Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
14 November 2024 - 8:28AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under the Securities
Exchange Act of 1934
(Amendment No. 1)*
LightPath Technologies,
Inc. |
(Name
of Issuer) |
Common
Stock, $0.01 par value per share |
(Title
of Class of Securities) |
September
30, 2024 |
(Date
of Event Which Requires Filing of this Statement) |
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
__________
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes)
1. |
NAME OF REPORTING PERSONS |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) |
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Archon Capital Management LLC |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS) |
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(a) [_] |
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(b) [_] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Washington |
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NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
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5. |
SOLE VOTING POWER |
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|
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|
0 |
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|
6. |
SHARED VOTING POWER |
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|
|
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|
1,668,513 |
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|
7. |
SOLE DISPOSITIVE POWER |
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0 |
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|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
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|
1,668,513 |
|
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON |
|
|
|
|
1,668,513 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
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|
[_] |
|
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|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) |
|
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|
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4.2% |
|
|
|
|
12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
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|
OO, IA |
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1. |
NAME OF REPORTING PERSONS |
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) |
|
|
|
|
|
Constantinos Christofilis |
|
|
|
|
2. |
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
|
|
|
(a) [_] |
|
|
(b) [_] |
|
|
|
3. |
SEC USE ONLY |
|
|
|
|
|
|
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
|
|
United States |
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
1,668,513 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,668,513 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON |
|
|
|
|
1,668,513 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
[_] |
|
|
|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) |
|
|
|
|
|
4.2% |
|
|
|
|
12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IN, HC |
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Item 1. |
(a). |
Name of Issuer: |
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LightPath Technologies,
Inc. |
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(b). |
Address of issuer's principal executive offices: |
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2603 Challenger Tech Ct. Suite 100
Orlando, Florida 32826 |
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Item 2. |
(a). |
Name of person filing: |
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Archon Capital Management LLC
Constantinos Christofilis |
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(b). |
Address of principal business office, or if none,
residence: |
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Archon Capital Management LLC
1100 19th Avenue E
Seattle, Washington 98112
Constantinos Christofilis
c/o Archon Capital Management LLC
1100 19th Avenue E
Seattle, Washington 98112 |
|
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|
|
|
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(c). |
Citizenship: |
|
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|
|
|
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Archon Capital Management LLC –
Washington
Constantinos Christofilis – United
States |
|
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|
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(d). |
Title of class of securities: |
|
|
|
|
|
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Common Stock,
$0.01 par value per share |
|
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(e). |
CUSIP No.: |
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532257805 |
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Item 3. |
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If this Statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b), or (c), check whether the person filing is a |
|
(a) |
[_] |
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78c). |
|
(b) |
[_] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
[_] |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c). |
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(d) |
[_] |
Investment company registered under section 8 of the Investment Company
Act of 1940 (15 U.S.C. 80a-8). |
|
(e) |
[X] |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
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(f) |
[_] |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
|
(g) |
[X] |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
[_] |
A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C.1813); |
|
(i) |
[_] |
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
[_] |
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
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(k) |
[_] |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing
as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
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Item 4. |
Ownership. |
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Provide the following information
regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount beneficially owned: |
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Archon Capital Management LLC: 1,668,513
Constantinos Christofilis: 1,668,513 |
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(b) |
Percent of class: |
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Archon Capital Management LLC: 4.2%
Constantinos Christofilis: 4.2% |
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(c) |
Number of shares as to which Archon
Capital Management LLC has: |
|
|
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|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
, |
|
|
|
|
|
|
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(ii) |
Shared power to vote or to direct the vote |
1,668,513 |
, |
|
|
|
|
|
|
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(iii) |
Sole power to dispose or to direct the disposition
of |
0 |
, |
|
|
|
|
|
|
|
(iv) |
Shared power to dispose or to direct the disposition
of |
1,668,513 |
. |
|
|
Number of shares as to which Constantinos
Christofilis has: |
|
|
|
|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
, |
|
|
|
|
|
|
|
(ii) |
Shared power to vote or to direct the vote |
1,668,513 |
, |
|
|
|
|
|
|
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(iii) |
Sole power to dispose or to direct the disposition
of |
0 |
, |
|
|
|
|
|
|
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(iv) |
Shared power to dispose or to direct the disposition
of |
1,668,513 |
. |
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Instruction: For computations
regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1). |
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Item 5. |
Ownership of Five Percent or Less
of a Class. |
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If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following [X]. |
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|
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Item 6. |
Ownership of More Than Five Percent on Behalf
of Another Person. |
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If any other person is known to have the right
to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to
that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person
should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act
of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. |
|
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All securities
reported in this Schedule 13G are owned by advisory clients of Archon Capital Management LLC, none of which individually own more
than 5% of the class. |
|
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Item 7. |
Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
|
|
|
If a parent holding company or control person
has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity
and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. |
|
|
See Exhibit B
attached hereto. |
|
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Item 8. |
Identification and Classification of Members
of the Group. |
|
|
|
If a group has filed this schedule pursuant to
§240.13d-1(b)(1)(ii)(J), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of
each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit
stating the identity of each member of the group. |
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N/A |
Item 9. |
Notice of Dissolution of Group. |
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Notice of dissolution of a group may be furnished
as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported
on will be filed, if required, by members of the group, in their individual capacity. See Item 5. |
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N/A |
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Item 10. |
Certification. |
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and
correct.
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November
13, 2024 |
|
(Date) |
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Archon
Capital Management LLC* |
|
|
|
By: |
/s/
Constantinos Christofilis |
|
Name: |
Constantinos Christofilis |
|
Title: |
Managing Member |
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CONSTANTINOS CHRISTOFILIS* |
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/s/
Constantinos Christofilis |
*The Reporting Persons
disclaim beneficial ownership over the securities reported herein except to the extent of their pecuniary interest therein.
The original
statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that
a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any
title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other
parties for whom copies are to be sent.
Attention. Intentional
misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit
A
AGREEMENT
The undersigned
agree that this Schedule 13G Amendment No. 1 dated November 13, 2024, relating to the Common Stock, $0.01 par value per share, of LightPath
Technologies, Inc., shall be filed on behalf of the undersigned.
|
Archon
Capital Management LLC |
|
|
|
By: |
/s/
Constantinos Christofilis |
|
Name: |
Constantinos Christofilis |
|
Title: |
Managing Member |
|
|
|
CONSTANTINOS CHRISTOFILIS |
|
|
|
/s/
Constantinos Christofilis |
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Exhibit B
Archon Capital Management LLC is the relevant
entity for which Constantinos Christofilis may be considered a control person.
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