abstain 0.59% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 12 Elect Kathy J. Warden Mgmt Voted For For 95.11% Against 4.67% Abstain 0.22% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 13 Elect Peter C. Wendell Mgmt Voted For For 59.94% Against 39.31% Abstain 0.75% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.81% Against 0.16% Abstain 0.03% Withheld 0% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 15 Ratification of Auditor Mgmt Voted For For 99.66% Against 0% Abstain 0% Withheld 0.34% For
Merck & Co., Inc. MRK 58933Y105 5/25/2021 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 96.77% Against 0% Abstain 0% Withheld 3.23% Against
Merck & Co., Inc. MRK 58933Y105 5/25/2021 17 Shareholder Proposal Regarding Report on Access to COVID-19 Products ShrHoldr Voted Against For 99.64% Against 0% Abstain 0% Withheld 0.36% Against
Mexico Equity And Income Fund Inc MXE 592834105 12/17/2020 1 Elect Phillip Goldstein Mgmt Voted For For 98.22% Against 0% Abstain 0% Withheld 1.78% For
Mexico Fund Inc MXF 592835102 3/9/2021 1.1 Elect Marc J. Shapiro Mgmt Voted For For 99.66% Against 0% Abstain 0% Withheld 0.34% For
Mexico Fund Inc MXF 592835102 3/9/2021 1.2 Elect Jaime Serra Puche Mgmt Voted For For 99.66% Against 0% Abstain 0% Withheld 0.34% For
Micron Technology, Inc. MU 595112103 1/14/2021 1 Elect Richard M. Beyer Mgmt Voted For For 98.23% Against 0% Abstain 0% Withheld 1.77% For
Micron Technology, Inc. MU 595112103 1/14/2021 2 Elect Lynn A. Dugle Mgmt Voted For For 98.39% Against 0% Abstain 0% Withheld 1.61% For
Micron Technology, Inc. MU 595112103 1/14/2021 3 Elect Steven J. Gomo Mgmt Voted For For 99.26% Against 0.63% Abstain 0.11% Withheld 0% For
Micron Technology, Inc. MU 595112103 1/14/2021 4 Elect Mary Pat McCarthy Mgmt Voted For For 97.94% Against 1.97% Abstain 0.09% Withheld 0% For
Micron Technology, Inc. MU 595112103 1/14/2021 5 Elect Sanjay Mehrotra Mgmt Voted For For 99.89% Against 0.04% Abstain 0% Withheld 0.07% For
Micron Technology, Inc. MU 595112103 1/14/2021 6 Elect Robert E. Switz Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Micron Technology, Inc. MU 595112103 1/14/2021 7 Elect MaryAnn Wright Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 1 Elect Reid G. Hoffman Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 2 Elect Hugh F. Johnston Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 3 Elect Teri L. List-Stoll Mgmt Voted For For 99.55% Against 0.38% Abstain 0% Withheld 0.07% For
Microsoft Corporation MSFT 594918104 12/2/2020 4 Elect Satya Nadella Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 5 Elect Sandra E. Peterson Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 6 Elect Penny S. Pritzker Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 7 Elect Charles W. Scharf Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 8 Elect Arne M. Sorenson Mgmt Voted For For 98.19% Against 1.72% Abstain 0% Withheld 0.09% For
Microsoft Corporation MSFT 594918104 12/2/2020 9 Elect John W. Stanton Mgmt Voted For For 99.55% Against 0.34% Abstain 0% Withheld 0.11% For
Microsoft Corporation MSFT 594918104 12/2/2020 10 Elect John W. Thompson Mgmt Voted For For 95.84% Against 4.13% Abstain 0% Withheld 0.03% For
Microsoft Corporation MSFT 594918104 12/2/2020 11 Elect Emma N. Walmsley Mgmt Voted For For 99.46% Against 0.54% Abstain 0% Withheld 0% For
Microsoft Corporation MSFT 594918104 12/2/2020 12 Elect Padmasree Warrior Mgmt Voted For For 86.9% Against 13.08% Abstain 0% Withheld 0.02% For
Microsoft Corporation MSFT 594918104 12/2/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For 99.18% Against 0.57% Abstain 0.24% Withheld 0.008% For
Microsoft Corporation MSFT 594918104 12/2/2020 14 Ratification of Auditor Mgmt Voted For For 84.35% Against 0% Abstain 0% Withheld 15.65% For
Microsoft Corporation MSFT 594918104 12/2/2020 15 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board ShrHoldr Voted Against For 69.86% Against 0% Abstain 0% Withheld 30.14% Against
Moody's Corporation MCO 615369105 4/20/2021 1 Elect Jorge A. Bermudez Mgmt Voted For For 84.19% Against 0% Abstain 0% Withheld 15.81% For
Moody's Corporation MCO 615369105 4/20/2021 2 Elect Therese Esperdy Mgmt Voted For For 99.79% Against 0.2% Abstain 0.01% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 3 Elect Robert Fauber Mgmt Voted For For 99.23% Against 0.77% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 4 Elect Vincent A. Forlenza Mgmt Voted For For 99.26% Against 0.74% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 5 Elect Kathryn M. Hill Mgmt Voted For For 98.97% Against 1.03% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 6 Elect Lloyd W. Howell, Jr. Mgmt Voted For For 99.07% Against 0.93% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 7 Elect Raymond W. McDaniel, Jr. Mgmt Voted For For 99.26% Against 0.74% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 8 Elect Leslie F. Seidman Mgmt Voted For For 99.01% Against 0.99% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 9 Elect Bruce Van Saun Mgmt Voted For For 97.25% Against 2.75% Abstain 0% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 10 Ratification of Auditor Mgmt Voted For For 92.67% Against 7.258% Abstain 0.07% Withheld 0% For
Moody's Corporation MCO 615369105 4/20/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 92.78% Against 0% Abstain 0% Withheld 7.22% For
Moody's Corporation MCO 615369105 4/20/2021 12 Shareholder Approval of Decarbonization Plan Mgmt Voted For For 93.69% Against 0% Abstain 0% Withheld 6.31% For
Morgan Stanley MS 617446448 5/20/2021 1 Elect Elizabeth Corley Mgmt Voted For For 92.07% Against 0% Abstain 0% Withheld 7.93% For
Morgan Stanley MS 617446448 5/20/2021 2 Elect Alistair Darling Mgmt Voted For For 93.1% Against 0% Abstain 0% Withheld 6.9% For
Morgan Stanley MS 617446448 5/20/2021 3 Elect Thomas H. Glocer Mgmt Voted For For 92.6% Against 0% Abstain 0% Withheld 7.4% For
Morgan Stanley MS 617446448 5/20/2021 4 Elect James P. Gorman Mgmt Voted For For 75.61% Against 20.21% Abstain 4.18% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 5 Elect Robert H. Herz Mgmt Voted For For 97.85% Against 0.89% Abstain 1.26% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 6 Elect Nobuyuki Hirano Mgmt Voted For For 97.19% Against 1.62% Abstain 1.19% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 7 Elect Hironori Kamezawa Mgmt Voted For For 91.84% Against 6.58% Abstain 1.58% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 8 Elect Shelley B. Leibowitz Mgmt Voted For For 99.9% Against 0.07% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 9 Elect Stephen J. Luczo Mgmt Voted For For 93.07% Against 6.9% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 10 Elect Judith A. Miscik Mgmt Voted For For 95.98% Against 3.99% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 11 Elect Dennis M. Nally Mgmt Voted For For 96.3% Against 3.67% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 12 Elect Mary L. Schapiro Mgmt Voted For For 96.73% Against 3.24% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 13 Elect Perry M. Traquina Mgmt Voted For For 96.73% Against 3.24% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 14 Elect Rayford Wilkins Jr. Mgmt Voted For For 96.73% Against 3.24% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 15 Ratification of Auditor Mgmt Voted For For 96.99% Against 2.98% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 16 Advisory Vote on Executive Compensation Mgmt Voted For For 96.4% Against 3.57% Abstain 0.03% Withheld 0% For
Morgan Stanley MS 617446448 5/20/2021 17 Amendment to the Equity Incentive Compensation Plan Mgmt Voted For For 96.99% Against 2.98% Abstain 0.03% Withheld 0% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 6/24/2021 1.1 Elect Joseph J. Kearns Mgmt Voted For For 99.27% Against 0.7% Abstain 0.03% Withheld 0% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 6/24/2021 1.2 Elect Patricia Maleski Mgmt Voted For For 91.61% Against 8.29% Abstain 0.1% Withheld 0% For
Netflix, Inc. NFLX 64110L106 6/3/2021 1 Elect Richard N. Barton Mgmt Voted For For 93.44% Against 0% Abstain 0% Withheld 6.56% For
Netflix, Inc. NFLX 64110L106 6/3/2021 2 Elect Rodolphe Belmer Mgmt Voted For For 92.8% Against 0% Abstain 0% Withheld 7.2% For
Netflix, Inc. NFLX 64110L106 6/3/2021 3 Elect Bradford L. Smith Mgmt Voted For For 78.66% Against 0% Abstain 0% Withheld 21.34% For
Netflix, Inc. NFLX 64110L106 6/3/2021 4 Elect Anne M. Sweeney Mgmt Voted For For 78.66% Against 0% Abstain 0% Withheld 21.34% For
Netflix, Inc. NFLX 64110L106 6/3/2021 5 Ratification of Auditor Mgmt Voted For For 99.82% Against 0.15% Abstain 0.03% Withheld 0% For
Netflix, Inc. NFLX 64110L106 6/3/2021 6 Advisory Vote on Executive Compensation Mgmt Voted For For 99.64% Against 0.35% Abstain 0.01% Withheld 0% For
Netflix, Inc. NFLX 64110L106 6/3/2021 7 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For 89.75% Against 1.51% Abstain 8.74% Withheld 0% Against
Netflix, Inc. NFLX 64110L106 6/3/2021 8 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For 75.61% Against 24.02% Abstain 0.37% Withheld 0% Against
Netflix, Inc. NFLX 64110L106 6/3/2021 9 Shareholder Proposal Regarding Improvement of Executive Compensation Program ShrHoldr Voted Against For 75.61% Against 24.02% Abstain 0.37% Withheld 0% Against
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/29/2020 1.1 Elect Martha Clark Goss Mgmt Voted For For 97.07% Against 2.55% Abstain 0.38% Withheld 0% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/29/2020 1.2 Elect James G. Stavridis Mgmt Voted For For 97.17% Against 2.45% Abstain 0.38% Withheld 0% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/29/2020 1.3 Elect Candace L. Straight Mgmt Voted For For 76.49% Against 23.12% Abstain 0.39% Withheld 0% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/29/2020 1.4 Elect Joseph V. Amato Mgmt Voted For For 76.49% Against 23.12% Abstain 0.39% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 1 Elect Patrick G. Awuah, Jr. Mgmt Voted For For 97.6% Against 2.02% Abstain 0.38% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 2 Elect Gregory H. Boyce Mgmt Voted For For 97.31% Against 2.31% Abstain 0.38% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 3 Elect Bruce R. Brook Mgmt Voted For For 46.12% Against 53.5% Abstain 0.38% Withheld 0% Against
Newmont Corporation NEM 651639106 4/28/2021 4 Elect Maura J. Clark Mgmt Voted For For 46.12% Against 53.5% Abstain 0.38% Withheld 0% Against
Newmont Corporation NEM 651639106 4/28/2021 5 Elect Matthew Coon Come Mgmt Voted For For 96.08% Against 3.54% Abstain 0.38% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 6 Elect Jose Manuel Madero Mgmt Voted For For 97.92% Against 1.7% Abstain 0.38% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 7 Elect Rene Medori Mgmt Voted For For 97.37% Against 2.26% Abstain 0.37% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 8 Elect Jane Nelson Mgmt Voted For For 55.41% Against 41.03% Abstain 3.56% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 9 Elect Thomas Palmer Mgmt Voted For For 55.41% Against 41.03% Abstain 3.56% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 10 Elect Julio M. Quintana Mgmt Voted For For 96.04% Against 2.84% Abstain 1.12% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 11 Elect Susan N. Story Mgmt Voted For For 98.81% Against 0.75% Abstain 0.44% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 99.92% Against 0.03% Abstain 0.05% Withheld 0% For
