UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment
Company Act file number
811-08394
Templeton Dragon Fund, Inc.
(Exact name of registrant as specified
in charter)
500 East Broward Blvd., Suite 2100, Fort Lauderdale, Florida 33394-3091
(Address of principal executive offices)
(Zip code)
Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906
(Name and address of agent for service)
Registrant's
telephone number, including area code:
(954) 527-7500
Date of fiscal
year end:
12/31
Date of
reporting period:
6/30/10
Item 1. Proxy Voting
Records.
ADVANTECH CO., LTD.
Ticker: 2395 Security ID:
Y0017P108
Meeting Date: MAY 18, 2010 Meeting Type:
Annual
Record Date: MAR 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve to Amend Rules and Procedures For
For Management
Regarding Shareholder's General
Meeting
4 Amend Articles of Association For
For Management
5 Approve Process of Derivative Products For
For Management
6 Approve Amendments on the Procedures For
For Management
for Loans to Other Parties
and
Procedures for Endorsement
and
Guarantees
7 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
--------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS
LTD.
Ticker: 3383 Security ID:
G01198103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 28,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2a Reelect Chan Cheuk Hung as Director For
For Management
2b Reelect Chan Cheuk Nam as Director For
For Management
2c Reelect Cheung Wing Yui as Director For
For Management
2d Authorize Remuneration Committee to Fix For
For Management
Remuneration of
Directors
3 Approve Remuneration of Independent For
For Management
Non-Executive
Directors
4 Approve Final Dividend For
For Management
5 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
6a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
6c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS
LTD.
Ticker: 3383 Security ID:
G01198103
Meeting Date: JUN 3, 2010 Meeting Type:
Special
Record Date: MAY 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Provision of Market For
For Management
Customary Indemnities in Relation
to
the Issue of the 8.875 Percent
Senior
Notes Due 2017 and to the
Solicitation
of Consents from Holders of the
10
Percent Senior Notes Due
2016
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY
LIMITED
Ticker: 898 Security ID:
CNE1000001V4
Meeting Date: SEP 18, 2009 Meeting Type: Special
Record Date: AUG 19,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Placement of New H Shares with For For
Management
a Nominal Value of RMB 1.00 to
the
Qualified Investors
(Placement)
1b Approve Issuance of Not More than 217.2 For
For Management
Million New H Shares Under
the
Placement
1c Approve Target Placees Under the For
For Management
Placement
1d Approve Placing Price Under the For
For Management
Placement
1e Approve Arrangement of Accumulated For
For Management
Profits Under the
Placement
1f Approve Validity Period of the For
For Management
Resolution for a Period of 12
Months
Under the
Placement
2 Authorize the Board to Deal with All For
For Management
Matters in Relation to the Placement
3 Approve Use of Proceeds from the For
For Management
Placement
4a Approve Issuance of Short-Term For For
Management
Debentures with an Aggregate
Principal
Amount of Not More than RMB 6
Billion
to the Institutional Investors in PRC
Inter-Bank Debenture Market
(Proposed
Issue of Short-Term
Debentures)
4b Approve Issuance of Short-Term For
For Management
Debentures in Two Tranches Each with
an
Aggregate Principal Amount of RMB
3
Billion and a Term of Maturity of
Not
More than 365
Days
4c Approve Interest Rates of the Proposed For
For Management
Issue of Short-Term
Debentures
4d Approve Issue of Short-Term Debentures For
For Management
to Institutional Investors in the
PRC
Inter-Bank Debenture
Market
4e Approve Use of Proceeds from the For
For Management
Proposed Issue of Short-Term
Debentures
4f Approve Validity of the Proposed Issue For
For Management
of Short-Term Debentures for a Period
of 24
Months
4g Authorize Board to Deal with All For
For Management
Matters Relating to Proposed Issue of
Short-Term
Debentures
5 Elect Kwong Chi Kit, Victor as For
For Management
Independent Non-Executive
Director
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY
LIMITED
Ticker: 898 Security ID:
CNE1000001V4
Meeting Date: SEP 18, 2009 Meeting Type:
Special
Record Date: AUG 19,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Placement of New H Shares with For Did Not
Vote Management
a Nominal Value of RMB 1.00 to
the
Qualified Investors
(Placement)
1b Approve Issuance of Not More than 217.2 For Did Not
Vote Management
Million New H Shares Under
the
Placement
1c Approve Target Placees Under the For Did Not
Vote Management
Placement
1d Approve Placing Price Under the For Did Not
Vote Management
Placement
1e Approve Arrangement of Accumulated For Did Not
Vote Management
Profits Under the
Placement
1f Approve Validity Period of the For Did Not
Vote Management
Resolution for a Period of 12
Months
Under the
Placement
2 Authorize the Board to Deal with All For Did Not
Vote Management
Matters in Relation to the
Placement
3 Approve Use of Proceeds from
the For Did Not Vote Management
Placement
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY
LIMITED
Ticker: 898 Security ID:
Y0132D105
Meeting Date: DEC 28, 2009 Meeting Type:
Special
Record Date: NOV 27,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Joint Venture Agreement and the For
For Management
Related
Transactions
2 Approve Connected Transaction with a For
Against Management
Related Party and the Related Annual
Caps
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID:
Y0132D105
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Proposal for Distribution of For
For Management
Profits
5 Approve Proposed Remuneration of For
For Management
Directors and Supervisors
6 Appoint RSM China Certified Public For
For Management
Accountants and RSM Nelson
Wheeler
Certified Public Accountants as
Domestic and International
Auditors,
Respectively, and Authorize Board
to
Fix Their Remuneration
7 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
--------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS
LTD.
Ticker: 2020 Security ID:
G04011105
Meeting Date: APR 9, 2010 Meeting Type:
Annual
Record Date: APR 6,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Consolidated Financial For
For Management
Statements and Statutory
Reports
2 Approve Final Dividend For
For Management
3 Approve Special Dividend For
For Management
4 Reelect Ding Shizhong as
Executive For For Management
Director
5 Reelect Zheng Jie as Executive Director For
For Management
6 Reelect Dai Zhongchuan as Independent For
For Management
Non-Executive
Director
7 Authorize Board to Fix Remuneration of For
For Management
Directors
8 Reappoint KPMG as Auditors and For
For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
10 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
11 Authorize Reissuance of Repurchased For
Against Management
Shares
12 Approve Connected Transaction with a For
For Management
Related Party and Related Annual
Caps
--------------------------------------------------------------------------------
ASIA CEMENT (CHINA) HOLDINGS
CORPORATION
Ticker: 743 Security ID:
G0539C106
Meeting Date: MAY 7, 2010 Meeting Type:
Annual
Record Date: APR 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For For
Management
3.i Re-elect CHIANG SHAO Ruey Huey as For
For Management
Director
3.ii Re-elect CHANG Chen kuen as Director For For Management
3.iii Re-elect LIU Zhen Tao as Director For
For Management
3.iv Re-elect LEI Qian Zhi as Director For
For Management
3.v Authorize the Board to Determine their For
For Management
Remuneration
4 Re-appoint Deliotte Touche Tohmatsu as For
For Management
the Auditors of the Company and
to
authorise the Board to Fix
their
Remuneration.
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
6 Authorize Share Repurchase Program For
For Management
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID:
Y04327105
Meeting Date: FEB 9, 2010 Meeting Type:
Special
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Proposed Spin-off of the ODM Business For
For Management
Held through Long-term
Equity
Investment by the
Company
2 Capital Reduction by the Company For
For Management
Arising from the
Spin-off
--------------------------------------------------------------------------------
ASUSTEK COMPUTER
INC.
Ticker: 2357 Security ID:
Y04327105
Meeting Date: APR 22, 2010 Meeting Type:
Annual
Record Date: FEB 12,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 601988 Security ID:
Y0698A107
Meeting Date: MAR 19, 2010 Meeting Type:
Special
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
2a Approve Issuance of Convertible For
For Management
Corporate Bonds (Convertible
Bonds)
2b Approve Issue Size of Convertible Bonds For
For Management
2c Approve Par Value and Issue Price of For
For Management
Convertible
Bonds
2d Approve Term of Convertible Bonds For
For Management
2e Approve Interest Rate of Convertible For
For Management
Bonds
2f Approve Method and Timing of Interest For
For Management
Payment of Convertible
Bonds
2g Approve Conversion Period of For
For Management
Convertible Bonds
2h Approve Conversion Price and Adjustment For
For Management
of Convertible
Bonds
2i Approve Downward Adjustment to For For
Management
Convertible Bonds' Conversion
Price
2j Approve Conversion Method of Fractional For
For Management
Share of the Convertible Bonds
2k Approve Terms of Redemption of the For
For Management
Convertible
Bonds
2l Approve Redemption at the Option of For
For Management
Holders of Convertible
Bonds
2m Approve Dividend Rights of the Year of For
For Management
Conversion
2n Approve Method of Issuance and Target For
For Management
Subscribers
2o Approve Subscription Arrangement for For
For Management
Existing A Shareholders
2p Approve Convertible Bonds' Holders
and For For Management
Meetings
2q Approve Use of Proceeds from Fund For
For Management
Raising
Activities
2r Approve Special Provisions in Relation For
For Management
to Supplementary Capital
2s Approve Guarantee and Security of the For
For Management
Convertible
Bonds
2t Approve Validity Period of the For For Management
Resolution of the Convertible
Bonds'
Issue
2u Approve Matters Relating to For
For Management
Authorization in Connection with
the
Convertible Bonds'
Issue
3 Approve Capital Management Plan (2010 For
For Management
to
2012)
4 Approve Feasibility Analysis Report on For
For Management
the Use of Proceeds of the
Public
Issuance of A Share
Convertible
Corporate Bonds by the
Bank
5 Approve Utilization Report on the For
For Management
Bank's Use of Proceeds from
the
Previous Issuance of Securities by
the
Bank
6 Elect Li Jun as Supervisor For
For Management
--------------------------------------------------------------------------------
BANK OF CHINA
LIMITED
Ticker: 601988 Security ID: Y0698A107
Meeting Date: MAY 27, 2010 Meeting Type:
Annual
Record Date: APR 26,
2010
# Proposal Mgt Rec Vote Cast
Sponsor
1 Accept 2009 Working Report of the Board For
For Management
of
Directors
2 Accept 2009 Working Report of the For
For Management
Supervisors
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve the 2009 Profit Distribution For
For Management
Plan
5 Aprove the 2010 Annual Budget For
For Management
6 Approve PricewaterhouseCoopers Zhong For
For Management
Tian CPAs Limited Company
and
PricewaterhouseCoopers Hong Kong
as
Auditors
7a Reelect Xiao Gang as an Executive For
For Management
Director
7b Reelect Li Lihui as an Executive For For
Management
Director
7c Reelect Li Zaohang as an Executive For
For Management
Director
7d Reelect Zhou Zaiqun as an Executive For
Against Management
Director
7e Reelect Anthony Francis Neoh as an For
For Management
Independent Non-Executive
Directo
7f Reelect Huang Shizhong as an For
For Management
Independent Non-Executive
Director
7g Reelect Huang Danhan as an Independent For
For Management
Non-Executive
Director
8a Elect Qin Rongsheng as an External For
For Management
Supervisor
8b Elect Bai Jingming as an External For
For Management
Supervisor
8c1 Reelect Wang Xueqiang as a None
For Shareholder
Shareholders Representative
Supervisor
of the
Bank
8c2 Reelect Liu Wanming as a Shareholders None
For Shareholder
Representative Supervisor of the
Bank
9 Approve Remuneration Scheme for the For
For Management
External Supervisors
10 Amend Articles of Association For
For Management
11 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
12 Approve Adjustments of Several Items of None
For Shareholder
the Delegation of Authorities by
the
Shareholders Meeting to the Board
of
Directors
--------------------------------------------------------------------------------
BEIJING JINGKELONG CO
LTD.
