As
filed with the Securities and Exchange Commission on
March 8,
2023
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ZENVIA INC.
(Exact name of registrant as specified in its charter)
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The Cayman Islands
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98-1598403
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(State or
other jurisdiction of incorporation or organization)
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(IRS
Employer Identification No.)
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Avenida Paulista, 2300, 18th Floor, Suites 182 and
184
São Paulo, São Paulo, 01310-300
Brazil
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(Address
of Principal Executive Offices, including zip code)
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Zenvia Inc. 2023 Long-term Incentive Plan
Cogency Global Inc.
122 East 42nd Street, 18th Floor
New York, NY 10168
+1 (212)
947-7200
(Telephone
number, including area code, of agent for service)
Indicate
by check mark whether the registrant is a large accelerated filer,
an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of
“large accelerated filer,” “accelerated filer,” “smaller reporting
company,” and “emerging growth company” in Rule 12b-2 of the
Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated
filer
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☒
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Smaller reporting company
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☐ |
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Emerging
growth company
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☒
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act. ☐
PART I
INFORMATION
REQUIRED IN THE SECTION 10(a) PROSPECTUS
Item 1. Plan
Information.
The
information required by Item 1 of Part I of this
Registration Statement on
Form
S-8 (this
“Registration
Statement”)
is
omitted from this Registration
Statement
in accordance with Rule 428 under the Securities Act
of
1933, as amended (the
“Securities
Act”)
and
the introductory note to Part I of Form S-8. The
documents containing the information specified in Part I will be
delivered to the participants in the 2023
Incentive
Plan covered by
this Registration
Statement
as required by Rule 428(b)(1).
Item 2. Registrant
Information and Employee Plan Annual Information.
The
information required by Item 2 of Part I of Form S-8 is omitted
from this Registration
Statement in
accordance with Rule 428 under the Securities Act and the
introductory note to Part I
of Form S-8. The
documents containing the information specified in
Part I
will be delivered to the participants in the 2023
Incentive
Plan
covered by
this Registration
Statement
as required by Rule 428(b)(1).
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
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Incorporation of Documents by Reference.
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The
following documents, which
previously have been filed with
the U.S. Securities
and Exchange Commission
(the
“Commission”)
by
Zenvia Inc. (the
“Registrant”)
are
hereby incorporated by reference in this Registration
Statement:
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(a)
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The Registrant’s
annual report on Form 20-F filed with the Commission on
March
31,
2022
(File No.
001-40628) (the “2021
Form 20-F”), which
includes (i) a
description of
the Registrant’s Class A
common shares and (ii)
the
Registrant’s audited consolidated financial statements as of
December 31, 2021
and
2020
and
for the years ended December 31, 2021,
2020
and
2019;
and
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(b)
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All other
reports filed by the Registrant pursuant to Section 13(a) or 15(d)
of the Securities Exchange Act of 1934, as amended (the
“Exchange
Act”) since
December 31, 2021.
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In
addition to the foregoing, all documents filed by the
Registrant with the
Commission pursuant to
Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act
(with respect to
any Form 6-K, only to the extent designated therein)
after the date
of this Registration Statement and prior to the filing of a
post-effective amendment to this Registration Statement, which
indicates that all securities offered hereby have been sold or
which deregisters all securities then remaining unsold, shall be
deemed to be incorporated by reference in this Registration
Statement and to be a part hereof from the date of filing of such
documents. Any statement contained in a document incorporated or
deemed to be incorporated by reference herein shall be deemed to be
modified or superseded for purposes of this Registration Statement
to the extent that a statement contained herein or in any other
subsequently filed document which also is or is deemed to be
incorporated by reference herein modifies or supersedes such
statement. Any such statement so modified or superseded shall not
be deemed, except as so modified or superseded, to constitute a
part of this Registration Statement.
Item 4. Description
of Securities.
Not
applicable.
Item 5. Interests
of Named Experts and Counsel.
Not
applicable.
Item 6.
Indemnification of Directors and Officers.
Cayman
Islands law
does
not limit the extent to which a company’s articles of association
may provide for indemnification of directors and officers, except
to the extent that it may be held by the Cayman Islands courts to
be contrary to public policy, such as providing
indemnification
against civil fraud or the consequences of committing a
crime.
The
Registrant’s Second
Amended and
Restated Memorandum and Articles of
Association (incorporated
by reference herein as
Exhibit
4.1) provide
that each director or
officer of the
Registrant shall
be
indemnified out of the assets of the Registrant against all
actions, proceedings, costs, charges, expenses, losses, damages,
liabilities, judgments, fines, settlements and other amounts
(including
reasonable attorneys’ fees and expenses and amounts paid in
settlement and costs of investigation (collectively
“Losses”))
incurred or
sustained by such directors or officers, other than by reason of
such person’s dishonesty, willful default or fraud, in or about the
conduct of the
Registrant’s business or
affairs (including as a result of any mistake of judgment) or in
the execution or discharge of such
person’s duties, powers,
authorities or discretions, including without prejudice to the
generality of the foregoing, any Losses
incurred by such
director or officer in defending or
investigating (whether
successfully or otherwise) any civil, criminal, investigative
and administrative proceedings
concerning or in any way
related to the
Registrant or
its
affairs in any
court whether in the Cayman Islands or elsewhere.