Newmont Corporation NEM 651639106 4/28/2021 13 Ratification of Auditor Mgmt Voted For For 99.98% Against 0.01% Abstain 0.01% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 1 Elect Sherry S. Barrat Mgmt Voted For For 99.39% Against 0.56% Abstain 0.05% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 2 Elect James L. Camaren Mgmt Voted For For 98.63% Against 0.79% Abstain 0.58% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 3 Elect Kenneth B. Dunn Mgmt Voted For For 99.06% Against 0.93% Abstain 0.01% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 4 Elect Naren K. Gursahaney Mgmt Voted For For 94.65% Against 4.92% Abstain 0.43% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 5 Elect Kirk S. Hachigian Mgmt Voted For For 94.73% Against 4.84% Abstain 0.43% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 6 Elect Amy B. Lane Mgmt Voted For For 88.57% Against 10.17% Abstain 1.26% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 7 Elect David L. Porges Mgmt Voted For For 68.94% Against 29.71% Abstain 1.35% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 8 Elect James L. Robo Mgmt Voted For For 71.58% Against 27.9% Abstain 0.52% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 9 Elect Rudy E. Schupp Mgmt Voted For For 71.36% Against 28.12% Abstain 0.52% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 10 Elect John L. Skolds Mgmt Voted For For 63.75% Against 35.34% Abstain 0.91% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 11 Elect Lynn M. Utter Mgmt Voted For For 50.99% Against 48.52% Abstain 0.49% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 12 Elect Darryl L. Wilson Mgmt Voted For For 54.6% Against 44.91% Abstain 0.49% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 13 Ratification of Auditor Mgmt Voted For For 53.25% Against 46.26% Abstain 0.49% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 61.88% Against 37.64% Abstain 0.48% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 15 Approval of the 2021 Long Term Incentive Plan Mgmt Voted For For 56.89% Against 42.62% Abstain 0.49% Withheld 0% For
NextEra Energy, Inc. NEE 65339F101 5/20/2021 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 95.71% Against 3.28% Abstain 1.01% Withheld 0% Against
Nike, Inc. NKE 654106103 9/17/2020 1 Elect Alan B. Graf, Jr. Mgmt Voted For For 98.97% Against 0.16% Abstain 0.87% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 2 Elect Peter B. Henry Mgmt Voted For For 99.47% Against 0.01% Abstain 0.52% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 3 Elect Michelle A. Peluso Mgmt Voted For For 97.8% Against 1.68% Abstain 0.52% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 4 Advisory Vote on Executive Compensation Mgmt Voted For For 66.05% Against 33.36% Abstain 0.59% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 5 Ratification of Auditor Mgmt Voted For For 99.95% Against 0.04% Abstain 0.01% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 6 Amendment to the Stock Incentive Plan Mgmt Voted For For 98.71% Against 0.52% Abstain 0.77% Withheld 0% For
Nike, Inc. NKE 654106103 9/17/2020 7 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For 96.01% Against 3.18% Abstain 0.81% Withheld 0% Against
Norfolk Southern Corporation NSC 655844108 5/13/2021 1 Elect Thomas D. Bell Jr. Mgmt Voted For For 98.51% Against 0.72% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 2 Elect Mitchell E. Daniels, Jr. Mgmt Voted For For 97.88% Against 1.3% Abstain 0.82% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 3 Elect Marcela E. Donadio Mgmt Voted For For 98.97% Against 0.26% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 4 Elect John C. Huffard, Jr. Mgmt Voted For For 98.44% Against 0.79% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 5 Elect Christopher T. Jones Mgmt Voted For For 94.91% Against 4.28% Abstain 0.81% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 6 Elect Thomas C. Kelleher Mgmt Voted For For 98.83% Against 0.4% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 7 Elect Steven F. Leer Mgmt Voted For For 98.54% Against 0.69% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 8 Elect Michael D. Lockhart Mgmt Voted For For 98.62% Against 0.61% Abstain 0.77% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 9 Elect Amy E. Miles Mgmt Voted For For 81.37% Against 17.84% Abstain 0.79% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 10 Elect Claude Mongeau Mgmt Voted For For 97.33% Against 1.93% Abstain 0.74% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 11 Elect Jennifer F. Scanlon Mgmt Voted For For 93.88% Against 5.8% Abstain 0.32% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 12 Elect James A. Squires Mgmt Voted For For 98.28% Against 1.57% Abstain 0.15% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 13 Elect John R. Thompson Mgmt Voted For For 99.24% Against 0.61% Abstain 0.15% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 14 Ratification of Auditor Mgmt Voted For For 94.76% Against 5.03% Abstain 0.21% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 95.97% Against 3.96% Abstain 0.07% Withheld 0% For
Norfolk Southern Corporation NSC 655844108 5/13/2021 16 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against For 93.46% Against 6.45% Abstain 0.09% Withheld 0% Against
Norfolk Southern Corporation NSC 655844108 5/13/2021 17 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement ShrHoldr Voted Against For 98.02% Against 1.85% Abstain 0.13% Withheld 0% Against
Northrop Grumman Corporation NOC 666807102 5/19/2021 1 Elect Kathy J. Warden Mgmt Voted For For 97.72% Against 2.22% Abstain 0.06% Withheld 0% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 2 Elect David P. Abney Mgmt Voted For For 53.23% Against 46.6% Abstain 0.17% Withheld 0% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 3 Elect Marianne C. Brown Mgmt Voted For For 53.23% Against 46.6% Abstain 0.17% Withheld 0% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 4 Elect Donald E. Felsinger Mgmt Voted For For 91.87% Against 7.77% Abstain 0.35% Withheld 0.007% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 5 Elect Ann M. Fudge Mgmt Voted For For 88.45% Against 0% Abstain 0% Withheld 11.55% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 6 Elect William H. Hernandez Mgmt Voted For For 86.56% Against 0% Abstain 0% Withheld 13.44% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 7 Elect Madeleine A. Kleiner Mgmt Voted For For 84.46% Against 0% Abstain 0% Withheld 15.54% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 8 Elect Karl J. Krapek Mgmt Voted For For 97.58% Against 0% Abstain 0% Withheld 2.42% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 9 Elect Gary Roughead Mgmt Voted For For 96.22% Against 0% Abstain 0% Withheld 3.78% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 10 Elect Thomas M. Schoewe Mgmt Voted For For 97.52% Against 0% Abstain 0% Withheld 2.48% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 11 Elect James S. Turley Mgmt Voted For For 86.51% Against 0% Abstain 0% Withheld 13.49% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 12 Elect Mark A. Welsh III Mgmt Voted For For 94.74% Against 0% Abstain 0% Withheld 5.26% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 86.53% Against 0% Abstain 0% Withheld 13.47% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 14 Ratification of Auditor Mgmt Voted For For 98.06% Against 1.85% Abstain 0.09% Withheld 0% For
Northrop Grumman Corporation NOC 666807102 5/19/2021 15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments ShrHoldr Voted Against For 98.84% Against 1.13% Abstain 0.03% Withheld 0% Against
Northrop Grumman Corporation NOC 666807102 5/19/2021 16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For 99.46% Against 0.42% Abstain 0.12% Withheld 0% Against
Nuveen Global Equity Income Fund JRI 67074Y105 5/25/2021 1.1 Elect Jack B. Evans Mgmt Voted For For 82.57% Against 0% Abstain 0% Withheld 17.43% For
Nuveen Global Equity Income Fund JRI 67074Y105 5/25/2021 1.2 Elect Albin F. Moschner Mgmt Voted For For 82.88% Against 0% Abstain 0% Withheld 17.12% For
Nuveen Global Equity Income Fund JRI 67074Y105 5/25/2021 1.3 Elect Matthew Thornton III Mgmt Voted For For 98.47% Against 1.24% Abstain 0.29% Withheld 0% For
Nuveen Real Estate Income Fund. JRS 67071B108 5/25/2021 1.1 Elect Jack B. Evans Mgmt Voted For For 84.36% Against 15.46% Abstain 0.18% Withheld 0% For
Nuveen Real Estate Income Fund. JRS 67071B108 5/25/2021 1.2 Elect Albin F. Moschner Mgmt Voted For For 99.14% Against 0% Abstain 0% Withheld 0.86% For
Nuveen Real Estate Income Fund. JRS 67071B108 5/25/2021 1.3 Elect Matthew Thornton III Mgmt Voted For For 95.85% Against 0% Abstain 0% Withheld 4.15% For
Nuveen Tax-Advantaged Dividend Growth Fund JTD 67073G105 4/6/2021 1.1 Elect Jack B. Evans Mgmt Voted For For 95.83% Against 0% Abstain 0% Withheld 4.17% For
Nuveen Tax-Advantaged Dividend Growth Fund JTD 67073G105 4/6/2021 1.2 Elect Albin F. Moschner Mgmt Voted For For 99.46% Against 0% Abstain 0% Withheld 0.54% For
Nuveen Tax-Advantaged Dividend Growth Fund JTD 67073G105 4/6/2021 1.3 Elect Matthew Thornton III Mgmt Voted For For 97.88% Against 0% Abstain 0% Withheld 2.12% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 1 Elect Robert K. Burgess Mgmt Voted For For 98.96% Against 0% Abstain 0.19% Withheld 0.85% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 2 Elect Tench Coxe Mgmt Voted For For 99.97% Against 0.03% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 3 Elect John O. Dabiri Mgmt Voted For For 99.97% Against 0.03% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 4 Elect Persis S. Drell Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 5 Elect Jen-Hsun Huang Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 6 Elect Dawn Hudson Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 7 Elect Harvey C. Jones Mgmt Voted For For 99.98% Against 0.02% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 8 Elect Michael G. McCaffery Mgmt Voted For For 97.83% Against 2.17% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 9 Elect Stephen C. Neal Mgmt Voted For For 97.83% Against 2.17% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 10 Elect Mark L. Perry Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 11 Elect A. Brooke Seawell Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 12 Elect Aarti Shah Mgmt Voted For For 99.93% Against 0.07% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 13 Elect Mark A. Stevens Mgmt Voted For For 99.93% Against 0.07% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.8% Against 0.2% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 15 Ratification of Auditor Mgmt Voted For For 99.8% Against 0.2% Abstain 0% Withheld 0% For
NVIDIA Corporation NVDA 67066G104 6/3/2021 16 Increase in Authorized Common Stock Mgmt Voted For For 99.78% Against 0.22% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.1 Elect Jeffrey S. Berg Mgmt Voted For For 99.78% Against 0.22% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.2 Elect Michael J. Boskin Mgmt Voted For For 99.33% Against 0.67% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.3 Elect Safra A. Catz Mgmt Voted For For 99.33% Against 0.67% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.4 Elect Bruce R. Chizen Mgmt Voted For For 98.23% Against 1.77% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.5 Elect George H. Conrades Mgmt Voted For For 98.23% Against 1.77% Abstain 0% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.6 Elect Lawrence J. Ellison Mgmt Voted For For 96.25% Against 2.84% Abstain 0.91% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.7 Elect Rona Fairhead Mgmt Voted For For 97.49% Against 1.55% Abstain 0.96% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.8 Elect Jeffrey O. Henley Mgmt Voted For For 97.94% Against 1.18% Abstain 0.88% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.9 Elect Renee J. James Mgmt Voted For For 97.23% Against 2.07% Abstain 0.7% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.10 Elect Charles W. Moorman IV Mgmt Voted For For 97.96% Against 1.17% Abstain 0.87% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.11 Elect Leon E. Panetta Mgmt Voted For For 97.87% Against 1.23% Abstain 0.9% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.12 Elect William G. Parrett Mgmt Voted For For 97.96% Against 1.14% Abstain 0.9% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.13 Elect Naomi O. Seligman Mgmt Voted For For 98.08% Against 1.04% Abstain 0.88% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 1.14 Elect Vishal Sikka Mgmt Voted For For 96.78% Against 2.73% Abstain 0.49% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For 92.96% Against 5.71% Abstain 1.33% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 3 Approval of the 2020 Equity Incentive Plan Mgmt Voted For For 95.59% Against 3.46% Abstain 0.95% Withheld 0% For
