Amended Statement of Ownership (sc 13g/a)
15 February 2020 - 7:48AM
Edgar (US Regulatory)
SCHEDULE 13G/A
(Amendment No. 1)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULES 13d-1(b) AND (c)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
Ecology and Environment, Inc.
(Name of Issuer)
Class A Common Stock
(Class B Common Stock is Convertible into Class A
Common Stock on a one for one basis)
(Title of Class of Securities)
278878 10 3
(CUSIP Number)
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO.: 278878 10 3
Gerhard J. Neumaier Testamentary Trust U/A Fourth
Not Applicable
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH:
Class A(a)
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Class B
|
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-0-
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-0-
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(a) On August 28, 2019 the Issuer entered into an Agreement and Plan of Merger (the “Merger Agreement”) with WSP Global, Inc., a Canadian corporation (the “Parent”) and Everest Acquisition Corp., a New York corporation and direct
subsidiary of the Parent (the “Merger Sub”). Pursuant to the terms of the Merger Agreement and Merger (as defined in the Merger Agreement), each share of the Issuer’s common stock (the “Company Common Stock”) held by the Reporting Person was
acquired at a purchase price of $15.00 per share in cash effective December 31, 2019 (the “Merger Date”). Physical delivery of the Company Common Stock held by the Reporting Person occurred after the Merger Date.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Schedule 13G
Under the Securities Exchange Act of 1934
Ecology and Environment, Inc.
368 Pleasant View Drive, Lancaster, New York
Gerhard J. Neumaier Testamentary Trust U/A Trust
368 Pleasant View Drive, Lancaster, New York
United States
Class A Common Stock (Class B Common Stock is convertible into Class A Stock on a one for one basis)
278878 10 3
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
(a) On August 28, 2019 the Issuer entered into an Agreement and Plan of Merger (the “Merger Agreement”) with WSP Global, Inc., a Canadian corporation (the “Parent”) and Everest Acquisition Corp., a New York corporation and direct
subsidiary of the Parent (the “Merger Sub”). Pursuant to the terms of the Merger Agreement and Merger (as defined in the Merger Agreement), each share of the Issuer’s common stock (the “Company Common Stock”) held by the Reporting Person was
acquired at a purchase price of $15.00 per share in cash effective December 31, 2019 (the “Merger Date”). Physical delivery of the Company Common Stock held by the Reporting Person occurred after the Merger Date.
Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct
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Signature:
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By:
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/s/Ellen R. Neumaier
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Ellen R. Neumaier, Trustee
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Name/Title:
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Gerhard J. Neumaier Testamentary Trust U/A Trust
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