Western Asset Variable Rate Strategic Fund Inc. (NYSE: GFY) Announces Board Approval of Plan Of Liquidation and Dissolution
09 July 2020 - 10:00PM
Business Wire
Western Asset Variable Rate Strategic Fund Inc. (the “Fund”)
announced today that the Fund’s Board of Directors (the “Board”)
has approved a plan of liquidation and dissolution of the Fund,
subject to stockholder approval of such plan in accordance with
Maryland law. Based on the recommendations of Legg Mason Partners
Fund Advisor, LLC (“LMPFA”), the Fund’s investment manager, and
Western Asset Management Company, LLC (“Western Asset”), one of the
Fund’s sub-advisers, the Board believes that liquidation and
dissolution of the Fund is in the best interests of the Fund.
As was announced in a separate press release, the Fund did not
receive the requisite vote required by the Investment Company Act
of 1940, as amended (the “1940 Act”), to approve its new management
and subadvisory agreements at the special meeting of stockholders
of the Fund held on July 6, 2020. These new agreements were
proposed in connection with the pending combination of Legg Mason,
Inc. (“Legg Mason”), the parent company of the Fund’s investment
manager and subadvisers, and Franklin Resources, Inc., a global
investment management organization operating as Franklin Templeton
(the “Transaction”). The closing of the Transaction will result in
the automatic termination of the Fund’s current management and
subadvisory agreements.
In order to allow LMPFA, Western Asset, Western Asset Management
Company Limited (“Western Asset Limited”) and Western Asset
Management Company Pte. Ltd. (“Western Asset Singapore”) to
continue to manage the Fund, the Board has approved interim
management and subadvisory agreements for the Fund in accordance
with Rule 15a-4 under the 1940 Act that will take effect upon
consummation of the Transaction and will continue for a duration of
150 days. In anticipation of the liquidation and the termination of
the interim management and subadvisory agreements after 150 days,
the Fund may deviate from its investment objective and strategies
to ensure an orderly liquidation and dissolution.
The plan of liquidation and dissolution will be submitted to the
Fund’s stockholders at a special meeting called for that purpose.
Information about the special meeting will be provided by future
public announcements. In connection with the proposal to approve
the plan of liquidation and dissolution, the Fund intends to file a
definitive proxy statement with the Securities and Exchange
Commission (the “SEC”). Stockholders are advised to read the Fund’s
proxy statement related to the plan of liquidation and dissolution
when it becomes available because it will contain important
information. When filed with the SEC, the proxy statement and other
documents filed by the Fund will become available for free on the
SEC website, www.sec.gov. Copies of the proxy statement will also
be mailed to each stockholder of record as of the record date for
the special stockholder meeting.
About the Fund
The Fund is a non-diversified, closed-end management investment
company that is managed by LMPFA, a wholly-owned subsidiary of Legg
Mason, and is sub-advised by Western Asset, Western Asset Limited
and Western Asset Singapore, affiliates of LMPFA.
This press release may contain statements regarding plans and
expectations for the future that constitute forward-looking
statements within the Private Securities Litigation Reform Act of
1995. Such forward-looking statements are based on the Fund’s
current plans and expectations, and are subject to risks and
uncertainties that could cause actual results to differ materially
from those described in the forward-looking statements. Additional
information concerning such risks and uncertainties are contained
in the Fund’s filings with the SEC.
For more information about the Fund, please call Investor
Relations: 1-888-777-0102, or consult the Fund’s web site at
www.lmcef.com. The information contained on the Fund’s web site is
not part of this press release. Hard copies of the Fund’s complete
audited financial statements are available free of charge upon
request.
Category: Fund Announcement
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Media Contact: Fund Investor Services-1-888-777-0102
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