Oracle Corp. ORCL 68389X105 11/4/2020 4 Ratification of Auditor Mgmt Voted For For 46.75% Against 51.31% Abstain 1.94% Withheld 0% Against
Oracle Corp. ORCL 68389X105 11/4/2020 5 Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report ShrHoldr Voted Against For 99.29% Against 0% Abstain 0% Withheld 0.71% Against
Oracle Corp. ORCL 68389X105 11/4/2020 6 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For 98.59% Against 0% Abstain 0% Withheld 1.41% Against
Paychex Inc. PAYX 704326107 10/15/2020 1 Elect B. Thomas Golisano Mgmt Voted For For 99.29% Against 0% Abstain 0% Withheld 0.71% For
Paychex Inc. PAYX 704326107 10/15/2020 2 Elect Thomas F. Bonadio Mgmt Voted For For 90.61% Against 8.52% Abstain 0.37% Withheld 0.5% For
Paychex Inc. PAYX 704326107 10/15/2020 3 Elect Joseph G. Doody Mgmt Voted For For 98.77% Against 0.42% Abstain 0.31% Withheld 0.5% For
Paychex Inc. PAYX 704326107 10/15/2020 4 Elect David J. S. Flaschen Mgmt Voted For For 98.71% Against 0.97% Abstain 0.32% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 5 Elect Pamela A. Joseph Mgmt Voted For For 70.12% Against 28.92% Abstain 0.51% Withheld 0.45% For
Paychex Inc. PAYX 704326107 10/15/2020 6 Elect Martin Mucci Mgmt Voted For For 89% Against 11% Abstain 0% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 7 Elect Joseph M. Tucci Mgmt Voted For For 92% Against 0% Abstain 8% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 8 Elect Joseph M. Velli Mgmt Voted For For 99.99% Against 0.01% Abstain 0% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 9 Elect Kara Wilson Mgmt Voted For For 99.99% Against 0.01% Abstain 0% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For 99.83% Against 0.17% Abstain 0% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 11 Amendment to the 2002 Stock Incentive Plan Mgmt Voted For For 99.83% Against 0.17% Abstain 0% Withheld 0% For
Paychex Inc. PAYX 704326107 10/15/2020 12 Ratification of Auditor Mgmt Voted For For 97.5% Against 2.5% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 1 Elect Segun Agbaje Mgmt Voted For For 97.5% Against 2.5% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 2 Elect Shona L. Brown Mgmt Voted For For 87.5% Against 12.5% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 3 Elect Cesar Conde Mgmt Voted For For 86% Against 14% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 4 Elect Ian M. Cook Mgmt Voted For For 99.85% Against 0.15% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 5 Elect Dina Dublon Mgmt Voted For For 99.85% Against 0.15% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 6 Elect Michelle D. Gass Mgmt Voted For For 99.35% Against 0.65% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 7 Elect Ramon L. Laguarta Mgmt Voted For For 99.35% Against 0.65% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 8 Elect Dave Lewis Mgmt Voted For For 99.14% Against 0.86% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 9 Elect David C. Page Mgmt Voted For For 99.14% Against 0.86% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 10 Elect Robert C. Pohlad Mgmt Voted For For 95.97% Against 4.03% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 11 Elect Daniel L. Vasella Mgmt Voted For For 95.97% Against 4.03% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 12 Elect Darren Walker Mgmt Voted For For 97.21% Against 2.79% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 13 Elect Alberto Weisser Mgmt Voted For For 97.21% Against 2.79% Abstain 0% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 14 Ratification of Auditor Mgmt Voted For For 94.25% Against 0% Abstain 5.75% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 97.35% Against 0% Abstain 2.65% Withheld 0% For
PepsiCo, Inc. PEP 713448108 5/5/2021 16 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 98.46% Against 1.54% Abstain 0% Withheld 0% Against
PepsiCo, Inc. PEP 713448108 5/5/2021 17 Shareholder Proposal Regarding Report on Sugar and Public Health ShrHoldr Voted Against For 98.46% Against 1.54% Abstain 0% Withheld 0% Against
PepsiCo, Inc. PEP 713448108 5/5/2021 18 Shareholder Proposal Regarding Report on External Public Health Costs ShrHoldr Voted Against For 98.58% Against 1.42% Abstain 0% Withheld 0% Against
PPG Industries, Inc. PPG 693506107 4/15/2021 1 Elect Steven A. Davis Mgmt Voted For For 98.58% Against 1.42% Abstain 0% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 2 Elect Michael W. Lamach Mgmt Voted For For 87.98% Against 12.02% Abstain 0% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 3 Elect Michael T. Nally Mgmt Voted For For 98% Against 2% Abstain 0% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 4 Elect Guillermo Novo Mgmt Voted For For 96.14% Against 3.86% Abstain 0% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 5 Elect Martin H. Richenhagen Mgmt Voted For For 96.14% Against 3.86% Abstain 0% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 6 Elect Catherine R. Smith Mgmt Voted For For 99.42% Against 0.43% Abstain 0.14% Withheld 0.006% For
PPG Industries, Inc. PPG 693506107 4/15/2021 7 Advisory Vote on Executive Compensation Mgmt Voted For For 96.96% Against 0% Abstain 0% Withheld 3.04% For
PPG Industries, Inc. PPG 693506107 4/15/2021 8 Repeal of Classified Board Mgmt Voted For For 97.52% Against 0% Abstain 0% Withheld 2.48% For
PPG Industries, Inc. PPG 693506107 4/15/2021 9 Elimination of Supermajority Requirement Mgmt Voted For For 99.57% Against 0.41% Abstain 0.02% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 10 Ratification of Auditor Mgmt Voted For For 95.63% Against 4.31% Abstain 0.06% Withheld 0% For
PPG Industries, Inc. PPG 693506107 4/15/2021 11 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For 95.6% Against 4.2% Abstain 0.2% Withheld 0% Against
Procter & Gamble Co. PG 742718109 10/13/2020 1 Elect Francis S. Blake Mgmt Voted For For 99.81% Against 0.11% Abstain 0.08% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 2 Elect Angela F. Braly Mgmt Voted For For 86.53% Against 12.76% Abstain 0.71% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 3 Elect Amy L. Chang Mgmt Voted For For 99.95% Against 0.03% Abstain 0.02% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 4 Elect Joseph Jimenez Mgmt Voted For For 99.12% Against 0.75% Abstain 0.13% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 5 Elect Debra L. Lee Mgmt Voted For For 92.44% Against 7.37% Abstain 0.19% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 6 Elect Terry J. Lundgren Mgmt Voted For For 94.63% Against 5.16% Abstain 0.21% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 7 Elect Christine M. McCarthy Mgmt Voted For For 85.6% Against 14.29% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 8 Elect W. James McNerney, Jr. Mgmt Voted For For 99.26% Against 0.63% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 9 Elect Nelson Peltz Mgmt Voted For For 99.81% Against 0.08% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 10 Elect David. S. Taylor Mgmt Voted For For 99.38% Against 0.51% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 11 Elect Margaret C. Whitman Mgmt Voted For For 99.42% Against 0.47% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 12 Elect Patricia A. Woertz Mgmt Voted For For 90.33% Against 9.56% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 13 Ratification of Auditor Mgmt Voted For For 95.75% Against 3.94% Abstain 0.31% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.79% Against 0.1% Abstain 0.11% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 15 Amendment to the Stock Ownership Plan Mgmt Voted For For 99.14% Against 0.81% Abstain 0.05% Withheld 0% For
Procter & Gamble Co. PG 742718109 10/13/2020 16 Shareholder Proposal Regarding Deforestation Report ShrHoldr Voted Against For 96.77% Against 2.98% Abstain 0.25% Withheld 0% Against
Procter & Gamble Co. PG 742718109 10/13/2020 17 Shareholder Proposal Regarding Diversity and Inclusion Report ShrHoldr Voted Against For 99.19% Against 0.73% Abstain 0.08% Withheld 0% Against
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 1 Elect Ralph Izzo Mgmt Voted For For 99.92% Against 0.06% Abstain 0.02% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 2 Elect Shirley Ann Jackson Mgmt Voted For For 96.58% Against 3.39% Abstain 0.03% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 3 Elect Willie A. Deese Mgmt Voted For For 98.09% Against 1.88% Abstain 0.03% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 4 Elect David Lilley Mgmt Voted For For 99.89% Against 0.07% Abstain 0.04% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 5 Elect Barry H. Ostrowsky Mgmt Voted For For 99.99% Against 0.01% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 6 Elect Scott G. Stephenson Mgmt Voted For For 91.63% Against 8.37% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 7 Elect Laura A. Sugg Mgmt Voted For For 91.63% Against 8.37% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 8 Elect John P. Surma Mgmt Voted For For 95.62% Against 4.38% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 9 Elect Susan Tomasky Mgmt Voted For For 98.78% Against 1.22% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 10 Elect Alfred W. Zollar Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 12 Ratification of Auditor Mgmt Voted For For 98.78% Against 1.22% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 13 Approval of the 2021 Equity Compensation Plan for Outside Directors Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Public Service Enterprise Group Incorporated PEG 744573106 4/20/2021 14 Approval of the 2021 Long-Term Incentive Plan Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Regeneron Pharmaceuticals, Inc. REGN 75886F107 6/11/2021 1 Elect N. Anthony Coles Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Regeneron Pharmaceuticals, Inc. REGN 75886F107 6/11/2021 2 Elect Arthur F. Ryan Mgmt Voted For For 98.79% Against 1.21% Abstain 0% Withheld 0% For
Regeneron Pharmaceuticals, Inc. REGN 75886F107 6/11/2021 3 Elect George L. Sing Mgmt Voted For For 99.91% Against 0.09% Abstain 0% Withheld 0% For
Regeneron Pharmaceuticals, Inc. REGN 75886F107 6/11/2021 4 Elect Marc Tessier-Lavigne Mgmt Voted For For 99.91% Against 0.09% Abstain 0% Withheld 0% For
Regeneron Pharmaceuticals, Inc. REGN 75886F107 6/11/2021 5 Ratification of Auditor Mgmt Voted For For 95.81% Against 4.19% Abstain 0% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 1 Elect Shellye L. Archambeau Mgmt Voted For For 95.81% Against 4.19% Abstain 0% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 2 Elect Amy W. Brinkley Mgmt Voted For For 98.74% Against 1.26% Abstain 0% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 3 Elect John F. Fort, III Mgmt Voted For For 52.93% Against 47.07% Abstain 0% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 4 Elect L. Neil Hunn Mgmt Voted For For 52.93% Against 47.07% Abstain 0% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 5 Elect Robert D. Johnson Mgmt Voted For For 97.99% Against 1.7% Abstain 0.31% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 6 Elect Laura G. Thatcher Mgmt Voted For For 90.8% Against 8.81% Abstain 0.39% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 7 Elect Richard F. Wallman Mgmt Voted For For 99.79% Against 0.1% Abstain 0.11% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 8 Elect Christopher Wright Mgmt Voted For For 90.8% Against 8.81% Abstain 0.39% Withheld 0% For
Roper Technologies, Inc. ROP 776696106 6/14/2021 11 Approval of the 2021 Incentive Plan Mgmt Voted For For 98.15% Against 1.71% Abstain 0.14% Withheld 0% For
Royce Micro-Cap Trust Inc RMT 780915104 7/14/2020 1 Approval of a New Investment Advisory Agreement Mgmt Voted For For 99.49% Against 0.33% Abstain 0.18% Withheld 0% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2020 1.1 Elect Christopher D. Clark Mgmt Voted For For 93.62% Against 5.67% Abstain 0.71% Withheld 0% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2020 1.2 Elect Christopher C. Grisanti Mgmt Voted For For 97.66% Against 2.13% Abstain 0.21% Withheld 0% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2020 1.3 Elect Cecile B. Harper Mgmt Voted For For 98.49% Against 1.31% Abstain 0.2% Withheld 0% For