Ticker: 814 Security ID:
Y0771X107
Meeting Date: MAY 4, 2010 Meeting Type:
Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Issue and Allotment of A For
For Management
Shares and the Application for the
Initial Public Offering and Listing
of
A
Shares
1a Approve Type of Securities to be Issued For For
Management
in Relation to the Issue of A
Shares
and the Application for the
Initial
Public Offering and Listing of A Shares
1b Approve Place of Listing in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A
Shares
1c Approve Number of A Shares to be Issued For
For Management
in Relation to the Issue of A
Shares
and the Application for the
Initial
Public Offering and Listing of A
Shares
1d Approve Issue Targets in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A
Shares
1e Approve Nominal Value of Each Share in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A Shares
1f Approve Rights to Distribution in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial Public
Offering and Listing of A
Shares
1g Approve Basis of the Issue Price in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A
Shares
1h Approve Method of Issue in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A
Shares
1i Approve Use of Proceeds in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A Shares
1j Approve Resolution to be Effective for For
For Management
a Period of 12
Months
2 Authorize the Board to Ratify and For
For Management
Execute the Approved Resolutions
in
Relation to the Issue of A Shares
and
the Application for the Initial Public
Offering and Listing of A
Shares
3 Amend Articles of Association For
For Management
4 Approve Adoption of Rules of Procedures For
For Management
for General
Meetings
5 Approve Adoption of the Rules of For
For Management
Procedures for the
Board
6 Approve Adoption of the Rules of For
For Management
Procedures for the
Supervisory
Committee
7 Approve Adoption of the Working System For
For Management
for Independent
Directors
--------------------------------------------------------------------------------
BEIJING JINGKELONG CO LTD.
Ticker: 814 Security ID:
Y0771X107
Meeting Date: MAY 4, 2010 Meeting Type:
Special
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Issue and Allotment of A For
For Management
Shares and the Application for the
Initial Public Offering and Listing
of
the A
Shares
1a Approve Type of Securities to be Issued For For Management
in Relation to the Issue of A
Shares
and the Application for the
Initial
Public Offering and Listing of A
Shares
1b Approve Place of Listing in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A
Shares
1c Approve Number of Shares to be Issued For
For Management
in Relation to the Issue of A
Shares
and the Application for the
Initial
Public Offering and Listing of A
Shares
1d Approve Issue Targets in Relation to For
For Management
the Issue of A Shares and the
Application for the Initial
Public
Offering and Listing of A
Shares
1e Approve Nominal Value of Each Share in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A Shares
1f Approve Rights to Distribution in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A
Shares
1g Approve Basis of the Issue Price in For
For Management
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A
Shares
1h Approve Method of Issue in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A
Shares
1i Approve Use of Proceeds in Relation to For
For Management
the Issue of A Shares and
the
Application for the Initial
Public
Offering and Listing of A Shares
1j Approve the Validity Period of For
For Management
Resolution
2 Authorize the Board to Ratify and For For
Management
Execute the Approved Resolutions
in
Relation to the Issue of A Shares
and
the Application for the Initial
Public
Offering and Listing of A
Shares
--------------------------------------------------------------------------------
BEIJING JINGKELONG CO
LTD.
Ticker: 814 Security ID:
Y0771X107
Meeting Date: JUN 10, 2010 Meeting Type:
Annual
Record Date: MAY 20,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Reappoint Ernst & Young Hua Ming For
For Management
Certified Public Accountants and
Ernst
& Young as PRC and Non-PRC
Auditors,
Respectively, and Authorize Board to
Fix Their
Remuneration
5 Approve Final Dividend of RMB 0.18 Per For
For Management
Share
6 Approve Interim Dividend For
For Management
7 Approve Early Termination of Wei For
For Management
Tingzhan, Li Jianwen, Li Chunyan,
Liu
Yuejin, Gu Hanlin, Li Shunxiang,
Fan
Faming, Huang Jiangming and Chung
Chi
Kong as
Directors
8 Approve Early Termination of Qu Xinhua, For
For Management
Yang Baoqun, Chen Zhong and
Cheng
Xianghong as
Supervisors
9 Reelect Wei Tingzhan as Executive For
For Management
Director
10 Reelect Li Jianwen as Executive For
For Management
Director
11 Reelect Li Chunyan as Executive For
For Management
Director
12 Reelect Liu Yuejin as Executive For
For Management
Director
13 Reelect Gu Hanlin as
Non-Executive For For Management
Director
14 Reelect Li Shunxiang as Non-Executive For
For Management
Director
15 Reelect Wang Liping as Independent For
For Management
Non-Executive
Director
16 Reelect Chen Liping as Independent For
For Management
Non-Executive
Director
17 Reelect Choi Onward as Independent For
For Management
Non-Executive
Director
18 Reelect Yang Baoqun as Supervisor For
For Management
19 Reelect Chen Zhong as Independent For
For Management
Supervisor
20 Reelect Cheng Xianghong as Independent For
For Management
Supervisor
21 Reelect Liu Wenyu as Supervisor For
For Management
22 Approve Remuneration of Executive For
For Management
Directors and/or Non-Executive
Directors
23 Approve Remuneration of Supervisors For
For Management
24 Authorize Board to Enter Agreement with For For
Management
Each of the
Reelected
Directors/Supervisors
25 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
26 Authorize Issuance of Short Term For
Against Management
Debentures
27 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS)
LTD.
Ticker: 2388 Security ID:
Y0920U103
Meeting Date: MAY 20, 2010 Meeting Type:
Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Dividends of HK$0.57 Per Share For
For Management
for the year ended Dec. 31,
2009
3a Reelect Li Lihui as Director For For
Management
3b Reelect Zhang Yanling as Director For
For Management
3c Reelect Gao Yingxin as Director For
For Management
3d Reelect Tung Chee Chen Director For For Management
4 Approve PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
6 Authorize Repurchase of Up to Ten For
For Management
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHENG SHIN RUBBER INDUSTRY CO.
LTD.
