Amended Statement of Changes in Beneficial Ownership (4/a)
12 June 2015 - 5:50AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HINKLE GARY L
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2. Issuer Name
and
Ticker or Trading Symbol
SUMMIT FINANCIAL GROUP INC
[
SMMF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
PO BOX 65
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2015
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(Street)
CIRCLEVILLE, WV 26804
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/3/2015
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/1/2015
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X
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15381
(1)
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A
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$9.75
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300369
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D
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Common Stock
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6/1/2015
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X
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0
(2)
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A
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$9.75
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4800
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I
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by Spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Subscription Rights (right to buy)
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$9.75
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6/1/2015
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X
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267063
(3)
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4/1/2015
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5/29/2015
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Common Stock
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15381
(3)
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$0
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0
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D
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Subscription Rights (right to buy)
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$9.75
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6/1/2015
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X
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0
(4)
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4/1/2015
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5/29/2015
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Common Stock
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0
(4)
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$0
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0
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I
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By Spouse
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Explanation of Responses:
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(
1)
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On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 16,412 shares of common stock. The correct number of shares of common stock acquired was 15,381. As of June 1, 2015, the reporting person owned 300,369 shares of common stock.
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(
2)
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On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 276 shares of common stock. The correct number of shares of common stock acquired was 0. As of June 1, 2015, the reporting person owned 4,800 shares of common stock.
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(
3)
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On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 16,412 subscription rights to buy common stock. The correct number of subscription rights exercised was 267,063. The reporting person also reported the acquisition of 16,142 shares of common stock. The correct number of shares of common stock acquired was 15,381.
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(
4)
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On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 276 subscription rights to buy common stock. The correct number of subscription rights exercised was 0. The reporting person also reported the acquisition of 276 shares of common stock. The correct number of shares of common stock acquired was 0.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HINKLE GARY L
PO BOX 65
CIRCLEVILLE, WV 26804
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X
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Signatures
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Teresa D. Ely, Lmtd POA Attorney-In-Fact
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6/11/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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