S&P Global Inc. SPGI 78409V104 3/11/2021 1 Stock Issuance for Merger with IHS Markit Mgmt Voted For For 99.49% Against 0.31% Abstain 0.2% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 1 Elect Marco Alvera Mgmt Voted For For 89.65% Against 10.16% Abstain 0.19% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 2 Elect William J. Amelio Mgmt Voted For For 99.53% Against 0.29% Abstain 0.18% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 3 Elect William D. Green Mgmt Voted For For 98.26% Against 1.54% Abstain 0.2% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 4 Elect Stephanie C. Hill Mgmt Voted For For 99.3% Against 0.51% Abstain 0.19% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 5 Elect Rebecca Jacoby Mgmt Voted For For 97.96% Against 1.84% Abstain 0.2% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 6 Elect Monique F. Leroux Mgmt Voted For For 91.52% Against 7.96% Abstain 0.52% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 7 Elect Ian P. Livingston Mgmt Voted For For 92.94% Against 0% Abstain 0% Withheld 7.06% For
S&P Global Inc. SPGI 78409V104 5/5/2021 8 Elect Maria R. Morris Mgmt Voted For For 93.06% Against 0% Abstain 0% Withheld 6.94% For
S&P Global Inc. SPGI 78409V104 5/5/2021 9 Elect Douglas L. Peterson Mgmt Voted For For 100% Against 0% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 10 Elect Edward B. Rust, Jr. Mgmt Voted For For 99.83% Against 0.17% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 11 Elect Kurt L. Schmoke Mgmt Voted For For 99.67% Against 0.33% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 12 Elect Richard E. Thornburgh Mgmt Voted For For 99.35% Against 0.65% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 82.83% Against 17.17% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 14 Ratification of Auditor Mgmt Voted For For 98.73% Against 1.27% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 15 Shareholder Approval of Emissions Reduction Plan Mgmt Voted For For 92.31% Against 7.69% Abstain 0% Withheld 0% For
S&P Global Inc. SPGI 78409V104 5/5/2021 16 Shareholder Proposal Regarding Becoming a Public Benefit Corporation ShrHoldr Voted Against For 98.73% Against 1.27% Abstain 0% Withheld 0% Against
salesforce.com, inc. CRM 79466L302 6/10/2021 1 Elect Marc R. Benioff Mgmt Voted For For 89.3% Against 10.7% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 2 Elect Craig A. Conway Mgmt Voted For For 86.25% Against 13.75% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 3 Elect Parker Harris Mgmt Voted For For 98.81% Against 1.19% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 4 Elect Alan G. Hassenfeld Mgmt Voted For For 99.09% Against 0.91% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 5 Elect Neelie Kroes Mgmt Voted For For 92.42% Against 7.58% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 6 Elect Colin L. Powell Mgmt Voted For For 99.96% Against 0.04% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 7 Elect Sanford R. Robertson Mgmt Voted For For 93.07% Against 6.93% Abstain 0% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 8 Elect John V. Roos Mgmt Voted For For 98.52% Against 1.21% Abstain 0.27% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 11 Elect Susan D. Wojcicki Mgmt Voted For For 98.88% Against 0.8% Abstain 0.32% Withheld 0% For
salesforce.com, inc. CRM 79466L302 6/10/2021 12 Amendment to the 2013 Equity Incentive Plan Mgmt Voted For For 98.93% Against 0.7% Abstain 0.37% Withheld 0% For
SBA Communications Corporation SBAC 78410G104 5/13/2021 1 Elect Mary S. Chan Mgmt Voted For For 98.35% Against 1.32% Abstain 0.33% Withheld 0% For
SBA Communications Corporation SBAC 78410G104 5/13/2021 2 Elect George R. Krouse, Jr. Mgmt Voted For For 99.29% Against 0.55% Abstain 0.16% Withheld 0% For
SBA Communications Corporation SBAC 78410G104 5/13/2021 3 Ratification of Auditor Mgmt Voted For For 98.72% Against 0.95% Abstain 0.33% Withheld 0% For
SBA Communications Corporation SBAC 78410G104 5/13/2021 4 Advisory Vote on Executive Compensation Mgmt Voted For For 99.18% Against 0.64% Abstain 0.18% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.1 Elect J. Richard Atwood Mgmt Voted For For 97.88% Against 1.8% Abstain 0.32% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.2 Elect Sandra Brown Mgmt Voted For For 97.79% Against 1.95% Abstain 0.26% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.3 Elect Mark L. Lipson Mgmt Voted For For 93.99% Against 5.67% Abstain 0.34% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.4 Elect Alfred E. Osborne, Jr. Mgmt Voted For For 98.88% Against 1.12% Abstain 0% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.5 Elect A. Robert Pisano Mgmt Voted For For 99.08% Against 0.92% Abstain 0% Withheld 0% For
Source Capital, Inc. SOR 836144105 5/10/2021 1.6 Elect Patrick B. Purcell Mgmt Voted For For 96.54% Against 3.46% Abstain 0% Withheld 0% For
Sprott Focus Trust, Inc. FUND 85208J109 9/9/2020 1.1 Elect Barbara Connolly Keady Mgmt Voted For For 98.9% Against 1.1% Abstain 0% Withheld 0% For
Sprott Focus Trust, Inc. FUND 85208J109 9/9/2020 1.2 Elect Peyton T. Muldoon Mgmt Voted For For 82.65% Against 17.35% Abstain 0% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 1 Elect Mary K. Brainerd Mgmt Voted For For 78.62% Against 21.38% Abstain 0% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 2 Elect Giovanni Caforio Mgmt Voted For For 79.19% Against 20.81% Abstain 0% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 3 Elect Srikant M. Datar Mgmt Voted For For 91.73% Against 0% Abstain 0% Withheld 8.27% For
Stryker Corporation SYK 863667101 5/5/2021 4 Elect Allan C. Golston Mgmt Voted For For 96.21% Against 0% Abstain 0% Withheld 3.79% For
Stryker Corporation SYK 863667101 5/5/2021 5 Elect Kevin A. Lobo Mgmt Voted For For 95.53% Against 0% Abstain 0% Withheld 4.47% For
Stryker Corporation SYK 863667101 5/5/2021 6 Elect Sherilyn S. McCoy Mgmt Voted For For 81.06% Against 18.76% Abstain 0.18% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 7 Elect Andrew K. Silvernail Mgmt Voted For For 91.58% Against 8.26% Abstain 0.16% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 8 Elect Lisa M. Skeete Tatum Mgmt Voted For For 99.31% Against 0% Abstain 0% Withheld 0.69% For
Stryker Corporation SYK 863667101 5/5/2021 9 Elect Ronda E. Stryker Mgmt Voted For For 98.92% Against 0.74% Abstain 0.34% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 10 Elect Rajeev Suri Mgmt Voted For For 95.12% Against 4.85% Abstain 0.03% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 11 Ratification of Auditor Mgmt Voted For For 97.95% Against 2.02% Abstain 0.03% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 96.68% Against 3.24% Abstain 0.08% Withheld 0% For
Stryker Corporation SYK 863667101 5/5/2021 13 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board ShrHoldr Voted Against For 98.99% Against 0.6% Abstain 0.41% Withheld 0% Against
Stryker Corporation SYK 863667101 5/5/2021 14 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 79.5% Against 0.86% Abstain 19.64% Withheld 0% Against
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 1 Elect Mark S. Bartlett Mgmt Voted For For 98.07% Against 1.52% Abstain 0.41% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 2 Elect Mary K. Bush Mgmt Voted For For 79.5% Against 0.86% Abstain 19.64% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 4 Elect Freeman A. Hrabowski III Mgmt Voted For For 79.12% Against 1.19% Abstain 19.69% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 5 Elect Robert F. MacLellan Mgmt Voted For For 78.77% Against 2.5% Abstain 18.73% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 6 Elect Olympia J. Snowe Mgmt Voted For For 80.24% Against 1.03% Abstain 18.73% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 7 Elect Robert J. Stevens Mgmt Voted For For 77.2% Against 3.14% Abstain 19.66% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 8 Elect William J. Stromberg Mgmt Voted For For 77.2% Against 3.14% Abstain 19.66% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 9 Elect Richard R. Verma Mgmt Voted For For 99.4% Against 0.6% Abstain 0% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 11 Elect Alan D. Wilson Mgmt Voted For For 79.12% Against 1.19% Abstain 19.69% Withheld 0% For
T. Rowe Price Group, Inc. TROW 74144T108 5/11/2021 14 Shareholder Proposal Regarding Climate Change Proxy Voting Practices ShrHoldr Voted Against For 95.46% Against 4.48% Abstain 0.06% Withheld 0% Against
Target Corporation TGT 87612E106 6/9/2021 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For 93.6% Against 4.75% Abstain 1.65% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 2 Elect George S. Barrett Mgmt Voted For For 96.46% Against 3.34% Abstain 0.2% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 3 Elect Brian C. Cornell Mgmt Voted For For 64.98% Against 34.82% Abstain 0.2% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 4 Elect Robert L. Edwards Mgmt Voted For For 99.07% Against 0.75% Abstain 0.18% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 5 Elect Melanie L. Healey Mgmt Voted For For 99.29% Against 0.53% Abstain 0.18% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 6 Elect Donald R. Knauss Mgmt Voted For For 68.86% Against 30.94% Abstain 0.2% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 7 Elect Christine A. Leahy Mgmt Voted For For 97.23% Against 2.59% Abstain 0.18% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 8 Elect Monica C. Lozano Mgmt Voted For For 96.15% Against 3.67% Abstain 0.18% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 9 Elect Mary E. Minnick Mgmt Voted For For 97.9% Against 1.94% Abstain 0.16% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 10 Elect Derica W. Rice Mgmt Voted For For 91.85% Against 7.89% Abstain 0.26% Withheld 0% For
Target Corporation TGT 87612E106 6/9/2021 11 Elect Kenneth L. Salazar Mgmt Voted For For 45.97% Against 49.98% Abstain 4.04% Withheld 0.006% Against
Target Corporation TGT 87612E106 6/9/2021 12 Elect Dmitri L. Stockton Mgmt Voted For For 99.58% Against 0% Abstain 0.2% Withheld 0.22% For
Target Corporation TGT 87612E106 6/9/2021 13 Ratification of Auditor Mgmt Voted For For 99.59% Against 0.179% Abstain 0.135% Withheld 0.095% For
Target Corporation TGT 87612E106 6/9/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 99.76% Against 0% Abstain 0.13% Withheld 0.11% For
Target Corporation TGT 87612E106 6/9/2021 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against For 99.21% Against 0% Abstain 0.22% Withheld 0.57% Against
Tekla Healthcare Opportunities Fund THQ 87911L108 6/10/2021 1.1 Elect Jeffrey A. Bailey Mgmt Voted For For 99.76% Against 0.06% Abstain 0.17% Withheld 0.006% For
Tekla Healthcare Opportunities Fund THQ 87911L108 6/10/2021 1.2 Elect Thomas M. Kent Mgmt Voted For For 93% Against 0% Abstain 1.15% Withheld 5.85% For
Tekla Healthcare Opportunities Fund THQ 87911L108 6/10/2021 2 Ratification of Auditor Mgmt Voted For For 92.7% Against 0% Abstain 1.16% Withheld 6.14% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 1 Elect Mark A. Blinn Mgmt Voted For For 99.34% Against 0% Abstain 0.15% Withheld 0.51% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 2 Elect Todd M. Bluedorn Mgmt Voted For For 99.55% Against 0% Abstain 0.21% Withheld 0.24% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 3 Elect Janet F. Clark Mgmt Voted For For 99.77% Against 0% Abstain 0.12% Withheld 0.11% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 4 Elect Carrie S. Cox Mgmt Voted For For 99.14% Against 0% Abstain 0.21% Withheld 0.65% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 5 Elect Martin S. Craighead Mgmt Voted For For 85.55% Against 14.21% Abstain 0.23% Withheld 0.006% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 6 Elect Jean M. Hobby Mgmt Voted For For 95.43% Against 4.35% Abstain 0.21% Withheld 0.006% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 7 Elect Michael D. Hsu Mgmt Voted For For 99.64% Against 0.2% Abstain 0.16% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 8 Elect Ronald Kirk Mgmt Voted For For 95.9% Against 3.8% Abstain 0.29% Withheld 0.006% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 9 Elect Pamela H. Patsley Mgmt Voted For For 99.81% Against 0.13% Abstain 0.06% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 10 Elect Robert E. Sanchez Mgmt Voted For For 98.9% Against 0.19% Abstain 0.91% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 11 Elect Richard K. Templeton Mgmt Voted For For 99.9% Against 0.09% Abstain 0.01% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 99.33% Against 0.65% Abstain 0.02% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 13 Ratification of Auditor Mgmt Voted For For 99.98% Against 0.01% Abstain 0.01% Withheld 0% For
