Current Report Filing (8-k)
26 September 2020 - 6:31AM
Edgar (US Regulatory)
0000914156
false
0000914156
2020-09-22
2020-09-22
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to
Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported):
September 22, 2020
UFP
Technologies, Inc.
|
(Exact Name of Registrant as Specified in Charter)
|
|
Delaware
|
(State or Other Jurisdiction of Incorporation)
|
001-12648
|
|
04-2314970
|
(Commission File Number)
|
|
(I.R.S. Employer Identification Number)
|
|
|
|
100 Hale Street, Newburyport, MA - USA
|
|
01950-3504
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
978-352-2200
|
(Registrant's telephone number, including area code)
|
|
N/A
|
(Former name or former address, if changed since last report)
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common Stock
|
UFPT
|
The NASDAQ Stock Market L.L.C.
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective September
25, 2020, Mr. William David Smith ceased to be Senior Vice President, Operational Excellence and Shared Services and is no longer
employed by UFP Technologies, Inc. (the “Company”). The Company thanks Mr. Smith for his many contributions over the
years and wishes him well in his future endeavors.
In connection with
Mr. Smith’s departure, on September 23, 2020, the Company entered into a Separation Agreement and General Release with Mr.
Smith (the “Separation Agreement”), pursuant to which Mr. Smith has agreed to a general release of claims and certain
other confidentiality and non-disparagement restrictions. Pursuant to the Separation Agreement, Mr. Smith will receive severance
benefits based on his years of service with the Company.
The Separation Agreement
is filed as Exhibit 10.1 to this Current Report on 8-K and is incorporated herein by reference. The foregoing description of the
Separation Agreement is not intended to be complete and is qualified in its entirety by reference to the full text of the Separation
Agreement.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: September 25, 2020
|
UFP TECHNOLOGIES, INC.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Ronald J. Lataille
|
|
|
|
Ronald J. Lataille, Chief Financial
|
|
|
Officer and Senior Vice President
|
Ufp Technologies (NASDAQ:UFPT)
Historical Stock Chart
From Apr 2024 to May 2024
Ufp Technologies (NASDAQ:UFPT)
Historical Stock Chart
From May 2023 to May 2024