Ticker: 2105 Security ID:
Y1306X109
Meeting Date: JUN 15, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For For
Management
Dividends
3 Approve Increase of Capital and For
For Management
Issuance of New
Shares
4 Amend Operating Procedures for Loan of For
For Management
Funds to Other Parties and
Endorsement
and
Guarantee
5 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS)
LIMITED
Ticker: 1 Security ID:
Y13213106
Meeting Date: MAY 27, 2010 Meeting Type:
Annual
Record Date: MAY 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Elect Li Tzar Kuoi, Victor as Director For
For Management
3b Elect Ip Tak Chuen, Edmond as Director For
For Management
3c Elect Chiu Kwok Hung, Justin as For
For Management
Director
3d Elect Chow Kun Chee, Roland as For
For Management
Director
3e Elect Yeh Yuan Chang, Anthony as For
For Management
Director
3f Elect Chow Nin Mow, Albert as Director For
For Management
3g Elect Wong Yick-ming, Rosanna as For
For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
5b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS
LTD
Ticker: 1038 Security ID:
G2098R102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 28,
2010
#
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Elect Kam Hing Lim as Director For
For Management
3b Elect Ip Tak Chuen, Edmond as Director For
For Management
3c Elect Andrew John Hunter as Director For
For Management
3d Elect Chow Woo Mo Fong, Susan as For
Against Management
Director
3e Elect Frank John Sixt Director For
For Management
4 Appoint Deloitte Touche Tohmatsu as For
For Management
Auditor and Authorize Board to
Fix
Their
Remuneration
5a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
5b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For
Against Management
Shares
6 Approve Continuing Connected For For Management
Transactions with a Related Party
and
the Cap Pursuant to the
Master
Agreement
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY
LIMITED
Ticker: 601898 Security ID:
Y1434L100
Meeting Date: DEC 18, 2009 Meeting Type:
Special
Record Date: NOV 18,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY
LIMITED
Ticker: 601898 Security ID:
Y1434L100
Meeting Date: JUN 25, 2010 Meeting Type:
Annual
Record Date: MAY 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Plan for For For Management
the Year
2009
5 Approve Capital Expenditure Budget for For
For Management
the Year
2010
6 Approve Remuneration of Directors and For
For Management
Supervisors
7 Reappoint PricewaterhouseCoopers Zhong For
For Management
Tian CPAs Limited Company
and
PricewaterhouseCoopers,
Certified
Public Accountants as Domestic
Auditors
and International
Auditors,
Respectively, and Authorize the
Board
to Fix Their
Remuneration
8 Amend Articles of Association For
For Management
9 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
10 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID:
Y1397N101
Meeting Date: JUN 24, 2010 Meeting Type:
Special
Record Date: MAY 24,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Type and Nominal Value of For
For Management
Rights Shares in Relation to the
A
Share and H Share
Issue
1b Approve Proportion and Number of Shares For
For Management
to be Issued in Relation to the A
Share
and H Share
Issue
1c Approve Subscription Price of the For
For Management
Rights Issue in Relation to the A
Share
and H Share Issue
1d Approve Target Subscribers in Relation For
For Management
to the A Share and H Share
Issue
1e Approve Use of Proceeds in Relation to For
For Management
the A Share and H Share
Issue
1f Approve Arrangement For the Accumulated For
For Management
Undistributed Profits of the Bank Prior
to the Rights
Issue
1g Approve Effective Period of the For
For Management
Resolution in Relation to the A Share
and H Share
Issue
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK
CORPORATION
Ticker: CNCBK Security ID:
Y1397N101
Meeting Date: JUN 24, 2010 Meeting Type:
Annual
Record Date: MAY 24,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Board of For
For Management
Supervisors
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Fixed Asset Investment Budget For
For Management
For
2010
5 Approve Profit Distribution Plan For For
For Management
2009
6 Approve Final Emoluments Distribution For
For Management
Plan For Directors and
Supervisors
7 Appoint Auditors and Authorize Board to For For
Management
Fix Their
Remuneration
8a Approve Type and Nominal Value
of For For Management
Rights Shares in Relation to the
A
Share and H Share
Issue
8b Approve Proportion and Number of Shares For
For Management
to be Issued in Relation to the A
Share
and H Share
Issue
8c Approve Subscription Price of Rights For
For Management
Issue in Relation to the A Share and
H
Share Issue
8d Approve Target Subscribers in Relation For
For Management
to the A Share and H Share
Issue
8e Approve Use of Proceeds in Relation to For
For Management
the A Share and H Share
Issue
8f Approve Arrangement For Accumulated For
For Management
Undistributed Profits of the Bank Prior
to the Rights
Issue
8g Approve Effective Period of the For
For Management
Resolution in Relation to the A Share
and H Share
Issue
9 Approve Authorization For the Rights For
For Management
Issue of A Shares and H Shares
10 Approve Feasibility Report on the For
For Management
Proposed Use of Proceeds Raised
from
the Rights Issue of A Shares and
H
Shares
11 Approve Report on the Use of Proceeds For
For Management
From the Previous A Share
Issue
12 Approve Mid-Term Plan of Capital For
For Management
Management
13a Elect Guo Shuqing as Executive Director For
For Management
13b Elect Zhang Jianguo as Executive For
For Management
Director
13c Elect Lord Peter Levene as Independent For
For Management
Non-Executive Director
13d Elect Jenny Shipley as Independent For
For Management
Non-Executive
Director
13e Elect Elaine La Roche as Independent For For
Management
Non-Executive
Director
13f Elect Wong Kai-Man as Independent For
For Management
Non-Executive Director
13g Elect Sue Yang as Non-Executive For
For Management
Director
13h Elect Yam Chi Kwong, Joseph as For
For Management
Independent Non-Executive
Director
13i Elect Zhao Xijun as Independent For
For Management
Non-Executive
Director
14a Elect Xie Duyang as Shareholder For
For Management
Representative
Supervisor
14b Elect Liu Jin as Shareholder For
For Management
Representative Supervisor
14c Elect Guo Feng as External Supervisor For
For Management
14d Elect Dai Deming as External Supervisor For
For Management
14e Elect Song Fengming as Shareholder For
For Management
Representative
Supervisor
15a Elect Zhu Xiaohuang as Executive None
For Shareholder
Director
15b Elect Wang Shumin as Non-Executive None
For Shareholder
Director
15c Elect Wang Yong as Non-Executive None For Shareholder
Director
15d Elect Li Xiaoling as Non-Executive None
For Shareholder
Director
15e Elect Zhu Zhenmin as
Non-Executive None For Shareholder
Director
15f Elect Lu Xiaoma as Non-Executive None
For Shareholder
Director
15g Elect Chen Yuanling as Non-Executive None
For Shareholder
Director
16 Amend Rules of Procedure Re: Delegation None
For Shareholder
of Authorities by the
Shareholder's
General Meeting to the
Board
--------------------------------------------------------------------------------
CHINA FOODS LTD. (FORMERLYCOFCO INTERNATIONAL
LTD.
Ticker: 506 Security ID:
G2154F109
Meeting Date: JUN 8, 2010 Meeting Type:
Annual
Record Date: JUN 3,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For For
Management
Statutory
Reports
2 Approve Final Dividend of HK$0.0345 Per For
For Management
Share
3 Reelect Qu Zhe as Executive Director For
For Management
4 Reelect Zhang Zhentao as Executive For
Against Management
Director
5 Reelect Luan Xiuju as Executive For
For Management
Director
6 Reelect Ma Jianping as Non-Executive For
For Management
Director
7 Reelect Wu Wenting as Non-Executive For
For Management
Director
8 Reelect Wang Zhiying as Executive For
For Management
Director
9 Authorize the Board to Fix Remuneration For
For Management
of Directors
10 Reappoint Ernst and Young as Auditors For
For Management
and Authorize the Board to Fix
Their
Remuneration
11 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
12 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
13 Authorize Reissuance of Repurchased For
Against Management
Shares
14 Amend Bylaws For
For Management
--------------------------------------------------------------------------------
CHINA FOODS LTD. (FORMERLYCOFCO INTERNATIONAL
LTD.
Ticker: 506 Security ID:
G2154F109
Meeting Date: JUN 8, 2010 Meeting Type:
Special
Record Date: JUN 3,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve COFCO Products Mutual Supply For
For Management
Agreement with COFCO Corporation
and
Annual
Caps
2 Approve COFCO Coca-Cola Products
Mutual For For Management
Supply Agreement Between COFCO
Coca-Cola Beverages Limited and Tianjin
Coca-Cola Beverages Co., Ltd.
and
Annual Caps
--------------------------------------------------------------------------------
CHINA
INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 200039 Security ID: Y1457J107
Meeting Date: DEC 16, 2009 Meeting Type:
Special
Record Date: DEC 9,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve System of Appointment of Audit For
For Management
Firm
2 Approve Provision of Guarantee for a For
For Management
Project
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO.
LIMITED
Ticker: 601628 Security ID:
Y1477R204
Meeting Date: JUN 4, 2010 Meeting Type:
Annual
Record Date: MAY 3,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Report of the Board of For
For Management
Directors
2 Approve Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory Reports
4 Approve Profit Distribution and Cash For
For Management
Dividend Distribution Plan for
2009
5 Reappoint PricewaterhouseCoopers Zhong For For
Management
Tian Certified Public
Accountants
Limited Company
and
PricewaterhouseCoopers as PRC
and
International Auditors,
Respectively,
and Authorize Board to Fix
Their
Remuneration
6 Elect Anthony Francis Neoh as For
For Management
Independent Non-Executive
Director
7 Approve Renewal of Liability Insurance For
Against Management
for Directors and Senior
Management
Officers
8 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO
LTD
Ticker: CHMBK Security ID:
CNE1000002M1
Meeting Date: OCT 19, 2009 Meeting Type: Special
Record Date: SEP 18,
2009
#
Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of Shares For For
Management
to be Issued Under the Proposed
Rights
Issue of A Shares and H
Shares
1b Approve Ratio and Number of Shares to For
For Management
be Issued Under the Proposed
Rights
Issue of A Shares and H
Shares
1c Approve Subscription Pricing and Price For
For Management
Determination Basis Under the
Proposed
Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers Under the For
For Management
Proposed Rights Issue of A Shares and
H
Shares
1e Approve Use of Proceeds Under the For
For Management
Proposed Rights Issue of A Shares and
H
Shares
1f Authorize Board to Deal With Specific For
For Management
Matters Relating to the Proposed Rights
Issue of A Shares and H
Shares
1g Approve Validity of the Special For
For Management
Resolution
2 Approve Proposal in Relation to For
For Management
Undistributed Profits Prior to
the
Completion of the Rights
Issue
3 Approve Proposal Regarding the Use of For
For Management
Proceeds of the Rights
Issue
4 Approve Explanatory Statement In For
For Management
Relation to the Use of Proceeds
from
the Previous Fund
Raising
5 Approve Provisional Measures for For
For Management
Appointment of Annual
Auditors
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO
LTD
Ticker: CHMBK Security ID:
CNE1000002M1
Meeting Date: OCT 19, 2009 Meeting Type:
Special
Record Date: SEP 18,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Class and Par Value of Shares For
For Management
to be Issued Under the Proposed
Rights
Issue of A Shares and H Shares
1b Approve Ratio and Number of Shares to For
For Management
be Issued Under the Proposed
Rights
Issue of A Shares and H Shares
1c Approve Subscription Pricing and Price For
For Management
Determination Basis Under the
Proposed
Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers Under the For
For Management
Proposed Rights Issue of A Shares and
H
Shares
1e Approve Use of Proceeds Under the For
For Management
Proposed Rights Issue of A Shares and
H
Shares
1f Authorize Board to Deal With Specific For
For Management
Matters Relating to the Proposed
Rights
Issue of A Shares and H
Shares
1g Approve Validity of the Special For
For Management
Resolution
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID:
Y1495M112
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Annual Report For
For Management
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For
For Management
4 Approve 2009 Financial Statements For
For Management
5 Approve 2009 Allocation of Income and For
For Management
Dividends
6 Approve 2010 Financial Budget Report For
For Management
7 Approve to Re-Appoint Company's 2010 For
For Management
Audit Firm and Approve Payment of
Audit
Fee
8 Approve to Amend Rules and Procedures For
For Management
Regarding Shareholder's
Meeting
9 Approve to Amend Rules and Procedures For
For Management
Regarding Board of Directors'
Meeting
10 Approve to Amend Rules and Procedures For
For Management
Regarding Supervisory Committee
Meeting
11 Approve Associated Credit to a Company For
For Management
12 Amend Articles of Association For For
Management
--------------------------------------------------------------------------------
CHINA MOBILE
LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 12, 2010 Meeting Type:
Annual
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend of HK$1.458 Per For
For Management
Share
3a Reelect Li Yue as Director For
For Management
3b Reelect Lu Xiangdong as Director For
Against Management
3c Reelect Xin Fanfei as Director For
For Management
3d Reelect Frank Wong Kwong Shing as For
For Management
Director
4 Reappoint KMPG as Auditors and For
For Management
Authorize Board to Fix
Their
Remuneration
5 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL
CORP.