Texas Instruments Incorporated TXN 882508104 4/22/2021 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 99.72% Against 0.27% Abstain 0.01% Withheld 0% Against
The Allstate Corporation ALL 020002101 5/25/2021 1 Elect Donald E. Brown Mgmt Voted For For 100% Against 0% Abstain 0% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 2 Elect Kermit R. Crawford Mgmt Voted For For 99.68% Against 0.32% Abstain 0% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 3 Elect Michael L. Eskew Mgmt Voted For For 99.99% Against 0% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 4 Elect Richard T. Hume Mgmt Voted For For 99.97% Against 0.02% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 5 Elect Margaret M. Keane Mgmt Voted For For 99.25% Against 0.74% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 6 Elect Siddharth N. Mehta Mgmt Voted For For 99.28% Against 0.11% Abstain 0.61% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 7 Elect Jacques P. Perold Mgmt Voted For For 99.99% Against 0% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 8 Elect Andrea Redmond Mgmt Voted For For 99.99% Against 0% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 9 Elect Gregg M. Sherrill Mgmt Voted For For 99.98% Against 0.01% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 10 Elect Judith A. Sprieser Mgmt Voted For For 99.28% Against 0.68% Abstain 0.04% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 11 Elect Perry M. Traquina Mgmt Voted For For 97.32% Against 2.67% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 12 Elect Thomas J. Wilson Mgmt Voted For For 99.91% Against 0.08% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 98.32% Against 1.67% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 14 Ratification of Auditor Mgmt Voted For For 99.37% Against 0.62% Abstain 0.01% Withheld 0% For
The Allstate Corporation ALL 020002101 5/25/2021 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against For 94.43% Against 5.56% Abstain 0.01% Withheld 0% Against
The Central Europe and Russia Fund, Inc. CEE 153436100 6/24/2021 1.1 Elect Christian H. Strenger Mgmt Voted For For 99.3% Against 0.57% Abstain 0.13% Withheld 0% For
The Central Europe and Russia Fund, Inc. CEE 153436100 6/24/2021 1.2 Elect Wolfgang Leoni Mgmt Voted For For 76.38% Against 23.49% Abstain 0.13% Withheld 0% For
The Central Europe and Russia Fund, Inc. CEE 153436100 6/24/2021 1.3 Elect Holger Hatje Mgmt Voted For For 94.06% Against 4.35% Abstain 1.59% Withheld 0% For
The Central Europe and Russia Fund, Inc. CEE 153436100 6/24/2021 2 Ratification of Auditor Mgmt Voted For For 98.8% Against 0.18% Abstain 1.02% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 1 Elect Walter W. Bettinger II Mgmt Voted For For 98.78% Against 1.12% Abstain 0.1% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 2 Elect Joan T. Dea Mgmt Voted For For 95.53% Against 3.9% Abstain 0.57% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 3 Elect Christopher V. Dodds Mgmt Voted For For 99.81% Against 0.09% Abstain 0.1% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 4 Elect Mark A. Goldfarb Mgmt Voted For For 99.42% Against 0.47% Abstain 0.11% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 5 Elect Bharat B. Masrani Mgmt Voted For For 89.83% Against 10.04% Abstain 0.13% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 6 Elect Charles A. Ruffel Mgmt Voted For For 99.34% Against 0.55% Abstain 0.11% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 7 Ratification of Auditor Mgmt Voted For For 98.78% Against 1.13% Abstain 0.09% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 8 Advisory Vote on Executive Compensation Mgmt Voted For For 92.6% Against 7.29% Abstain 0.11% Withheld 0% For
The Charles Schwab Corporation SCHW 808513105 5/13/2021 9 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 92.6% Against 7.29% Abstain 0.11% Withheld 0% Against
The Charles Schwab Corporation SCHW 808513105 5/13/2021 10 Shareholder Proposal Regarding Board Declassification ShrHoldr Voted Against For 96.93% Against 2.95% Abstain 0.12% Withheld 0% Against
The Gabelli Dividend & Income Trust GDV 36242H104 5/10/2021 1.1 Elect Elizabeth C. Bogan Mgmt Voted For For 93.6% Against 6.21% Abstain 0.19% Withheld 0% For
The Gabelli Dividend & Income Trust GDV 36242H104 5/10/2021 1.2 Elect Agnes Mullady Mgmt Voted For For 32.15% Against 64.39% Abstain 3.46% Withheld 0% Against
The Gabelli Dividend & Income Trust GDV 36242H104 5/10/2021 1.3 Elect Salvatore M. Salibello Mgmt Voted For For 32.15% Against 64.39% Abstain 3.46% Withheld 0% Against
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/10/2021 1.1 Elect Calgary Avansino Mgmt Voted For For 92.78% Against 6.27% Abstain 0.95% Withheld 0% For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/10/2021 1.2 Elect Anthony J. Colavita Mgmt Voted For For 95.49% Against 0% Abstain 0% Withheld 4.51% For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/10/2021 1.3 Elect Agnes Mullady Mgmt Voted For For 95.64% Against 0% Abstain 0% Withheld 4.36% For
The Gabelli Healthcare & Wellness Trust GRX 36246K103 5/10/2021 1.1 Elect Calgary Avansino Mgmt Voted For For 95.36% Against 0% Abstain 0% Withheld 4.64% For
The Gabelli Healthcare & Wellness Trust GRX 36246K103 5/10/2021 1.2 Elect Leslie F. Foley Mgmt Voted For For 98.05% Against 0% Abstain 0% Withheld 1.95% For
The Gabelli Healthcare & Wellness Trust GRX 36246K103 5/10/2021 1.3 Elect Robert C. Kolodny Mgmt Voted For For 99.54% Against 0.44% Abstain 0.02% Withheld 0% For
The Gabelli Healthcare & Wellness Trust GRX 36246K103 5/10/2021 1.4 Elect Salvatore J. Zizza Mgmt Voted For For 95.79% Against 4.19% Abstain 0.02% Withheld 0% For
The GDL Fund GDL 361570104 5/10/2021 1.1 Elect Leslie F. Foley Mgmt Voted For For 99.82% Against 0.17% Abstain 0.01% Withheld 0% For
The GDL Fund GDL 361570104 5/10/2021 1.2 Elect Mario J. Gabelli Mgmt Voted For For 95.73% Against 2.31% Abstain 1.96% Withheld 0% For
The GDL Fund GDL 361570104 5/10/2021 1.3 Elect Michael J. Melarkey Mgmt Voted For For 99.41% Against 0% Abstain 0% Withheld 0.59% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 1 Elect M. Michele Burns Mgmt Voted For For 99.08% Against 0% Abstain 0% Withheld 0.92% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 2 Elect Drew G. Faust Mgmt Voted For For 99.42% Against 0% Abstain 0% Withheld 0.58% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 3 Elect Mark Flaherty Mgmt Voted For For 98.66% Against 0% Abstain 0% Withheld 1.34% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 4 Elect Ellen J. Kullman Mgmt Voted For For 97.17% Against 0% Abstain 0% Withheld 2.83% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 5 Elect Lakshmi N. Mittal Mgmt Voted For For 98.09% Against 0% Abstain 0% Withheld 1.91% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 6 Elect Adebayo O. Ogunlesi Mgmt Voted For For 97.09% Against 0% Abstain 0% Withheld 2.91% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 7 Elect Peter Oppenheimer Mgmt Voted For For 98.98% Against 0% Abstain 0% Withheld 1.02% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 8 Elect David M. Solomon Mgmt Voted For For 97.73% Against 2.03% Abstain 0.24% Withheld 0% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 9 Elect Jan E. Tighe Mgmt Voted For For 97.73% Against 2.03% Abstain 0.24% Withheld 0% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 10 Elect Jessica Uhl Mgmt Voted For For 97.27% Against 1.78% Abstain 0.95% Withheld 0% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 11 Elect David A. Viniar Mgmt Voted For For 99.6% Against 0.21% Abstain 0.19% Withheld 0% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 12 Elect Mark O. Winkelman Mgmt Voted For For 97.62% Against 0% Abstain 1.1% Withheld 1.28% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 98.13% Against 0% Abstain 0% Withheld 1.87% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 14 Amendment to the Stock Incentive Plan Mgmt Voted For For 98.89% Against 0% Abstain 0% Withheld 1.11% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 15 Ratification of Auditor Mgmt Voted For For 99.83% Against 0% Abstain 0% Withheld 0.17% For
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 99.82% Against 0% Abstain 0% Withheld 0.18% Against
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 17 Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies ShrHoldr Voted Against For 73.68% Against 0% Abstain 0% Withheld 26.32% Against
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 18 Shareholder Proposal Regarding Becoming a Public Benefit Corporation ShrHoldr Voted Against For 97.78% Against 0% Abstain 0% Withheld 2.22% Against
The Goldman Sachs Group, Inc. GS 38141G104 4/29/2021 19 Shareholder Proposal Regarding Racial Equity Audit ShrHoldr Voted Against For 99.82% Against 0% Abstain 0% Withheld 0.18% Against
The Korea Fund, Inc. KF 500634209 12/11/2020 1 Approval of a New Investment Advisory Agreement Mgmt Voted For For 98.77% Against 1.15% Abstain 0.08% Withheld 0% For
The Kroger Co. KR 501044101 6/24/2021 1 Elect Nora A. Aufreiter Mgmt Voted For For 98.73% Against 1.21% Abstain 0.06% Withheld 0% For
The Kroger Co. KR 501044101 6/24/2021 2 Elect Kevin M. Brown Mgmt Voted For For 95.14% Against 0% Abstain 0.92% Withheld 3.94% For
The Kroger Co. KR 501044101 6/24/2021 3 Elect Anne Gates Mgmt Voted For For 99.47% Against 0% Abstain 0.18% Withheld 0.35% For
The Kroger Co. KR 501044101 6/24/2021 4 Elect Karen M. Hoguet Mgmt Voted For For 97.97% Against 0% Abstain 0.32% Withheld 1.71% For
The Kroger Co. KR 501044101 6/24/2021 5 Elect W. Rodney McMullen Mgmt Voted For For 97.97% Against 0% Abstain 0.32% Withheld 1.71% For
The Kroger Co. KR 501044101 6/24/2021 6 Elect Clyde R. Moore Mgmt Voted For For 99.45% Against 0% Abstain 0.18% Withheld 0.37% For
The Kroger Co. KR 501044101 6/24/2021 7 Elect Ronald L. Sargent Mgmt Voted For For 99.55% Against 0% Abstain 0.13% Withheld 0.32% For
The Kroger Co. KR 501044101 6/24/2021 8 Elect Judith Amanda Sourry Knox Mgmt Voted For For 99.16% Against 0% Abstain 0.18% Withheld 0.66% For
The Kroger Co. KR 501044101 6/24/2021 9 Elect Mark S. Sutton Mgmt Voted For For 99.45% Against 0% Abstain 0.18% Withheld 0.37% For
The Kroger Co. KR 501044101 6/24/2021 10 Elect Ashok Vemuri Mgmt Voted For For 99.57% Against 0% Abstain 0.13% Withheld 0.3% For
The Kroger Co. KR 501044101 6/24/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 98.72% Against 0% Abstain 0.32% Withheld 0.96% For
The Kroger Co. KR 501044101 6/24/2021 12 Ratification of Auditor Mgmt Voted For For 98.72% Against 0% Abstain 0.32% Withheld 0.96% For
The Kroger Co. KR 501044101 6/24/2021 13 Shareholder Proposal Regarding Report on Plastic Packaging ShrHoldr Voted Against For 98.15% Against 0% Abstain 0.23% Withheld 1.62% Against
The New Germany Fund, Inc. GF 644465106 6/24/2021 1.1 Elect Richard R. Burt Mgmt Voted For For 98.01% Against 0% Abstain 0.14% Withheld 1.85% For
The New Germany Fund, Inc. GF 644465106 6/24/2021 1.2 Elect Wolfgang Leoni Mgmt Voted For For 98.01% Against 0% Abstain 0.14% Withheld 1.85% For
The New Germany Fund, Inc. GF 644465106 6/24/2021 1.3 Elect Hepsen Uzcan Mgmt Voted For For 96% Against 3.91% Abstain 0.09% Withheld 0% For
The New Germany Fund, Inc. GF 644465106 6/24/2021 2 Ratification of Auditor Mgmt Voted For For 98.8% Against 1.12% Abstain 0.08% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 1 Elect Joseph Alvarado Mgmt Voted For For 11.09% Against 88.67% Abstain 0.24% Withheld 0% Against