Also, the
Registrant expects to
maintain director’s and officer’s liability insurance covering its
directors and officers with respect to general civil
liability which he or she
may incur in his or her capacity as such.
In addition, the
Registrant has
entered, and intends to
continue to enter into
indemnification agreements with its directors and officers that
provide such persons with contractual rights to indemnification as
well as additional indemnification beyond that provided in the
Registrant’s Second
Amended and
Restated Memorandum and Articles of
Association. Insofar as
indemnification for liabilities arising under the Securities Act
may be permitted to directors, officers or persons controlling the
Registrant under the foregoing provisions, the Registrant has been
informed that in the opinion of the Commission such indemnification
is against public policy as expressed in the Securities Act and is
therefore unenforceable.
Item 7. Exemption
from Registration Claimed.
Not
applicable.
Item 9.
Undertakings.
(a)
The
undersigned Registrant hereby undertakes:
(1)
To
file, during any period in which offers or sales are being made, a
post-effective amendment to this Registration Statement:
(i)
To
include any prospectus required by Section 10(a)(3) of
the Securities Act;
(ii)
To
reflect in the prospectus any facts or events arising after the
effective date of this Registration Statement (or the most recent
post-effective amendment thereof) which, individually or in the
aggregate, represent a fundamental change in the information set
forth in this Registration Statement; and
(iii)
To
include any material information with respect to the Plan not
previously disclosed in this Registration Statement or any material
change to such information in this Registration
Statement;
provided,
however, that
paragraphs (a)(1)(i) and
(a)(1)(ii) do
not apply if the information required to be included in a
post-effective amendment by those paragraphs is contained in
periodic reports filed with or furnished to the Commission by the
Registrant pursuant to Section 13
or 15(d) of
the Exchange Act that are incorporated by reference in this
Registration Statement.
(2)
That, for the
purpose of determining any liability under the Securities Act, each
such post-effective amendment shall be deemed to be a new
registration statement relating to the securities offered therein,
and the offering of such securities at that time shall be deemed to
be the initial
bona fide offering
thereof.
(3)
To
remove from registration by means of a post-effective amendment any
of the securities being registered which remain unsold at the
termination of the offering.
(b)
The
undersigned Registrant hereby undertakes that, for purposes of
determining any liability under the Securities Act, each filing of
the Registrant’s annual report pursuant to
Section 13(a) or
15(d) of
the Exchange Act (and, where applicable, each filing of an employee
benefit plan’s annual report pursuant to Section 15(d) of
the Exchange Act) that is incorporated by reference in this
Registration Statement shall be deemed to be a new registration
statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be the
initial
bona fide offering
thereof.
(c)
Insofar as
indemnification for
liabilities
arising under the Securities Act may be permitted to
directors,
officers or persons
controlling the Registrant pursuant to the foregoing provisions,
the Registrant has been advised
that, in the
opinion of the Commission such indemnification is against public
policy as expressed in the Securities Act and is therefore
unenforceable.
In
the event that a claim for indemnification against such liabilities
(other than the payment by the Registrant of expenses incurred or
paid by a director, officer or controlling person of the Registrant
in the successful defense of any action, suit or proceeding) is
asserted by such director, officer or controlling person in
connection with the securities being registered, the Registrant
will, unless in the opinion of its counsel the matter has been
settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is
against public policy as expressed in the Securities Act and will
be governed by the final adjudication of such issue.
POWER OF ATTORNEY
KNOW ALL PERSONS
BY THESE PRESENTS, that each person whose signature appears below
constitutes and appoints Cassio
Bobsin and
Shay
Chor as
attorneys-in-fact, as his or her
true and lawful attorneys-in-fact and agents,
with full power of substitution and resubstitution, for him or her
and in his or her name, place and stead, in any and all capacities,
to sign any and all amendments (including post-effective
amendments) to this Registration Statement and any and all
additional registration statements and to file the same, with all
exhibits thereto, and all other documents in connection therewith,
with the Commission, granting unto said attorneys-in-fact and
agents,
and each of them, full power and
authority to do and perform each and every act in person, hereby
ratifying and confirming all that said attorneys-in-fact
and agents,
or any of them, or
their
substitutes may
lawfully do or cause to be done by virtue hereof.
Pursuant to the
requirements of the Securities Act, this Registration
Statement has been signed
by the following persons in the capacities indicated on March
8,
2023.
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Name
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Title
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By: |
/s/
Cassio
Bobsin
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Chief Executive
Officer
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Name: Cassio Bobsin |
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(principal executive officer) and
Director (Chairman) |
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By:
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/s/
Shay
Chor
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Chief Financial
Officer
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Name: Shay Chor |
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(principal financial officer and principal accounting
officer) |
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By: |
/s/
Paulo Sergio
Caputo
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Director
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Name: Paulo
Sergio Caputo |
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By: |
/s/
Eduardo
Aspesi
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Director
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Name: Eduardo Aspesi |
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By:
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/s/
Piero Lara
Rosatelli
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Director
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Name: Piero Lara Rosatelli |
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By:
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/s/
Ana Dolores Moura Carneiro de Novaes
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Director
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Name: Ana Dolores Moura Carneiro de Novaes |
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