Ticker: 386 Security ID:
CNE1000002Q2
Meeting Date: OCT 15, 2009 Meeting Type:
Special
Record Date: SEP 14,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Connected Transaction with a For
Against Management
Related Party and the Related
Annual
Caps
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL
CORP.
Ticker: 600028 Security ID:
Y15010104
Meeting Date: MAY 18, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Consolidated Financial For For
Management
Statements
4 Approve Plan for Allocating Surplus For
For Management
Common Reserve Funds of RMB 20
Billion
From the After-Tax
Profits
5 Approve the Profit Distribution Plan For
For Management
for the Year Ended Dec. 31,
2009
6 Authorize the Board to Determine the For
For Management
Interim Profit Distribution Plan
for
2010
7 Reappoint KPMG Huazhen and KPMG as For
For Management
Domestic and Overseas
Auditors,
Respectively, and Authorize Board
to
Fix Their Remuneration
8 Acquire Certain Equity Interest and For
For Management
Loans Held by Sinopec
International
Petroleum Exploration and Production
Corp.
9 Authorize Board to Determine the For
For Management
Proposed Plan for Issuance of Debt
Financing
Instruments
10a Approve Type of Securities to be Issued For
For Management
in Relation to the Issuance of the A
Shares Convertible Corporate
Bonds
10b Approve Issuance Size in Relation to For
For Management
the Issuance of the A
Shares
Convertible Corporate
Bonds
10c Approve Nominal Value and Issue Price For
For Management
in Relation to the Issuance of the
A
Shares Convertible Corporate
Bonds
10d Approve Term in Relation to the For
For Management
Issuance of the A Shares
Convertible
Corporate Bonds
10e Approve Interest Rate in Relation to For
For Management
the Issuance of the A
Shares
Convertible Corporate Bonds
10f Approve Method and Timing of Interest For
For Management
Payment in Relation to the Issuance
of
the A Shares Convertible Corporate
Bonds
10g Approve Conversion Period in Relation For
For Management
to the Issuance of the A Shares
Convertible Corporate
Bonds
10h Approve Determination and Adjustment of For
For Management
Conversion Price in Relation to
the
Issuance of the A Shares
Convertible
Corporate
Bonds
10i Approve Downward Adjustment to For
For Management
Conversion Price in Relation to
the
Issuance of the A Shares
Convertible
Corporate
Bonds
10j Approve Conversion Method of Fractional For
For Management
Share in Relation to the Issuance
of
the A Shares Convertible
Corporate
Bonds
10k Approve Terms of Redemption in Relation For
For Management
to the Issuance of the A
Shares
Convertible Corporate Bonds
10l Approve Terms of Sale Back in Relation For
For Management
to the Issuance of the A
Shares
Convertible Corporate Bonds
10m Approve Dividend Rights of the Year of For
For Management
Conversion in Relation to the
Issuance
of the A Shares Convertible
Corporate
Bonds
10n Approve Method of Issuance and Target For
For Management
Subscribers in Relation to the
Issuance
of the A Shares Convertible
Corporate
Bonds
10o Approve Subscription Arrangement for For
For Management
Existing Shareholders in Relation
to
the Issuance of the A
Shares
Convertible Corporate
Bonds
10p Approve CB Holders and Bondholder For
For Management
Meetings in Relation to the Issuance
of
the A Shares Convertible
Corporate
Bonds
10q Approve Use of Proceeds from the For
For Management
Issuance of Convertible
Bonds
10r Approve Guarantee in Relation to the For For
Management
Issuance of the A Shares
Convertible
Corporate
Bonds
10s Approve Validity Period of the For
For Management
Resolutions in Relation to the
Issuance
of the A Shares Convertible
Corporate
Bonds
10t Approve Matters Relating to For
For Management
Authorisation in Relation to
the
Issuance of the A Shares
Convertible
Corporate
Bonds
10u Accept Feasibility Analysis Report on For
For Management
the Use of Proceeds from the
Issuance
of the A Shares Convertible
Corporate
Bonds
10v Approve Report on the Use of Proceeds For
For Management
from the Last Issuance of Securities
11 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
12a Elect Ma Weihua as
Independent For For Shareholder
Non-Executive
Director
12b Elect Wu Xiaogen as Independent For For Shareholder
Non-Executive
Director
--------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISES,
LTD.
Ticker: 291 Security ID:
HK0291001490
Meeting Date: NOV 27, 2009 Meeting Type:
Special
Record Date: NOV 12,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Asset Swap Agreement With China For
For Management
Resources (Holdings) Co.
Ltd.
--------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISES,
LTD.
Ticker: 291 Security ID:
Y15037107
Meeting Date: MAY 28, 2010 Meeting Type:
Annual
Record Date: MAY 20,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Lai Ni Hium as Director For For
Management
3b Reelect Houang Tai Ninh as Director For
For Management
3c Reelect Li Ka Cheung, Eric as Director For
For Management
3d Reelect Cheng Mo Chi as Director For For Management
3e Reelect Bernard Charnwut Chan as For
Against Management
Director
3f Reelect Siu Kwing Chue, Gordon as For
For Management
Director
3g Approve Remuneration of Directors For
For Management
4 Reappoint Auditors and Authorize the For
For Management
Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC.
Ticker: CSR Security ID:
16942J105
Meeting Date: FEB 3, 2010 Meeting Type:
Special
Record Date: JAN 5, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Amend Omnibus Stock Plan For
Against Management
--------------------------------------------------------------------------------
CHINA SECURITY & SURVEILLANCE TECHNOLOGY,
INC.
Ticker: CSR Security ID:
16942J105
Meeting Date: JUN 21, 2010 Meeting Type:
Annual
Record Date: APR 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1.1 Elect Director Guoshen Tu For
For Management
1.2 Elect Director Terence Yap For
Withhold Management
1.3 Elect Director Runsen Li For
For Management
1.4 Elect Director Peter Mak For
Withhold Management
1.5 Elect Director Robert Shiver For
For Management
2 Ratify Auditors For
For Management
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD.
Ticker: 601088 Security ID:
Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Board of For For
Management
Supervisors
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Plan and For
For Management
Final Dividend of RMB 0.53 Per
Share
5 Approve Remuneration of Directors and For
For Management
Supervisors
6 Reappoint KPMG Huazhen and KPMG as PRC For
For Management
and International
Auditors,
Respectively, and Authorize the
Board
to Fix Their
Remuneration
7 Approve Revised Annual Cap of the For
For Management
Continuing Connected Transactions
under
the Transportation Service
Framework
Agreement with Taiyuan Railway
Bureau
8 Approve Revised Annual Cap of the For
For Management
Continuing Connected Transactions
under
the Mutual Coal Supply Agreement
with
Shenhua Group Corporation Limited
9 Approve Mutual Coal Supply Agreement For
For Management
with Shenhua Group Corporation
Limited
and Annual
Caps
10 Approve Mutual Supplies and Services For
For Management
Agreement with Shenhua
Group
Corporation Limited and Annual
Caps
11 Approve Coal Supply Framework Agreement For
For Management
with China Datang Corporation
and
Annual
Caps
12 Approve Coal Supply Framework Agreement For
For Management
with Tianjin Jinneng Investment
Company
and Annual
Caps
13 Approve Coal Supply Framework Agreement For
For Management
with Jiangsu Guoxin Asset
Management
Group Company Limited and Annual
Caps
14 Approve Transportation Service For
For Management
Framework Agreement with Taiyuan
Railway Bureau and Annual
Caps
15 Approve Coal Supply Framework Agreement For For
Management
with Shaanxi Province
Coal
Transportation and Sales (Group) Co
Ltd
and Annual Caps
16a Reelect Zhang Xiwu as Executive For
For Management
Director
16b Reelect Zhang Yuzhuo as Executive For
For Management
Director
16c Reelect Ling Wen as Executive Director For
For Management
16d Reelect Han Jianguo as Non-Executive For
For Management
Director
16e Reelect Liu Benrun as Non-Executive For
For Management
Director
16f Reelect Xie Songlin as Non-Executive For
For Management
Director
16g Reelect Gong Huazhang as Independent For
For Management
Non-Executive Director
16h Reelect Guo Peizhang as Independent For
For Management
Non-Executive
Director
16i Reelect Fan Hsu Lai Tai as Independent For
For Management
Non-Executive
Director
17a Elect Sun Wenjian as Shareholders' For
For Management
Representative Supervisor
17b Elect Tang Ning as Shareholders' For
For Management
Representative
Supervisor
18 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
19 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO.,
LTD.