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 2 Elect Charles E. Bunch Mgmt Voted For For 11.09% Against 88.67% Abstain 0.24% Withheld 0% Against
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 3 Elect Debra A. Cafaro Mgmt Voted For For 98.42% Against 1.42% Abstain 0.16% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 4 Elect Marjorie Rodgers Cheshire Mgmt Voted For For 97.76% Against 2.07% Abstain 0.17% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 5 Elect David L. Cohen Mgmt Voted For For 94.73% Against 5.11% Abstain 0.16% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 6 Elect William S. Demchak Mgmt Voted For For 97.83% Against 2.05% Abstain 0.12% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 7 Elect Andrew T. Feldstein Mgmt Voted For For 66.97% Against 0% Abstain 0% Withheld 33.03% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 8 Elect Richard J. Harshman Mgmt Voted For For 69.86% Against 0% Abstain 0% Withheld 30.14% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 9 Elect Daniel R. Hesse Mgmt Voted For For 72.26% Against 0% Abstain 0% Withheld 27.74% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 10 Elect Linda R. Medler Mgmt Voted For For 99.99% Against 0% Abstain 0.01% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 11 Elect Martin Pfinsgraff Mgmt Voted For For 93.33% Against 6.62% Abstain 0.05% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 12 Elect Toni Townes-Whitley Mgmt Voted For For 85.73% Against 12.94% Abstain 1.33% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 13 Elect Michael J. Ward Mgmt Voted For For 87.68% Against 10.95% Abstain 1.37% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 14 Ratification of Auditor Mgmt Voted For For 96.26% Against 2.33% Abstain 1.41% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 15 Advisory Vote on Executive Compensation Mgmt Voted For For 93.92% Against 4.02% Abstain 2.06% Withheld 0% For
The PNC Financial Services Group, Inc. PNC 693475105 4/27/2021 16 Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing ShrHoldr Voted Against For 93.59% Against 4.02% Abstain 2.39% Withheld 0% Against
The Progressive Corporation PGR 743315103 5/7/2021 1 Elect Philip F. Bleser Mgmt Voted For For 99.14% Against 0.54% Abstain 0.32% Withheld 0% For
The Progressive Corporation PGR 743315103 5/7/2021 2 Elect Stuart B. Burgdoerfer Mgmt Voted For For 99.78% Against 0% Abstain 0% Withheld 0.22% For
The Progressive Corporation PGR 743315103 5/7/2021 3 Elect Pamela J. Craig Mgmt Voted For For 99.75% Against 0% Abstain 0% Withheld 0.25% For
The Progressive Corporation PGR 743315103 5/7/2021 4 Elect Charles A. Davis Mgmt Voted For For 99.08% Against 0% Abstain 0% Withheld 0.92% For
The Progressive Corporation PGR 743315103 5/7/2021 5 Elect Roger N. Farah Mgmt Voted For For 95.44% Against 0% Abstain 0% Withheld 4.56% For
The Progressive Corporation PGR 743315103 5/7/2021 6 Elect Lawton W. Fitt Mgmt Voted For For 99.74% Against 0% Abstain 0% Withheld 0.26% For
The Progressive Corporation PGR 743315103 5/7/2021 7 Elect Susan Patricia Griffith Mgmt Voted For For 99.19% Against 0% Abstain 0% Withheld 0.81% For
The Progressive Corporation PGR 743315103 5/7/2021 8 Elect Devin C. Johnson Mgmt Voted For For 65.14% Against 0% Abstain 0% Withheld 34.86% For
The Progressive Corporation PGR 743315103 5/7/2021 9 Elect Jeffrey D. Kelly Mgmt Voted For For 94.48% Against 4.65% Abstain 0.87% Withheld 0% For
The Progressive Corporation PGR 743315103 5/7/2021 10 Elect Barbara R. Snyder Mgmt Voted For For 99.04% Against 0.37% Abstain 0.59% Withheld 0% For
The Progressive Corporation PGR 743315103 5/7/2021 11 Elect Jan E. Tighe Mgmt Voted For For 99.05% Against 0.72% Abstain 0.23% Withheld 0% For
The Progressive Corporation PGR 743315103 5/7/2021 12 Elect Kahina Van Dyke Mgmt Voted For For 15.73% Against 83.48% Abstain 0.79% Withheld 0% Against
The Progressive Corporation PGR 743315103 5/7/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 30% Against 69.28% Abstain 0.72% Withheld 0% Against
The Progressive Corporation PGR 743315103 5/7/2021 14 Ratification of Auditor Mgmt Voted For For 97.79% Against 0% Abstain 0% Withheld 2.21% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 1 Elect Kerrii B. Anderson Mgmt Voted For For 99.13% Against 0% Abstain 0% Withheld 0.87% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 2 Elect Arthur F. Anton Mgmt Voted For For 99.11% Against 0% Abstain 0% Withheld 0.89% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 3 Elect Jeff M. Fettig Mgmt Voted For For 99.22% Against 0% Abstain 0% Withheld 0.78% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 4 Elect Richard J. Kramer Mgmt Voted For For 97.74% Against 0% Abstain 0% Withheld 2.26% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 5 Elect John G. Morikis Mgmt Voted For For 65.95% Against 0% Abstain 0% Withheld 34.05% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 6 Elect Christine A. Poon Mgmt Voted For For 99.21% Against 0% Abstain 0% Withheld 0.79% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 7 Elect Aaron M. Powell Mgmt Voted For For 98.22% Against 0% Abstain 0% Withheld 1.78% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 8 Elect Michael H. Thaman Mgmt Voted For For 99.7% Against 0.16% Abstain 0.14% Withheld 0% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 9 Elect Matthew Thornton III Mgmt Voted For For 96.75% Against 3.05% Abstain 0.2% Withheld 0% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 10 Elect Steven H. Wunning Mgmt Voted For For 99.81% Against 0.05% Abstain 0.14% Withheld 0% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 11 Advisory Vote on Executive Compensation Mgmt Voted For For 98.89% Against 0.79% Abstain 0.32% Withheld 0% For
The Sherwin-Williams Company SHW 824348106 4/21/2021 12 Ratification of Auditor Mgmt Voted For For 99.04% Against 0.63% Abstain 0.33% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 1 Elect Janaki Akella Mgmt Voted For For 99.49% Against 0.18% Abstain 0.33% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 2 Elect Juanita Powell Baranco Mgmt Voted For For 98.88% Against 0.77% Abstain 0.35% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 3 Elect Henry A. Clark III Mgmt Voted For For 99.48% Against 0.19% Abstain 0.33% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 4 Elect Anthony F. Earley, Jr. Mgmt Voted For For 99.61% Against 0.13% Abstain 0.26% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 5 Elect Thomas A. Fanning Mgmt Voted For For 98.87% Against 0.79% Abstain 0.34% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 6 Elect David J. Grain Mgmt Voted For For 97.45% Against 2.03% Abstain 0.52% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 7 Elect Colette D Honorable Mgmt Voted For For 96.82% Against 2.78% Abstain 0.4% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 8 Elect Donald M. James Mgmt Voted For For 96.8% Against 2.69% Abstain 0.51% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 9 Elect John D. Johns Mgmt Voted For For 99.16% Against 0.66% Abstain 0.18% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 10 Elect Dale E. Klein Mgmt Voted For For 99.16% Against 0.66% Abstain 0.18% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 11 Elect Ernest J. Moniz Mgmt Voted For For 99.61% Against 0.26% Abstain 0.13% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 12 Elect William G. Smith, Jr. Mgmt Voted For For 98.02% Against 1.62% Abstain 0.36% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 13 Elect E. Jenner Wood III Mgmt Voted For For 99.31% Against 0.39% Abstain 0.3% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 93.69% Against 0% Abstain 6.31% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 15 Approval of the 2021 Equity and Incentive Compensation Plan Mgmt Voted For For 93.69% Against 0% Abstain 6.31% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 16 Ratification of Auditor Mgmt Voted For For 93.69% Against 0% Abstain 6.31% Withheld 0% For
The Southern Company SO 842587107 5/26/2021 17 Elimination of Supermajority Requirement Mgmt Voted For For 93.69% Against 0% Abstain 6.31% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 1.1 Elect Andrew Dakos Mgmt Voted For For 92.62% Against 0.26% Abstain 7.12% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 1.2 Elect Richard Dayan Mgmt Voted For For 92.62% Against 0.26% Abstain 7.12% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 1.3 Elect Phillip Goldstein Mgmt Voted For For 92.86% Against 0.02% Abstain 7.12% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 1.4 Elect Gerald Hellerman Mgmt Voted For For 92.86% Against 0.02% Abstain 7.12% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 1.5 Elect Moritz A. Sell Mgmt Voted For For 92.88% Against 0% Abstain 7.12% Withheld 0% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 9/11/2020 2 Ratification of Auditor Mgmt Voted For For 92.88% Against 0% Abstain 7.12% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 1 Elect Zein Abdalla Mgmt Voted For For 92.86% Against 0.02% Abstain 7.12% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 2 Elect Jose B Alvarez Mgmt Voted For For 92.86% Against 0.02% Abstain 7.12% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 3 Elect Alan M. Bennett Mgmt Voted For For 99.55% Against 0.37% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 4 Elect Rosemary T. Berkery Mgmt Voted For For 99.86% Against 0.06% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 5 Elect David T. Ching Mgmt Voted For For 99.44% Against 0.48% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 6 Elect C. Kim Goodwin Mgmt Voted For For 99.44% Against 0.48% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 7 Elect Ernie Herrman Mgmt Voted For For 99.61% Against 0.31% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 8 Elect Michael F. Hines Mgmt Voted For For 99.61% Against 0.31% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 9 Elect Amy B. Lane Mgmt Voted For For 99.19% Against 0.73% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 10 Elect Carol Meyrowitz Mgmt Voted For For 98.28% Against 1.64% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 11 Elect Jackwyn L. Nemerov Mgmt Voted For For 99.44% Against 0.48% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 12 Elect John F. O'Brien Mgmt Voted For For 99.82% Against 0.1% Abstain 0.08% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 13 Ratification of Auditor Mgmt Voted For For 92.52% Against 6.63% Abstain 0.85% Withheld 0% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 86.5% Against 0% Abstain 0% Withheld 13.5% For
The TJX Companies, Inc. TJX 872540109 6/8/2021 15 Shareholder Proposal Regarding Report on Animal Welfare ShrHoldr Voted Against For 99.74% Against 0% Abstain 0% Withheld 0.26% Against
The TJX Companies, Inc. TJX 872540109 6/8/2021 16 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation ShrHoldr Voted Against For 99.8% Against 0% Abstain 0% Withheld 0.2% Against
The Travelers Companies, Inc. TRV 792860108 5/20/2021 1 Elect Alan L. Beller Mgmt Voted For For 99.86% Against 0.07% Abstain 0.07% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 2 Elect Janet M. Dolan Mgmt Voted For For 99.98% Against 0% Abstain 0% Withheld 0.02% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 3 Elect Patricia L. Higgins Mgmt Voted For For 99.91% Against 0.01% Abstain 0% Withheld 0.08% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 4 Elect William J. Kane Mgmt Voted For For 99.9% Against 0.02% Abstain 0% Withheld 0.08% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 5 Elect Thomas B. Leonardi Mgmt Voted For For 99.94% Against 0.01% Abstain 0% Withheld 0.05% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 6 Elect Clarence Otis, Jr. Mgmt Voted For For 99.99% Against 0.01% Abstain 0% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 7 Elect Elizabeth E. Robinson Mgmt Voted For For 97.91% Against 2.09% Abstain 0% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 8 Elect Philip T. Ruegger III Mgmt Voted For For 99.96% Against 0% Abstain 0% Withheld 0.04% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 9 Elect Todd C. Schermerhorn Mgmt Voted For For 99.92% Against 0.08% Abstain 0% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 10 Elect Alan D. Schnitzer Mgmt Voted For For 98.45% Against 1.52% Abstain 0.03% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 11 Elect Laurie J. Thomsen Mgmt Voted For For 98.87% Against 1.09% Abstain 0.03% Withheld 0.006% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 12 Ratification of Auditor Mgmt Voted For For 95.09% Against 4.88% Abstain 0.03% Withheld 0% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 79.73% Against 0% Abstain 0% Withheld 20.27% For
