false 2022-12-20 0001532390 The
Alkaline Water Company Inc. 0001532390 2022-12-20 2022-12-20
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
___________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest
event reported): December 20,
2022
THE ALKALINE WATER COMPANY INC.
(Exact name of registrant as specified in its charter)
| Nevada |
001-38754 |
99-0367049 |
| (State or other jurisdiction |
(Commission |
(IRS Employer |
| of incorporation) |
File Number) |
Identification
No.) |
8541 E. Anderson Drive, Suite 100
Scottsdale,
Arizona, United States 85255
(Address of principal
executive offices) (ZIP Code)
Registrant’s telephone number,
including area code: (480)
656-2423
Not
Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
☐ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading Symbols |
|
Name
of each exchange on which registered |
| Common stock, par value $0.001 per
share |
|
WTER |
|
The Nasdaq Stock Market
LLC |
Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§ 240.12b -2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 8.01
Other Events.
On December 20, 2022, The Alkaline
Water Company Inc. (the "Company") received a decision from the
Nasdaq Hearings Panel granting the request of the Company to
continue its listing on The Nasdaq Capital Market (the "Nasdaq").
The Company's continued listing on the Nasdaq is subject to its
evidencing compliance with the minimum bid price requirement under
the Nasdaq Listing Rule 5550(a)(2) by May 8, 2023 by evidencing a
closing bid price of US$1 or more per share for a minimum of ten
consecutive trading sessions and adhering to certain other
conditions and requirements.
The Company is working to satisfy
the Nasdaq's requirements in a timely manner. However, there
can be no assurance that the Company will regain compliance with
the minimum bid price requirement or maintain the listing of its
common stock on the Nasdaq.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
THE ALKALINE WATER COMPANY
INC.
/s/ David A. Guarino
David
A. Guarino
Chief Financial
Officer and Director
December 23, 2022