Ticker: 601088 Security ID:
Y1504C113
Meeting Date: JUN 18, 2010 Meeting Type:
Special
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI
XING)
Ticker: 600026 Security ID:
Y1503Y108
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: NOV 20,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve New Services Agreement and For For Management
Related Annual
Caps
2 Approve Financial Services Agreement For
Against Management
and Related Annual
Caps
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI
XING)
Ticker: 600026 Security ID:
Y1503Y108
Meeting Date: JUN 8, 2010 Meeting Type:
Annual
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Accept Report of the Board of Directors For
For Management
3 Accept Report of the Supervisory For
For Management
Committee
4 Approve Final Dividend of RMB 0.10 Per For
For Management
Share
5 Approve Report of Independent Board For
For Management
Committee
6 Approve 2009 Annual Report For For
Management
7 Approve Remuneration of Directors, For
For Management
Supervisors and Senior
Management
8 Reappoint Vocation International For For
Management
Certified Public Accountant Co.,
Ltd.
and UHY Vocation HK CPA Ltd. as
the
Domestic and International
Auditors,
Respectively, and Authorize the
Board
to Fix Their
Remuneration
9 Approve Entrusted Loan Agreement of RMB For
For Management
1.3 Billion from China Shipping
(Group)
Company
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION
LTD
Ticker: 728 Security ID:
Y1505D102
Meeting Date: DEC 29, 2009 Meeting Type:
Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Engineering Framework Agreement For
For Management
and Annual Cap
2 Approve Ancillary Telecommunications For
For Management
Services Framework Agreement and
Annual
Cap
3 Approve Strategic Agreement and its For
For Management
Supplemental
Agreement
4 Elect Miao Jianhua as a Supervisor For
For Management
5 Amend Articles Re: Description of the For
For Management
Scope of
Business
--------------------------------------------------------------------------------
CHINA TELECOM CORPORATION
LTD
Ticker: 728 Security ID:
Y1505D102
Meeting Date: MAY 25, 2010 Meeting Type:
Annual
Record Date: APR 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Profit Distribution Proposal For
For Management
and Final Dividend for the Year
Ended
December 31, 2009
3 Reappoint KPMG and KPMG Huazhen as For
For Management
International and Domestic
Auditors,
Respectively, and Authorize Board to
Fix Their
Remuneration
4a Approve Issuance of Debentures For
For Management
4b Authorize Board to Determine Specific For For Management
Terms, Conditions and Other Matters
of
the
Debentures
5a Approve Issuance of Bonds in One or For
For Management
More Tranches Not Exceeding RMB
30
Billion
5b Authorize Board to Determine Specific For
For Management
Terms, Conditions and Other Matters
of
the Company
Bonds
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Board to Increase the For
Against Management
Registered Capital of the Company
and
Amend the Articles of Association
to
Reflect Such
Increase
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID:
HK0000049939
Meeting Date: NOV 3, 2009 Meeting Type: Special
Record Date: OCT 29,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Repurchase of 899.7 Million For
For Management
Shares of HK$0.10 Each in the
Company's
Capital from SK Telecom Co., Ltd. for
a
Total Consideration of HK$10
Billion
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID:
Y1519S111
Meeting Date: MAY 12, 2010 Meeting Type:
Annual
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a1 Reelect Zuo Xunsheng as Director For
For Management
3a2 Reelect Tong Jilu as Director For
For Management
3a3 Reelect Cheung Wing Lam Linus as For
For Management
Director
3b Authorize the Board to Fix Remuneration For
For Management
of
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP
LTD.
Ticker: 1068 Security ID:
G21159101
Meeting Date: FEB 3, 2010 Meeting Type:
Special
Record Date: JAN 20,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Elect Yu Zhangli as Executive Director For
Against Management
and Approve His
Remuneration
1b Elect Wang Kaitian as Non-Executive For
For Management
Director and Approve His Remuneration
1c Elect Li Chenghua as Non-Executive For
For Management
Director and Approve His
Remuneration
1d Elect Qiao Jun as Independent For For Management
Non-Executive Director and Approve
His
Remuneration
1e Elect Chen Jianguo as Independent For
For Management
Non-Executive Director and Approve
His
Remuneration
1f Revise Number of Directors from 15 to For
For Management
11
2 Amend Articles Re: Board Size For
For Management
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP
LTD.
Ticker: 1068 Security ID:
G21159101
Meeting Date: MAY 26, 2010 Meeting Type:
Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Final Dividend of HK$0.15 Per For
For Management
Share
3 Reelect Zhu Yiliang as Executive For For
Management
Director
4 Reelect Ge Yuqi as Executive Director For
For Management
5 Reelect Yu Zhangli as Executive For
Against Management
Director
6 Reelect Jiao Shuge as Non-Executive For
For Management
Director
7 Authorize the Board to Fix Remuneration For
For Management
of
Directors
8 Reappoint KPMG as Auditors and For
For Management
Authorize the Board to Fix
Their
Remuneration
9 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
10 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
11 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS
LTD.
Ticker: 1333 Security ID:
G215AT102
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 20,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Consolidated Financial For
For Management
Statements and Statutory
Reports
2i Approve Final Dividend For
For Management
2ii Approve Final Special Dividend For
For Management
3ia Reelect Liu Zhongtian as Director For
For Management
3ib Reelect Lu Changqing as Director For
For Management
3ic Reelect Chen Yan as Director For
For Management
3ii Authorize the Board to Fix Their For
For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For
For Management
Auditors of the Company and Authorize
Board to Fix Their
Remuneration
5A Approve Issuance of Shares without For
Against Management
Preemptive Rights
5B Authorize Share Repurchase Program For
For Management
5C Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO.
LTD.
Ticker: 200625 Security ID:
Y1583S104
Meeting Date: DEC 15, 2009 Meeting Type:
Special
Record Date: DEC 8,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Increase in Expected Amount of For
Against Management
2009 Continuing Connected
Transactions
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO.
LTD.
Ticker: 625 Security ID:
Y1583S104
Meeting Date: MAR 8, 2010 Meeting Type:
Special
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Company's Eligibility for For
For Management
Issuance of A Shares via a Public
Placement
2 Approve the Issuance of A Shares via a For
For Management
Public Placement
2.1 Approve Issue Type For
For Management
2.2 Approve Par Value For
For Management
2.3 Approve Number of Shares and Scope For For Management
2.4 Approve Parties For
For Management
2.5 Approve the Arrangement of Rights For
For Management
Issuance
2.6 Approve Manner of Issuance For
For Management
2.7 Approve Issue Price and Pricing Basis For
For Management
2.8 Approve Resolution Validity Period For
For Management
2.9 Approve Usage of Funds For
For Management
2.10 Approve Arrangement of Undistributed For
For Management
Profits after
Issuance
2.11 Approve Authorization to the Board to For
For Management
Handle Matters in Relation to
the
Issuance of Shares via a
Public
Placement
3 Approve the Report of Feasibility of A For
For Management
Shares Public
Issuance
4 Amend Articles of Association (Special) For
For Management
5 Approve the Chongqing Vehicle Testing For
For Management
Plant
Project
6.1 Elelct Lian Gang as Director For For
Management
6.2 Elelct Ma Junpo as Director For
For Management
7 Elect Yang Jian as Supervisor For
For Management
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO.
LTD.
Ticker: 625 Security ID:
Y1583S104
Meeting Date: APR 26, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Directors' Report For
For Management
2 Approve 2009 Supervisors' Report For
For Management
3 Approve 2009 Annual Report and Annual For
For Management
Report
Summary
4 Approve 2009 Financial Statements For
For Management
5 Approve 2009 Allocation of Income and For
For Management
Dividends
6 Approve Related Parties to Use Changan For
For Management
Trademark
7 Approve Estimated Amount of 2010 For
For Management
Continuing Connected Transactions
8 Approve to Re-Appoint Company's 2010 For
For Management
Audit
Firm
9 Authorize Board Chairman to Handle All For Against
Management
Matters in Relation to
Financing
--------------------------------------------------------------------------------
CNOOC
LTD.
Ticker: 883 Security ID:
Y1662W117
Meeting Date: MAY 20, 2010 Meeting Type:
Annual
Record Date: MAY 12,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Accept Financial Statements and For
For Management
Statutory
Reports
1b Approve Final Dividend For
For Management
1c1 Reelect Tse Hau Yin, Aloysius as For
For Management
Independent Non-Executive
Director
1c2 Reelect Zhou Shouwei as Non-Executive For
For Management
Director
1c3 Reelect Yang Hua as Executive Director For
For Management
1c4 Authorize Board Of Directors to Fix For
For Management
Remuneration of
Directors
1d Reelect Chiu Sung Hong as Independent For
For Management
Non-Executive Director and Authorize
Board to Fix His
Remuneration
1e Re-appoint Auditors and Authorise The For
For Management
Board to Fix Remuneration
2a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
2b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
2c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
COSCO PACIFIC
LIMITED
Ticker: 1199 Security ID:
BMG2442N1048
Meeting Date: OCT 8, 2009 Meeting Type:
Special
Record
Date:
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Disposal by COSCO Pacific For
For Management
Logistics Co. Ltd. of Its 49
Percent
Equity Interest in COSCO Logistics Co.
Ltd. to China COSCO Holdings Co.
