Initial Statement of Beneficial Ownership (3)
22 January 2022 - 10:20AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rose Travis |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/12/2022
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3. Issuer Name and Ticker or Trading Symbol
Array Technologies, Inc. [ARRY]
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(Last)
(First)
(Middle)
3901 MIDWAY PLACE NE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Revenue Officer / |
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(Street)
ALBUQUERQUE, NM 87109
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $0.001 per share | 22556 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents 4,987 restricted stock units which will vest in three equal annual installments beginning on the first anniversary of March 2, 2021 and 17,569 restricted stock units which will vest in three equal annual installments beginning on the first anniversary of May 14, 2021. |
Remarks:
Exhibit 24: Power of Attorney. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rose Travis
3901 MIDWAY PLACE NE
ALBUQUERQUE, NM 87109 |
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| Chief Revenue Officer |
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Signatures
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| /s/ Tyson Hottinger, as Attorney-in-Fact | | 1/21/2022 |
| **Signature of Reporting Person | Date |
Array Technologies (NASDAQ:ARRY)
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