The Travelers Companies, Inc. TRV 792860108 5/20/2021 14 Amendment to the 2014 Stock Incentive Plan Mgmt Voted For For 77.31% Against 0% Abstain 0% Withheld 22.69% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 1 Elect Marc N. Casper Mgmt Voted For For 80.03% Against 0% Abstain 0% Withheld 19.97% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 2 Elect Nelson J. Chai Mgmt Voted For For 77.63% Against 0% Abstain 0% Withheld 22.37% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 3 Elect C. Martin Harris Mgmt Voted For For 75.75% Against 0% Abstain 0% Withheld 24.25% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 4 Elect Tyler Jacks Mgmt Voted For For 77.35% Against 0% Abstain 0% Withheld 22.65% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 5 Elect R. Alexandra Keith Mgmt Voted For For 78.01% Against 0% Abstain 0% Withheld 21.99% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 6 Elect Thomas J. Lynch Mgmt Voted For For 80.23% Against 0% Abstain 0% Withheld 19.77% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 7 Elect Jim P. Manzi Mgmt Voted For For 80.12% Against 0% Abstain 0% Withheld 19.88% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 8 Elect James C. Mullen Mgmt Voted For For 80.17% Against 0% Abstain 0% Withheld 19.83% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 9 Elect Lars Rebien Sorensen Mgmt Voted For For 97.5% Against 2.29% Abstain 0.21% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 10 Elect Debora L. Spar Mgmt Voted For For 98.15% Against 1.75% Abstain 0.1% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 11 Elect Scott M. Sperling Mgmt Voted For For 64.97% Against 34.69% Abstain 0.34% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 12 Elect Dion J. Weisler Mgmt Voted For For 99.41% Against 0% Abstain 0.59% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 99.93% Against 0% Abstain 0.07% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 14 Ratification of Auditor Mgmt Voted For For 99.33% Against 0.08% Abstain 0.59% Withheld 0% For
Thermo Fisher Scientific Inc. TMO 883556102 5/19/2021 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For 89% Against 11% Abstain 0% Withheld 0% Against
Tri-Continental Corporation TY 895436103 6/11/2021 1.1 Elect George S. Batejan Mgmt Voted For For 97% Against 3% Abstain 0% Withheld 0% For
Tri-Continental Corporation TY 895436103 6/11/2021 1.2 Elect Kathleen Blatz Mgmt Voted For For 93.09% Against 5.95% Abstain 0.96% Withheld 0% For
Tri-Continental Corporation TY 895436103 6/11/2021 1.3 Elect Pamela G. Carlton Mgmt Voted For For 96.71% Against 2.41% Abstain 0.88% Withheld 0% For
Tri-Continental Corporation TY 895436103 6/11/2021 1.4 Elect Christopher O. Petersen Mgmt Voted For For 99.05% Against 0% Abstain 0.95% Withheld 0% For
Tri-Continental Corporation TY 895436103 6/11/2021 1.5 Elect Sandra Yeager Mgmt Voted For For 97.99% Against 1.7% Abstain 0.31% Withheld 0% For
Tri-Continental Corporation TY 895436103 6/11/2021 2 Ratification of Auditor Mgmt Voted For For 90.8% Against 8.81% Abstain 0.39% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 1 Elect Jennifer S. Banner Mgmt Voted For For 95.46% Against 4.48% Abstain 0.06% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 2 Elect K. David Boyer, Jr. Mgmt Voted For For 97.83% Against 2.1% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 3 Elect Agnes Bundy Scanlan Mgmt Voted For For 97.81% Against 2.12% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 4 Elect Anna R. Cablik Mgmt Voted For For 97.38% Against 2.55% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 5 Elect Dallas S. Clement Mgmt Voted For For 97.39% Against 2.54% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 6 Elect Paul D. Donahue Mgmt Voted For For 97.94% Against 2% Abstain 0.06% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 7 Elect Paul R. Garcia Mgmt Voted For For 97.8% Against 2.13% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 8 Elect Patrick C. Graney III Mgmt Voted For For 97.27% Against 2.66% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 9 Elect Linnie M. Haynesworth Mgmt Voted For For 98.75% Against 1.18% Abstain 0.07% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 10 Elect Kelly S. King Mgmt Voted For For 98.77% Against 1.1% Abstain 0.13% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 11 Elect Easter Maynard Mgmt Voted For For 96.08% Against 3.79% Abstain 0.13% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 12 Elect Donna S. Morea Mgmt Voted For For 98.58% Against 1.32% Abstain 0.1% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 13 Elect Charles A. Patton Mgmt Voted For For 96.69% Against 3.26% Abstain 0.05% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 14 Elect Nido R. Qubein Mgmt Voted For For 88.73% Against 0% Abstain 0% Withheld 11.27% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 15 Elect David M. Ratcliffe Mgmt Voted For For 80.95% Against 0% Abstain 0% Withheld 19.05% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 16 Elect William H. Rogers, Jr. Mgmt Voted For For 88.88% Against 0% Abstain 0% Withheld 11.12% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 17 Elect Frank P. Scruggs, Jr. Mgmt Voted For For 99.71% Against 0.29% Abstain 0% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 18 Elect Christine Sears Mgmt Voted For For 99.33% Against 0.49% Abstain 0.18% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 19 Elect Thomas E. Skains Mgmt Voted For For 99.34% Against 0.61% Abstain 0.05% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 20 Elect Bruce L. Tanner Mgmt Voted For For 99.71% Against 0.13% Abstain 0.16% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 21 Elect Thomas N. Thompson Mgmt Voted For For 97.75% Against 1.88% Abstain 0.37% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 22 Elect Steven C. Voorhees Mgmt Voted For For 97.85% Against 1.78% Abstain 0.37% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 23 Ratification of Auditor Mgmt Voted For For 99.4% Against 0.47% Abstain 0.13% Withheld 0% For
Truist Financial Corporation TFC 89832Q109 4/27/2021 24 Advisory Vote on Executive Compensation Mgmt Voted For For 98.71% Against 1.02% Abstain 0.27% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 1 Elect Andrew H. Card, Jr. Mgmt Voted For For 98.68% Against 0.93% Abstain 0.39% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 2 Elect William J. DeLaney Mgmt Voted For For 96.26% Against 3.63% Abstain 0.11% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 3 Elect David B. Dillon Mgmt Voted For For 97.26% Against 2.65% Abstain 0.09% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 4 Elect Lance M. Fritz Mgmt Voted For For 99.41% Against 0.46% Abstain 0.13% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 5 Elect Deborah C. Hopkins Mgmt Voted For For 93.25% Against 6.72% Abstain 0.02% Withheld 0.009% For
Union Pacific Corporation UNP 907818108 5/13/2021 6 Elect Jane H. Lute Mgmt Voted For For 99.94% Against 0.02% Abstain 0.04% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 7 Elect Michael R. McCarthy Mgmt Voted For For 99.94% Against 0.02% Abstain 0.04% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 8 Elect Thomas F. McLarty III Mgmt Voted For For 99.97% Against 0.01% Abstain 0.02% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 9 Elect Jose H. Villarreal Mgmt Voted For For 99.95% Against 0.01% Abstain 0.04% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 10 Elect Christopher J. Williams Mgmt Voted For For 99.82% Against 0.12% Abstain 0.06% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 11 Ratification of Auditor Mgmt Voted For For 99.77% Against 0.21% Abstain 0.02% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 90.76% Against 9.16% Abstain 0.08% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 13 Approval of the 2021 Stock Incentive Plan Mgmt Voted For For 97.37% Against 2.58% Abstain 0.05% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 14 Approval of the 2021 Employee Stock Purchase Plan Mgmt Voted For For 96.14% Against 3.81% Abstain 0.05% Withheld 0% For
Union Pacific Corporation UNP 907818108 5/13/2021 15 Shareholder Proposal Regarding EEO-1 Reporting ShrHoldr Voted Against For 97.38% Against 2.57% Abstain 0.05% Withheld 0% Against
Union Pacific Corporation UNP 907818108 5/13/2021 16 Shareholder Proposal Regarding Diversity and Inclusion Report ShrHoldr Voted Against For 96.21% Against 3.74% Abstain 0.05% Withheld 0% Against
Union Pacific Corporation UNP 907818108 5/13/2021 17 Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan ShrHoldr Voted Against For 99.71% Against 0.23% Abstain 0.06% Withheld 0% Against
United Parcel Service, Inc. UPS 911312106 5/13/2021 1 Elect Carol B. Tome Mgmt Voted For For 95.35% Against 4.6% Abstain 0.05% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 2 Elect Rodney C. Adkins Mgmt Voted For For 95.1% Against 4.85% Abstain 0.05% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 3 Elect Eva C. Boratto Mgmt Voted For For 99.81% Against 0.13% Abstain 0.06% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 4 Elect Michael J. Burns Mgmt Voted For For 99.79% Against 0.15% Abstain 0.06% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 5 Elect Wayne M. Hewett Mgmt Voted For For 99.94% Against 0.01% Abstain 0.05% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 6 Elect Angela Hwang Mgmt Voted For For 99.94% Against 0.01% Abstain 0.05% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 7 Elect Kate E. Johnson Mgmt Voted For For 94.83% Against 4.2% Abstain 0.97% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 8 Elect William R. Johnson Mgmt Voted For For 99.98% Against 0% Abstain 0.02% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 9 Elect Ann M. Livermore Mgmt Voted For For 88.46% Against 11.53% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 10 Elect Franck J. Moison Mgmt Voted For For 76.72% Against 23.27% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 11 Elect Christiana Smith Shi Mgmt Voted For For 83.87% Against 16.12% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 12 Elect Russell Stokes Mgmt Voted For For 83.96% Against 16.03% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 13 Elect Kevin M. Warsh Mgmt Voted For For 84.01% Against 15.98% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 14 Advisory Vote on Executive Compensation Mgmt Voted For For 86.68% Against 13.31% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 15 Approval of the 2021 Omnibus Incentive Compensation Plan Mgmt Voted For For 95.09% Against 4.9% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 16 Ratification of Auditor Mgmt Voted For For 99.77% Against 0.22% Abstain 0.01% Withheld 0% For
United Parcel Service, Inc. UPS 911312106 5/13/2021 17 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 99.97% Against 0.03% Abstain 0% Withheld 0% Against
United Parcel Service, Inc. UPS 911312106 5/13/2021 18 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For 99.97% Against 0.03% Abstain 0% Withheld 0% Against
United Parcel Service, Inc. UPS 911312106 5/13/2021 19 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change ShrHoldr Voted Against For 99.42% Against 0.58% Abstain 0% Withheld 0% Against
United Parcel Service, Inc. UPS 911312106 5/13/2021 20 Shareholder Proposal Regarding Becoming a Public Benefit Corporation ShrHoldr Voted Against For 99.55% Against 0.45% Abstain 0% Withheld 0% Against