Ltd.,
and the Related
Transactions
--------------------------------------------------------------------------------
COSCO PACIFIC
LIMITED
Ticker: 1199 Security ID:
G2442N104
Meeting Date: JAN 7, 2010 Meeting Type:
Special
Record Date: DEC 22,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve COSCON Shipping Services Master For
For Management
Agreement and Related Annual
Caps
2 Approve Florens-COSCON Container For
For Management
Related Services and Purchase
of
Materials Master Agreement and
Related
Annual
Caps
--------------------------------------------------------------------------------
COSCO PACIFIC LIMITED
Ticker: 1199 Security ID:
G2442N104
Meeting Date: MAY 25, 2010 Meeting Type:
Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Final Dividend For
For Management
3a1 Reelect Xu Lirong as Director For
Against Management
3a2 Reelect Sun Jiakang as Director For For
Management
3a3 Reelect Yin Weiyu as Director For
Against Management
3a4 Reelect Li Kwok Po, David as Director For
For Management
3a5 Reelect Timothy George Freshwater as For
For Management
Director
3b Authorize Board to Fix the Remuneration For
For Management
of
Directors
4 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
5b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
D-LINK
CORP.
Ticker: 2332 Security ID: Y2013S102
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: APR 19,
2010
# Proposal Mgt Rec Vote Cast
Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Amend Articles of Association For
For Management
4 Amend Procedures Governing the For
For Management
Acquisition or Disposal of
Assets
5 Approve Amendments on the Procedures For
For Management
for Loans to Other
Parties
6 Approve Amendments on the Procedures For
For Management
for Endorsement and
Guarantees
7 Transact Other Business None
None Management
--------------------------------------------------------------------------------
DAH CHONG HONG HOLDINGS
LTD
Ticker: 1828 Security ID:
Y19197105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 5,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements
and For For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Wai King Fai, Francis as For
Against Management
Director
3b Reelect Yin Ke as Director For
For Management
3c Reelect Fei Yiping as Director For
For Management
3d Reelect Mak Kwing Tim as Director For
For Management
3e Reelect Lau Sei Keung as Director For
For Management
3f Reelect Tsoi Tai Kwan, Arthur as For
For Management
Director
3g Reelect Cheung Kin Piu, Valiant as For
For Management
Director
4 Reappoint KPMG as Auditors and For
For Management
Authorize the Board to Fix
Their
Remuneration
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 For For
Management
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased For
Against Management
Shares
8 Approve Disposal of Property at No Less For
For Management
than the Open Market
Value
--------------------------------------------------------------------------------
DAIRY FARM
INTERNATIONAL
Ticker: DFIHY Security ID:
G2624N153
Meeting Date: MAY 5, 2010 Meeting Type:
Annual
Record Date: APR 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
(Voting)
2 Reelect Ronald J Floto as Director For
For Management
3 Reelect George J Ho as Director For
Abstain Management
4 Reelect Michael Kok as Director For
For Management
5 Reelect Giles White as Director For
Abstain Management
6 Approve Auditors and Authorize Board to For
For Management
Fix Their Remuneration
7 Authorize Issuance of Equity or For
For Management
Equity-Linked Securities with
or
without Preemptive Rights
8 Authorize Share Repurchase Program For
For Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO.
LTD
Ticker: 991 Security ID:
CNE1000002Z3
Meeting Date: AUG 10, 2009 Meeting Type:
Special
Record Date: JUL 10,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Provision of Guarantee for the For
For Management
Borrowing of Inner Mongolia
Datang
International Zhuozi Windpower Co.
Ltd.
2 Approve Provision of Guarantee for
the For For Management
Borrowing of Jiangsu
Datang
International Lvsigang Power
Generation
Co.
Ltd.
3 Approve Provision of Guarantee for the For
For Management
Borrowing of Yunnan Datang
International Lixianjiang
Hydropower
Development Co.
Ltd.
4 Approve Provision of Guarantee for the For For
Management
Borrowing of Inner Mongolia
Datang
International Hohhot Thermal
Power
Generation Co. Ltd.
5 Approve Provision of Guarantee for the For
For Management
Borrowing of Inner Mongolia
Datang
International Renewable Energy
Resource
Development Co.
Ltd.
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO.
LTD
Ticker: 0991 Security ID:
Y20020106
Meeting Date: APR 19, 2010 Meeting Type:
Special
Record Date: MAR 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Fund Contribution of Datang For
For Management
Energy and Chemical Co. Ltd.
to
Establish Inner Mongolia
Datang
International Duolun Coal Chemical
Co.
Ltd. for the Purposes of
Constructing
and Operating the Duolun Coal Chemical
Project
2 Approve Provision of Counter-Guarantee For
For Management
by the Company for a Loan of Datang
International (Hong Kong)
Ltd.
3 Approve Provision of Entrusted Loan to For
For Management
Inner Mongolia Datang
International
Duolun Coal Chemical Co. Ltd. by China
Datang Finance Co. Ltd. under
the
Revolving Entrusted Loan
Agreement
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO.
LTD
Ticker: 0991 Security ID:
Y20020106
Meeting Date: JUN 11, 2010 Meeting Type:
Annual
Record Date: MAY 12,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Proposal For
For Management
5 Approve Provisions of Guarantees for For
For Management
Financings of Xinyu Power
Company,
Qian'an Thermal Power
Company,
Diaobingshan Power Company, Liaoning
Wind Power Company and Zhangzhou
Wind
Power
Company
6 Approve Capital Contribution to the For
For Shareholder
Establishment of Fuxin Coal-Based
Gas
Company
7 Approve Adjustment of Total Investment For
For Shareholder
and Capital Contribution Proposal
of
Keqi Coal-Based Gas
Project
8 Appoint RSM China Certified Public For
For Shareholder
Accountants and RSM Nelson
Wheeler
Certified Public Accountants
as
Domestic
Auditors
9 Amend Articles of Association For
For Management
10 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
11 Approve Non-Public Issuance of A Shares For
For Shareholder
(A Share
Issue)
12a Approve Type of Shares to be Issued and For For
Shareholder
Par Value for the A Share
Issue
12b Approve Number of Shares to be Issued For
For Shareholder
Under the A Share
Issue
12c Approve Method and Time of the A Share For
For Shareholder
Issue
12d Approve Target Subscribers and For
For Shareholder
Subscription Method of the A
Share
Issue
12e Approve Place of Listing of the A Share For
For Shareholder
Issue
12f Approve Issue Price and Method of For
For Shareholder
Pricing of the A Share
Issue
12g Approve Use of Fundraising Proceeds For
For Shareholder
from the A Share
Issue
12h Approve Arrangement for the Accumulated For
For Shareholder
Profits Prior to the Current Issue
Under the A Share
Issue
12i Approve Arrangement for the Lock-Up For
For Shareholder
Period of the A Share Issue
12j Approve the Effective Period for the For
For Shareholder
Resolution on the Current A Share
Issue
13 Approve Feasibility Analysis Report on For For
Shareholder
the Use of Fundraising
Proceeds
14 Approve Report on the Previous Use of For
Against Shareholder
Fundraising
Proceeds
15 Approve General Meeting to Authorise For
For Shareholder
the Board to Conduct All Matters
in
Relation to the Current
Non-Public
Issue of A
Shares
--------------------------------------------------------------------------------
DENWAY MOTORS LTD. (FORMERLY DENWAY
INVESTMENT)
Ticker: 203 Security ID:
Y2032Y106
Meeting Date: MAY 11, 2010 Meeting Type:
Annual
Record Date: MAY 4,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Declare Final
Dividend For For Management
3a Reelect Zhang Fangyou as Director For
For Management
3b Reelect Li Tun as Director For
For Management
3c Reelect Fu Shoujie as Director For For
Management
3d Reelect Lee Ka Lun as Director For
For Management
3e Authorize Board to Fix the Remuneration For
For Management
of
Directors
4 Reappoint Auditors and Authorize Board For
For Management
to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORP.
LTD.
Ticker: 600875 Security ID:
Y20958107
Meeting Date: JUN 18, 2010 Meeting Type:
Special
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Capitalization of RMB 1 Billion For For
Management
in the Capital Reserve Account into
the
Share Capital by Issuing New Shares
on
the Basis of 10 New Bonus Shares For
Every 10 A Shares and For Every 10
H
Shares
2 Approve Increase in Registered Share For
For Management
Capital from RMB 1 Billion to RMB
2
Billion upon Completion of the
Bonus
Issue
3 Authorize the Board to Ratify and For
For Management
Execute the Approved
Resolution
4 Amend Articles Re: Issued Share For
For Management
Capital, Capital Structure and
New
Registered
Capital
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORP. LTD.
Ticker: 600875 Security ID:
Y20958107
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For For
Management
Committee
3 Approve Proposal for Profit For
For Management
Distribution and Final
Dividends
4 Accept Financial Statements and For
For Management
Statutory
Reports
5 Reappoint Shinewing Certified Public For
For Management
Accountants and Shinewing (HK)
CPA
Limited as PRC and
International
Auditors, Respectively, and
Authorize
Board to Fix Their
Remuneration
6 Elect Peng Shaobing as Independent For
For Management
Non-Executive Director and
Authorize
Board to Fix His Remuneration
1a Approve Capitalization of RMB 1 Billion For
For Management
in the Capital Reserve Account into
the
Share Capital by Issuing New Shares
on
the Basis of 10 New Bonus Shares
For
Every 10 A Shares and For Every 10
H
Shares
1b Approve Increase in Registered Share For
For Management
Capital from RMB 1 Billion to RMB
2
Billion Upon Completion of the Bonus
Issue
1c Authorize the Board to Ratify and For
For Management
Execute the Approved
Resolution
1d Amend Articles Re: Issued Share For
For Management
Capital, Capital Structure and
New
Registered
Capital
2 Approve Issuance of Equity or None
Against Management
Equity-Linked Securities
without
Preemptive
Rights
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CORPORATION
LTD
Ticker: 600875 Security ID:
Y20958107
Meeting Date: DEC 30, 2009 Meeting Type:
Special
Record Date: NOV 27,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Acquisition of Equity For
For Management
Interests in Dongfang (Guangzhou)
Heavy
Machinery Co.
