- Current report filing (8-K)
12 May 2010 - 6:27AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 5, 2010
OMNI ENERGY SERVICES CORP.
(Exact name of registrant as specified in its charter)
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LOUISIANA
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0-23383
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72-1395273
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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4500 N.E. Evangeline Thruway
Carencro, Louisiana 70520
(Address of principal executive offices) (Zip Code)
(337) 896-6664
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.01
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Results of Operations and Financial Condition.
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On May 5, 2010, OMNI Energy Services Corp. (the Company) issued a press release announcing its results of operations for
the quarter ended March 31, 2010. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference. The information disclosed in this Item 2.02, and the corresponding exhibit listed under
Item 9.01 of this Current Report on Form 8-K, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing
under the Securities Act of 1933, as amended (the Securities Act), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 3.02
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Unregistered Sales of Equity Securities.
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On May 6, 2010, the Company issued common stock to certain warrant holders in connection with their exercise of warrants originally
purchased pursuant to the terms of a Securities Purchase Agreement dated as of May 17, 2005, as described in the Companys Form 8-K filed with the Securities and Exchange Commission on May 24, 2005. The exercise price of these
warrants was $1.95 per share. Warrants to purchase an aggregate of 3,897,550 shares were exercised pursuant to their cashless exercise provisions resulting in 1,267,716 shares of Company common stock being issued. A warrant to purchase 100,000
shares was exercised for cash, resulting in an additional 100,000 shares of Company common stock being issued and the Company receiving cash of approximately $0.2 million. A copy of the press release announcing the exercise of the warrants is
attached as Exhibit 99.2 to this report and is incorporated herein by reference.
The issuance of the shares was exempt from
registration under the Securities Act in reliance on Sections 3(a)(9) and 4(2) promulgated thereunder.
Item 9.01.
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Financial Statements and Exhibits.
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(a) Exhibits.
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99.1
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Press release dated May 5, 2010.
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99.2
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Press release dated May 7, 2010.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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OMNI ENERGY SERVICES CORP.
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Dated: May 11, 2010
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By:
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/s/ Ronald D. Mogel
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Senior Vice President
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and Chief Financial Officer
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Omni Energy Svcs Corp (MM) (NASDAQ:OMNI)
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