United Parcel Service, Inc. UPS 911312106 5/13/2021 21 Shareholder Proposal Regarding Diversity and Inclusion Report ShrHoldr Voted Against For 99.57% Against 0.43% Abstain 0% Withheld 0% Against
Verisk Analytics, Inc. VRSK 92345Y106 5/19/2021 1 Elect Samuel G. Liss Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
Verisk Analytics, Inc. VRSK 92345Y106 5/19/2021 2 Elect Bruce E. Hansen Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
Verisk Analytics, Inc. VRSK 92345Y106 5/19/2021 3 Elect Therese M. Vaughan Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
Verisk Analytics, Inc. VRSK 92345Y106 5/19/2021 4 Elect Kathleen Hogenson Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
Verisk Analytics, Inc. VRSK 92345Y106 5/19/2021 6 Amendment to the 2021 Equity Incentive Plan Mgmt Voted For For 99.52% Against 0.48% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 1 Elect Sangeeta N. Bhatia Mgmt Voted For For 99.51% Against 0.49% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 2 Elect Lloyd A. Carney Mgmt Voted For For 99.87% Against 0.13% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 3 Elect Alan M. Garber Mgmt Voted For For 99.87% Against 0.13% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 4 Elect Terrence C. Kearney Mgmt Voted For For 99.85% Against 0.15% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 5 Elect Reshma Kewalramani Mgmt Voted For For 99.86% Against 0.14% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 6 Elect Yuchun Lee Mgmt Voted For For 99.92% Against 0.08% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 7 Elect Jeffrey M. Leiden Mgmt Voted For For 89.66% Against 9.81% Abstain 0.53% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 8 Elect Margaret G. McGlynn Mgmt Voted For For 95% Against 5% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 9 Elect Diana McKenzie Mgmt Voted For For 95% Against 5% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 10 Elect Bruce I. Sachs Mgmt Voted For For 94.99% Against 5.01% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 11 Ratification of Auditor Mgmt Voted For For 95% Against 5% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 12 Advisory Vote on Executive Compensation Mgmt Voted For For 94.96% Against 5.04% Abstain 0% Withheld 0% For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For 94.99% Against 5.01% Abstain 0% Withheld 0% Against
Vertex Pharmaceuticals Incorporated VRTX 92532F100 5/19/2021 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For 94.81% Against 5.19% Abstain 0% Withheld 0% Against
Virtus AllianzGI Convertible & Income Fund II NCZ 01883A107 2/25/2021 2 Sub-Advisory Agreement with AllianzGI U.S. Mgmt Voted For For 94.95% Against 5.05% Abstain 0% Withheld 0% For
Virtus AllianzGI Convertible & Income Fund II NCZ 01883A107 2/25/2021 3 Sub-Advisory Agreement with Virtus Value Equity Subadviser Mgmt Voted For For 94.96% Against 5.04% Abstain 0% Withheld 0% For
Virtus AllianzGI Convertible & Income Fund II NCZ 01883A107 2/25/2021 4 Transaction of Other Business Mgmt Voted For For 95% Against 5% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 1 Elect Lloyd A. Carney Mgmt Voted For For 94.99% Against 5.01% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 2 Elect Mary B. Cranston Mgmt Voted For For 96.46% Against 3.54% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 3 Elect Francisco Javier Fernandez-Carbajal Mgmt Voted For For 96.45% Against 3.55% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 4 Elect Alfred F. Kelly, Jr. Mgmt Voted For For 74.15% Against 25.85% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 5 Elect Ramon L. Laguarta Mgmt Voted For For 99.91% Against 0.09% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 6 Elect John F. Lundgren Mgmt Voted For For 99.93% Against 0.07% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 7 Elect Robert W. Matschullat Mgmt Voted For For 97.9% Against 2.1% Abstain 0% Withheld 0% For
Visa Inc. V 92826C839 1/26/2021 8 Elect Denise M. Morrison Mgmt Voted For For 99.43% Against 0.12% Abstain 0% Withheld 0.45% For
Visa Inc. V 92826C839 1/26/2021 9 Elect Suzanne Nora Johnson Mgmt Voted For For 98.62% Against 1.05% Abstain 0% Withheld 0.33% For
Visa Inc. V 92826C839 1/26/2021 10 Elect Linda J. Rendle Mgmt Voted For For 99.53% Against 0.23% Abstain 0% Withheld 0.24% For
Visa Inc. V 92826C839 1/26/2021 11 Elect John A.C. Swainson Mgmt Voted For For 99.53% Against 0.23% Abstain 0% Withheld 0.24% For
Visa Inc. V 92826C839 1/26/2021 12 Elect Maynard G. Webb Mgmt Voted For For 99.7% Against 0.11% Abstain 0% Withheld 0.19% For
Visa Inc. V 92826C839 1/26/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 98.34% Against 1.48% Abstain 0% Withheld 0.18% For
Visa Inc. V 92826C839 1/26/2021 14 Ratification of Auditor Mgmt Voted For For 99.11% Against 0.68% Abstain 0% Withheld 0.21% For
Visa Inc. V 92826C839 1/26/2021 15 Amendment to the 2007 Equity Incentive Plan Mgmt Voted For For 98.83% Against 0.94% Abstain 0% Withheld 0.23% For
Visa Inc. V 92826C839 1/26/2021 16 Shareholder Right to Call Special Meetings Mgmt Voted For For 77.77% Against 22.01% Abstain 0% Withheld 0.22% For
Visa Inc. V 92826C839 1/26/2021 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For 77.22% Against 22.54% Abstain 0% Withheld 0.24% Against
Visa Inc. V 92826C839 1/26/2021 18 Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation ShrHoldr Voted Against For 99.19% Against 0.25% Abstain 0% Withheld 0.56% Against
Voya Prime Rate Trust IDE 92912X101 7/9/2020 1.1 Elect Martin J. Gavin Mgmt Voted For For 99.18% Against 0.27% Abstain 0% Withheld 0.55% For
Voya Prime Rate Trust IDE 92912X101 7/9/2020 1.2 Elect Dina Santoro Mgmt Voted For For 99.54% Against 0.26% Abstain 0% Withheld 0.2% For
Walmart Inc. WMT 931142103 6/2/2021 3 Elect Sarah Friar Mgmt Voted For For 99.69% Against 0.06% Abstain 0% Withheld 0.25% For
Walmart Inc. WMT 931142103 6/2/2021 4 Elect Carla A. Harris Mgmt Voted For For 99.71% Against 0.06% Abstain 0% Withheld 0.23% For
Walmart Inc. WMT 931142103 6/2/2021 5 Elect Thomas Horton Mgmt Voted For For 99.43% Against 0.12% Abstain 0% Withheld 0.45% For
Walmart Inc. WMT 931142103 6/2/2021 6 Elect Marissa A. Mayer Mgmt Voted For For 98.62% Against 1.05% Abstain 0% Withheld 0.33% For
Walmart Inc. WMT 931142103 6/2/2021 7 Elect C. Douglas McMillon Mgmt Voted For For 99.53% Against 0.23% Abstain 0% Withheld 0.24% For
Walmart Inc. WMT 931142103 6/2/2021 8 Elect Gregory B. Penner Mgmt Voted For For 99.53% Against 0.23% Abstain 0% Withheld 0.24% For
Walmart Inc. WMT 931142103 6/2/2021 9 Elect Steven S Reinemund Mgmt Voted For For 99.7% Against 0.11% Abstain 0% Withheld 0.19% For
Walmart Inc. WMT 931142103 6/2/2021 10 Elect Randall L. Stephenson Mgmt Voted For For 98.34% Against 1.48% Abstain 0% Withheld 0.18% For
Walmart Inc. WMT 931142103 6/2/2021 11 Elect S. Robson Walton Mgmt Voted For For 99.11% Against 0.68% Abstain 0% Withheld 0.21% For
Walmart Inc. WMT 931142103 6/2/2021 12 Elect Steuart Walton Mgmt Voted For For 98.83% Against 0.94% Abstain 0% Withheld 0.23% For
Walmart Inc. WMT 931142103 6/2/2021 15 Shareholder Proposal Regarding Refrigerants Report ShrHoldr Voted Against For 77.77% Against 22.01% Abstain 0% Withheld 0.22% Against
Walmart Inc. WMT 931142103 6/2/2021 17 Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay ShrHoldr Voted Against For 77.22% Against 22.54% Abstain 0% Withheld 0.24% Against
Walmart Inc. WMT 931142103 6/2/2021 18 Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council ShrHoldr Voted Against For 99.19% Against 0.25% Abstain 0% Withheld 0.56% Against
Waste Management, Inc. WM 94106L109 5/11/2021 1 Elect James C. Fish, Jr. Mgmt Voted For For 99.18% Against 0.27% Abstain 0% Withheld 0.55% For
Waste Management, Inc. WM 94106L109 5/11/2021 2 Elect Andres R. Gluski Mgmt Voted For For 99.54% Against 0.26% Abstain 0% Withheld 0.2% For
Waste Management, Inc. WM 94106L109 5/11/2021 3 Elect Victoria M. Holt Mgmt Voted For For 99.69% Against 0.06% Abstain 0% Withheld 0.25% For
Waste Management, Inc. WM 94106L109 5/11/2021 5 Elect Sean E. Menke Mgmt Voted For For 99.71% Against 0.06% Abstain 0% Withheld 0.23% For
Waste Management, Inc. WM 94106L109 5/11/2021 6 Elect William B. Plummer Mgmt Voted For For 90.91% Against 8.85% Abstain 0.24% Withheld 0% For
Waste Management, Inc. WM 94106L109 5/11/2021 7 Elect John C. Pope Mgmt Voted For For 97.02% Against 0% Abstain 0% Withheld 2.98% For
Waste Management, Inc. WM 94106L109 5/11/2021 8 Elect Maryrose T. Sylvester Mgmt Voted For For 98.62% Against 0% Abstain 0% Withheld 1.38% For
Waste Management, Inc. WM 94106L109 5/11/2021 9 Elect Thomas H. Weidemeyer Mgmt Voted For For 99.65% Against 0.33% Abstain 0.02% Withheld 0% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 1 Elect Curt S. Culver Mgmt Voted For For 96.48% Against 3.47% Abstain 0.05% Withheld 0% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 2 Elect Danny L. Cunningham Mgmt Voted For For 97.15% Against 2.72% Abstain 0.13% Withheld 0% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 3 Elect William M. Farrow III Mgmt Voted For For 98% Against 0% Abstain 0% Withheld 2% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 4 Elect J. Kevin Fletcher Mgmt Voted For For 73.09% Against 0% Abstain 0% Withheld 26.91% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 5 Elect Cristina A. Garcia-Thomas Mgmt Voted For For 67.85% Against 0% Abstain 0% Withheld 32.15% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 6 Elect Maria C. Green Mgmt Voted For For 97.84% Against 0.64% Abstain 1.52% Withheld 0% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 7 Elect Gale E. Klappa Mgmt Voted For For 98.15% Against 1.71% Abstain 0.14% Withheld 0% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 8 Elect Thomas K. Lane Mgmt Voted For For 99.31% Against 0% Abstain 0% Withheld 0.69% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 9 Elect Ulice Payne, Jr. Mgmt Voted For For 85.67% Against 0% Abstain 0% Withheld 14.33% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 10 Elect Mary Ellen Stanek Mgmt Voted For For 99.04% Against 0% Abstain 0% Withheld 0.96% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 11 Ratification of Auditor Mgmt Voted For For 81.85% Against 0% Abstain 0% Withheld 18.15% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 12 Amendment to the Omnibus Stock Incentive Plan Mgmt Voted For For 93.51% Against 0% Abstain 0% Withheld 6.49% For
WEC Energy Group, Inc. WEC 92939U106 5/6/2021 13 Advisory Vote on Executive Compensation Mgmt Voted For For 99.24% Against 0% Abstain 0% Withheld 0.76% For
Wells Fargo Income Opportunities Fund EOD 94987C103 2/8/2021 1.1 Elect William R. Ebsworth Mgmt Voted For For 85.32% Against 0% Abstain 0% Withheld 14.68% For
Wells Fargo Income Opportunities Fund EOD 94987C103 2/8/2021 1.2 Elect Jane A. Freeman Mgmt Voted For For 98.67% Against 1.13% Abstain 0.2% Withheld 0% For
Wells Fargo Income Opportunities Fund EOD 94987C103 2/8/2021 1.3 Elect Judith M. Johnson Mgmt Voted For For 98.77% Against 1.12% Abstain 0.11% Withheld 0% For
Western Asset Mortgage Opportunity Fund Inc CEM 184692200 6/4/2021 1 Elect William R. Hutchinson Mgmt Voted For For 97.43% Against 2.44% Abstain 0.13% Withheld 0% For
Western Asset Mortgage Opportunity Fund Inc CEM 184692200 6/4/2021 2 Elect Nisha Kumar Mgmt Voted For For 99.98% Against 0% Abstain 0.02% Withheld 0% For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/14/2021 15 Amendment to the Directors' Deferred Compensation Plan Mgmt Voted For For 99.41% Against 0.44% Abstain 0.15% Withheld 0% For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/14/2021 16 Permit Shareholders to Call a Special Meeting Mgmt Voted For For 98.9% Against 0.95% Abstain 0.15% Withheld 0% For

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Cornerstone Strategic Value Fund, Inc.

 

By (Signature and Title) /s/ Ralph W. Bradshaw  
   

Ralph W. Bradshaw, President and Chairman

(Principal Executive Officer)

 
Date August 18, 2021      
         

Cornerstone Strategic Va... (AMEX:CLM)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Cornerstone Strategic Va... Charts.
Cornerstone Strategic Va... (AMEX:CLM)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Cornerstone Strategic Va... Charts.