Ltd.
2 Appoint ShineWing Certified Public For For
Management
Accountants and SHINEWING (HK) CPA
Ltd.
as the Domestic and Overseas
Auditors,
Respectively For the Year 2009
and
Authorize Board to Fix
Their
Remuneration
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY
LTD
Ticker: 489 Security ID:
Y21042109
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory Reports
4 Approve Profit Distribution Plan and For
For Management
Final
Dividend
5 Authorize Board to Deal with All
Issues For For Management
in Relation of Interim Dividend for
the
Year
2010
6 Reappoint Ernst & Young and Ernst & For
For Management
Young Hua Ming as
International
Auditors and PRC
Auditors,
Respectively, and Authorize Board
to
Fix Their
Remuneration
7 Authorize the Board to Fix Remuneration For
For Management
of Directors and
Supervisors
8 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN
HOLDI
Ticker: 639 Security ID:
Y2677L104
Meeting Date: JUN 8, 2010 Meeting Type:
Special
Record Date: MAY 24,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Loan Agreement of HK$937 For
For Management
Million Between Jade Green
Investments
Limited and Xing
Libin
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN
HOLDI
Ticker: 639 Security ID:
Y2677L104
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: JUN 4,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Wang Pingsheng as Director For
For Management
3b Reelect Chen Zhouping as Director For
For Management
3c Reelect Wong Lik Ping as Director For
Against Management
3d Reelect So Kwok Hoo as Director For
For Management
3e Reelect Chen Zhaoqiang as Director For
Against Management
3f Reelect Liu Qingshan as Director For
Against Management
3g Reelect Zhang Wenhui as Director For
For Management
3h Reelect Zhang Yaoping as Director For
For Management
4 Authorize Board to Fix the Remuneration For
For Management
of
Directors
5 Appoint Auditors and Authorize Board to For
For Management
Fix Their
Remuneration
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
7 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8 Authorize Reissuance of Repurchased For
Against Management
Shares
9 Adopt New Memorandum and Articles of For
For Management
Association
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LTD (FORMERLY GREAT WALL
AUTOMOBILE
Ticker: 2333 Security ID:
Y2882P106
Meeting Date: MAY 18, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend of RMB 0.25 Per For
For Management
Share
3 Accept Report of the Board of Directors For
For Management
4 Accept Report of the Supervisory For For
Management
Committee
5 Reappoint Ernst & Young Hua Ming as the For
For Management
Company's PRC Auditors and Ernst
&
Young as the Company's
International
Auditors and Authorize Board to
Fix
Their
Remuneration
6 Approve Resignation byTseung Yuk Hei, For
For Management
Kenneth as Independent Non-
Executive
Director
7 Elect Chan Yuk Tong as Independent Non- For
For Management
Executive Director and Authorize
the
Board to Fix the
Director's
Remuneration
8 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
--------------------------------------------------------------------------------
GUANGDONG ELECTRIC POWER DEVELOPMENT CO
LTD
Ticker: 200539 Security ID: CNE000000HW5
Meeting Date: AUG 28, 2009 Meeting Type:
Special
Record Date: AUG 21,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Provision of Additional For
For Management
Guarantee for Weixin Yuntou
Yuedian
Zhaxi Energy Co.,
Ltd.
--------------------------------------------------------------------------------
GUANGDONG ELECTRIC POWER DEVELOPMENT CO
LTD
Ticker: 200539 Security ID:
CNE000000HW5
Meeting Date: NOV 18, 2009 Meeting Type:
Special
Record Date: NOV 9,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Acquisition of a 51-Percent For
For Management
Equity in a
Company
--------------------------------------------------------------------------------
GUANGDONG ELECTRIC POWER DEVELOPMENT CO
LTD
Ticker: 539 Security ID:
Y2923E110
Meeting Date: FEB 2, 2010 Meeting Type:
Special
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Loan Guarantee for a Company For
For Management
--------------------------------------------------------------------------------
GUANGDONG ELECTRIC POWER DEVELOPMENT CO.,
LTD.
Ticker: 539 Security ID:
Y2923E110
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 General Manager's Report For
For Management
3 Approve 2009 Financial Statements For
For Management
4 Approve 2009 Supervisors' Report For
For Management
5 Approve 2009 Allocation of Income and For
For Management
Dividends
6 Approve 2009 Annual Report and Annual For
For Management
Report
Summary
7 Approve to Re-Appoint Company's Audit For
For Management
Firm
8 Approve to Purchase Responsibility For
For Management
Insurance for Directors,
Supervisors
and Senior Management
Group
9 Approve Related Party Transaction for For
For Management
the Company and Its
Subsidiary
10 Elect Kong Huitian as Director For
For Management
11 Approve the Financial Service Framework For
For Management
Agreement to be Signed with a
Company
12 Approve a Company to Apply for For
For Management
Entrusted Loan for a Company
13 Approve the Provision of Entrusted Loan For
For Management
for a
Company
14 Approve the Extension of the Term of For
For Management
Provision of Entrusted Loan for
a
Company
15 Approve the Capital Increase to a For
For Management
Company
16 Approve the Abandonment of the Priority For
For Management
to Acquire 9 Percent Equity of
a
Company
17 Approve the Additional Guarantee for a For
For Management
Company
18 Approve the Additional Guarantee for For
For Management
another
Company
19 Approve the Guarantee for a Company For
For Management
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO.,
LTD.
Ticker: 2317 Security ID:
Y36861105
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For For
Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve Capitalization of 2009 For
For Management
Dividends and Issuance of New
Shares
4 Approve Increase of Cash Capital and For
For Management
Issuance of Ordinary Shares
to
Participate in the Issuance of
Global
Depository
Receipt
5 Approve Amendments on the Procedures For
For Management
for Loans to Other
Parties
6 Approve Amendments on the Procedures For
For Management
for Endorsement and Guarantees
7 Amend Articles of Association For
For Management
8.1 Elect Gou, Terry with ID Number 1 as For
For Management
Director
8.2 Elect Tai, Jeng-Wu from Hon-Hsiao For
For Management
International Investment Co. with
ID
Number 16662 as Director
8.3 Elect Lu, Sidney from Hon-Hsiao For
For Management
International Investment Co. with
ID
Number 16662 as
Director
8.4 Elect Chien, Mark from Hon-Jin For
For Management
International Investment Co. with
ID
Number 57132 as
Director
8.5 Elect Wu Yu-Chi with ID Number For
For Management
N120745520 as Independent
Director
8.6 Elect Liu, Cheng Yu with ID Number For
For Management
E121186813 as Independent
Director
8.7 Elect Huang, Chin-Yuan with ID Number For
For Management
R101807553 as
Supervisor
8.8 Elect Chen Wan, Jui-Hsia from Fu rui For
For Management
International Investment Co.,
Ltd.
with ID Number 18953 as
Supervisor
9 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
10 Transact Other Business None
None Management
--------------------------------------------------------------------------------
HOPEWELL HIGHWAY INFRASTRUCTURE
LTD
Ticker: 737 Security ID:
KYG459951003
Meeting Date: OCT 13, 2009 Meeting Type:
Annual
Record Date: OCT 6,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Consolidated Financial For
For Management
Statements and Statutory
Reports
2 Approve Final Dividend of HK$0.18 Per For
For Management
Share
3a1 Reelect Philip Tsung Cheng Fei as For
For Management
Director
3a2 Reelect Lee Yick Nam as Director For
For Management
3a3 Reelect Gordon Yen as Director For
For Management
3a4 Reelect Alan Ming Fai Tam as
Director For For Management
3a5 Reelect Chung Kwong Poon as Director For
For Management
3b Authorize Board to Fix the Remuneration For
For Management
of
Directors
4 Approve Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize Board to Fix
Their
Remuneration
5a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
HOPEWELL HOLDINGS
LTD.
Ticker: 54 Security ID:
HK0000051067
Meeting Date: OCT 13, 2009 Meeting Type:
Annual
Record Date: OCT 6,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Final Dividend of HK$0.58 Per For
For Management
Share
3a1 Reelect Eddie Ping Chang Ho as Director For
For Management
3a2 Reelect Albert Kam Yin Yeung as For
For Management
Director
3a3 Reelect Eddie Wing Chuen Ho Junior as For Against
Management
Director
3a4 Reelect Leo Kwok Kee Leung as Director For
For Management
3b Resolve Not to Fill Up Vacated Office For
For Management
Resulting From Retirement of
David
Yau-gay Lui as
Director
3c Approve Directors' Fees For
For Management
4 Reappoint Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
5b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
HTC
CORPORATION
Ticker: 2498 Security ID: Y3732M103
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: APR 19,
2010
# Proposal Mgt Rec Vote Cast
Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income
and For For Management
Dividends
3 Approve Capitalization of 2009 For
For Management
Dividends and Employee Profit
Sharing
4 Amend Articles of Association For
For Management
5 Amend Procedures Governing the For
For Management
Acquisition or Disposal of
Assets
6 Approve Amendments on the Procedures For
For Management
for Endorsement and
Guarantees
7 Approve Amendments on the Procedures For
For Management
for Loans to Other Parties
8.1 Elect Cher Wang with ID Number 2 as For
For Management
Director
8.2 Elect Wen-Chi Chen with ID Number 5 as For
For Management
Director
8.3 Elect HT Cho with ID Number 22 as For
For Management
Director
8.4 Elect Ho-Chen Tan with ID Number For
For Management
D101161444 as
Director
8.5 Elect Josef Felder with ID Number For
For Management
19610425FE as Independent
Director
8.6 Elect Chen-Kuo Lin with ID Number For
For Management
F102690133 as Independent
Director
8.7 Elect Representative of Way-Chih For
For Management
Investment Co., Ltd. with ID Number
15
as
Supervisor
8.8 Elect Po-Cheng Ko with ID Number 14257 For
For Management
as
Supervisor
8.9 Elect Caleb Ou-Yang with ID Number For
For Management
D101424339 as Supervisor
9 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
10 Transact Other Business None
None Management
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL
INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: DEC 22, 2009 Meeting Type:
Special
Record Date: NOV 20,
2009
# Proposal Mgt Rec Vote Cast
Sponsor
1 Approve Connected Transaction with For
For Management
Related Parties and Related Annual
Caps
2 Approve Capital Contribution Agreement For
For Management
Among Huaneng Power International
Inc.,
China Huaneng Group and
HIPDC
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL,
INC.
