Statement of Changes in Beneficial Ownership (4)
11 March 2021 - 10:55AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Leppert Thomas C |
2. Issuer Name and Ticker or Trading Symbol
CF Finance Acquisition Corp II
[
VIEW
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O VIEW, INC., 195 S. MILPITAS BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2021 |
(Street)
MILPITAS, CA 95035
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $11.62 | 3/8/2021 | | A | | 34875 | | (1)(2) | (1)(2) | Class A Common Stock | 34875 | (1)(2) | 34875 | D | |
Stock Options | $15.92 | 3/8/2021 | | A | | 17437 | | (3) | (3) | Class A Common Stock | 17437 | (3) | 17437 | D | |
Stock Options | $9.04 | 3/8/2021 | | A | | 232500 | | (4) | (4) | Class A Common Stock | 232500 | (4) | 232500 | D | |
Explanation of Responses: |
(1) | In connection with the Issuer's business combination (the "Business Combination") with View, Inc. ("Legacy View") in accordance with the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 30, 2020, among the Issuer (f/k/a CF Finance Acquisition Corp. II), PVMS Merger Sub, Inc. and Legacy View, upon the closing of the Business Combination, each stock option issued under Legacy View's Amended and Restated 2018 Equity Incentive Plan ("Stock Option") was converted into an option to purchase a number of shares of the Issuer's Class A Common Stock in accordance with the Merger Agreement. |
(2) | (Continued from Footnote 1) The Stock Options granted to the reporting person on October 21, 2015 were converted into options to purchase 34,875 shares of the Issuer's Class A Common Stock at an exercise price of $11.62. 1/60th of the shares subject to this award vested on November 21, 2015 and 1/60th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award were fully vested and exercisable on October 21, 2020. |
(3) | The Stock Options granted to the reporting person on July 25, 2016 were converted into options to purchase 17,437 shares of the Issuer's Class A Common Stock at an exercise price of $15.92. 1/60th of the shares subject to this award vested on August 25, 2016 and 1/60th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award will be fully vested and exercisable on July 25, 2021. |
(4) | The Stock Options granted to the reporting person on February 19, 2019 were converted into options to purchase 232,500 shares of the Issuer's Class A Common Stock at an exercise price of $9.04. 1/48th of the shares subject to this award vested on March 1, 2019 and 1/48th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award will be fully vested and exercisable on February 1, 2023. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Leppert Thomas C C/O VIEW, INC. 195 S. MILPITAS BLVD MILPITAS, CA 95035 | X |
|
|
|
Signatures
|
/s/ William Krause, Attorney-in-fact | | 3/10/2021 |
**Signature of Reporting Person | Date |
CF Finance Acquisition C... (NASDAQ:CFIIU)
Historical Stock Chart
From Jun 2024 to Jul 2024
CF Finance Acquisition C... (NASDAQ:CFIIU)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about CF Finance Acquisition Corporation II (NASDAQ): 0 recent articles
More Cf Finance Acquisition Corp Ii News Articles