Specialized Disclosure Report (sd)
01 June 2017 - 3:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
SEVCON, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
1-9789
|
04-2985631
|
(State or other jurisdiction
|
(Commission
|
(IRS Employer
|
of incorporation or organization)
|
File Number)
|
Identification No.)
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155 Northboro Road, Southborough, Massachusetts
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01772
|
(Address of principal executive offices)
|
(Zip Code)
|
Paul Farquhar, Chief Financial Officer (508)
281-5510
(Name and telephone
number, including area code,
of the person to contact
in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR
240.13p-1) for the reporting period from January 1, 2016 to December 31, 2016.
Section 1 - Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report,
Exhibit
A copy of Sevcon Inc.’s Conflict Minerals Report for
the reporting period January 1, 2016 to December 31, 2016 is provided as Exhibit 1.01 hereto and is publicly available at
www.sevcon.com/about-sevcon/environmental. Sevcon’s determination and related disclosures relating to materials that
may come from recycled and scrap sources are included in Sevcon’s Conflict Minerals Report and incorporated by
reference herein.
Section 2 – Exhibits
Item 2.01 Exhibits
List below the following exhibit filed as part of this report.
Exhibit 1.01 – Conflict Minerals Report as required by
Items 1.01 and 1.02 of this Form.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
SEVCON, INC.
(Registrant)
/s/ Paul N. Farquhar
|
|
May 31st, 2017
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By Paul N. Farquhar
|
|
(Date)
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Chief Financial Officer
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|
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