Statement of Changes in Beneficial Ownership (4)
22 May 2020 - 7:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Taylor Anne |
2. Issuer Name and Ticker or Trading Symbol
SOUTHWESTERN ENERGY CO
[
SWN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
10000 ENERGY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/19/2020 |
(Street)
SPRING, TX 77389
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Deferred Stock Units | (1) | 5/19/2020 | | A | | 68028 | | (2) | (2) | Common Stock | 68028 | $0 | 133388 | D | |
Explanation of Responses: |
(1) | Each deferred stock unit represents the right to receive one share of common stock of the Issuer. |
(2) | The deferred stock units will fully vest on the earlier of (i) the first anniversary of the grant date, or (ii) the next annual meeting of stockholders following the grant date. The deferred stock units will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Nonemployee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Taylor Anne 10000 ENERGY DRIVE SPRING, TX 77389 | X |
|
|
|
Signatures
|
/s/ Melissa D. McCarty, attorney-in-fact for Ms. Taylor | | 5/21/2020 |
**Signature of Reporting Person | Date |
Southwestern Energy (NYSE:SWN)
Historical Stock Chart
From Apr 2024 to May 2024
Southwestern Energy (NYSE:SWN)
Historical Stock Chart
From May 2023 to May 2024