Ticker: HNP Security ID:
Y3744A105
Meeting Date: MAR 16, 2010 Meeting Type:
Special
Record Date: FEB 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Class of Shares and Nominal For
For Management
Value Per Share in Relation to the
New
A Share Issue and the New H Share
Issue
1b Approve Method of Issuance in Relation For
For Management
to the New A Share Issue and the New H
Share
Issue
1c Approve Target Subscribers in Relation For
For Management
to the New A Share Issue and the New H
Share
Issue
1d Approve Method of Subscription in For
For Management
Relation to the New A Share Issue
and
the New H Share
Issue
1e Approve Number of Shares to be Issued For
For Management
in Relation to the New A Share
Issue
and the New H Share
Issue
1f Approve Price Determinate Date in For
For Management
Relation to the New A Share Issue
and
the New H Share
Issue
1g Approve Subscription Price in Relation For
For Management
to the New A Share Issue and the New
H
Share Issue
1h Approve Adjustment to the Number of For
For Management
Shares to be Issued and
the
Subscription Price in Relation to the
New A Share Issue and the New H
Share
Issue
1i Approve Lock-Up Periods in Relation to For For
Management
the New A Share Issue and the New
H
Share
Issue
1j Approve Listing of Shares in Relation For For
Management
to the New A Share Issue and the New
H
Share
Issue
1k Approve Use of Proceeds in Relation to For
For Management
the New A Share Issue and the New
H
Share
Issue
1l Approve Arrangement Regarding the For
For Management
Accumulated Undistributed Earnings
in
Relation to the New A Share Issue
and
the New H Share
Issue
1m Approve Relationship Between the New A For
For Management
Share Issue and the New H Share
Issue
1n Approve Validity Period of the For
For Management
Resolutions Relating to the New A
Share
Issue and the New H Share
Issue
2 Approve Resolutions Regarding the For
For Management
Signing of the Subscriptions Agreement
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL,
INC.
Ticker: HNP Security ID: Y3744A105
Meeting Date: MAR 16, 2010 Meeting Type:
Special
Record Date: FEB 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Class of Shares and Nominal For
For Management
Value Per Share in Relation to the
New
A Share Issue and the New H Share
Issue
1b Method of Issuance in Relation to the For
For Management
New A Share Issue and the New H
Share
Issue
1c Approve Target Subscribers in Relation For
For Management
to the New A Share Issue and the New
H
Share
Issue
1d Approve Method of Subscription in For
For Management
Relation to the New A Share Issue
and
the New H Share
Issue
1e Approve Number of Shares to be Issued For
For Management
in Relation to the New A Share
Issue
and the New H Share
Issue
1f Approve Price Determinate Date in For For
Management
Relation to the New A Share Issue
and
the New H Share
Issue
1g Approve Subscription Price in Relation For
For Management
to the New A Share Issue and the New
H
Share
Issue
1h Approve Adjustment to the Number of For
For Management
Shares to be Issued and
the
Subscription Price in Relation to
the
New A Share Issue and the New H
Share
Issue
1i Approve Lock-Up Periods in Relation to For
For Management
the New A Share Issue and the New
H
Share Issue
1j Approve Listing of Shares in Relation For
For Management
to the New A Share Issue and the New
H
Share Issue
1k Approve Use of Proceeds in Relation to For
For Management
the New A Share Issue and the New
H
Share Issue
1l Approve Arrangement Regarding the For
For Management
Accumulated Undistributed Earnings
in
Relation to the New A Share Issue and
the New H Share
Issue
1m Approve Relationship Between the New A For
For Management
Share Issue and the New H Share
Issue
1n Approve Validity Period of the For
For Management
Resolutions Relating to the New A
Share
Issue and the New H Share
Issue
2 Approve Signing of the Subscription For
For Management
Agreements with Designated
Investors
3 Meet Conditions for the New A Share For
For Management
Issue
4 Approve Feasibility Report on the Use For
For Management
of Proceeds from the New A Share
Issue
5 Approve Report on the Use of Proceeds For
For Management
from Previous Fund
Raising
6 Amend Articles Re: Shareholding For
For Management
Structure, Number of Shares in Issue,
and Registered Capital Consequential
to
the New
Issue
7 Authorize Board to Process All Related For For Management
Matters Incidental to the New A
Share
Issue and the New H Share
Issue
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL,
INC.
Ticker: HNP Security ID:
Y3744A105
Meeting Date: JUN 22, 2010 Meeting Type:
Annual
Record Date: JUN 1,
2010
#
Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For
For Management
Directors
2 Accept Working Report of the For
For Management
Supervisory
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Plan For
For Management
5 Reappoint PricewaterhouseCoopers Zhong For
For Management
Tian CPAs Co. Ltd.
and
PricewaterhouseCoopers as PRC
and
International Auditors, Respectively,
with a Total Remuneration of About
RMB
21.55
Million
6 Approve Issue of Short-term Debentures For
For Management
--------------------------------------------------------------------------------
I.T
LIMITED
Ticker: 999 Security ID:
BMG4977W1038
Meeting Date: JUL 30, 2009 Meeting Type:
Annual
Record
Date:
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Consolidated Financial For
For Management
Statements and Statutory
Reports
2a1 Reelect Wong Wai Ming as Director For
For Management
2a2 Reelect Sham Kar Wai as Director For
For Management
2b Authorize Board to Fix the Remuneration For
For Management
of
Directors
3 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
4 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
6 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
LIMITED
Ticker: 601398 Security ID:
CNE1000003G1
Meeting Date: SEP 2, 2009 Meeting Type:
Special
Record Date: JUL 31,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Capital Injection of an Amount For
For Management
Equivalent to RMB 3 Billion in
ICBC
Financial Leasing Co.,
Ltd.
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
LIMITED
Ticker: 601398 Security ID:
CNE1000003G1
Meeting Date: NOV 27, 2009 Meeting Type:
Special
Record Date: OCT 27,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Sale and Purchase Agreement For
For Management
Between Industrial and Commercial
Bank
of China Ltd. and Bangkok Bank
Public
Company Ltd. and the Voluntary Tender
and Delisting Offers and
Related
Transactions
2 Elect Malcolm Christopher McCarthy as For
For Management
Independent Non-Executive
Director
3 Elect Kenneth Patrick Chung as For
For Management
Independent Non-Executive
Director
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
LIMITED
Ticker: 601398 Security ID:
ADPV10686
Meeting Date: APR 8, 2010 Meeting Type:
Special
Record Date: MAR 8,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Elect Wang Lili as Executive Director For
For Management
2 Approve 2010 Fixed Assets Investment For
For Management
Budget
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
LIMITED
Ticker: 601398 Security ID:
ADPV10686
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Work Report of the Board For For Management
of
Directors
2 Approve 2009 Work Report of the Board For
For Management
of
Supervisors
3 Approve 2009 Audited Accounts For
For Management
4 Approve 2009 Profit Distribution Plan For
For Management
5 Reappoint Ernst and Young and Ernst and For
For Management
Young Hua Ming as Auditors and Fix
the
Total Audit Fees for 2010 at RMB
159.60
million
6 Approve Capital Management Plan for For
For Management
Years 2010 to
2012
7 Approve Issuance of H Shares and A For
For Management
Share Convertible Corporate
Bonds
(Convertible
Bonds)
8a Approve Type of Securities to be Issued For
For Management
in Relation to the Issuance of the
Convertible
Bonds
8b Approve Issue Size in Relation to the For
For Management
Issuance of the Convertible Bonds
8c Approve Nominal Value and Issue Price For
For Management
in Relation to the Issuance of
the
Convertible
Bonds
8d Approve Term in Relation to the For
For Management
Issuance of the Convertible
Bonds
8e Approve Interest Rate in Relation to For
For Management
the Issuance of the Convertible
Bonds
8f Approve Timing and Method of Interest For
For Management
Payment in Relation to the Issuance
of
the Convertible
Bonds
8g Approve Conversion Period in Relation For
For Management
to the Issuance of the
Convertible
Bonds
8h Approve Method for Determining the For
For Management
Number of Shares for Conversion
in
Relation to the Issuance of the
Convertible
Bonds
8i Approve Determination and Adjustment of For
For Management
CB Conversion Price in Relation to the
Issuance of the Convertible
Bonds
8j Approve Downward Adjustment to CB For
For Management
Conversion Price in Relation to the
Issuance of the Convertible
Bonds
8k Approve Terms of Redemption in Relation For
For Management
to the Issuance of the
Convertible
Bonds
8l Approve Terms of Sale Back in Relation For
For Management
to the Issuance of the
Convertible
Bonds
8m Approve Dividend Rights of the Year of For
For Management
Conversion in Relation to the
Issuance
of the Convertible Bonds
8n Approve Method of Issuance and Target For
For Management
Investors in Relation to the
Issuance
of the Convertible Bonds
8o Approve Subscription Arrangement for For
For Management
the Existing Holders of A Shares
in
Relation to the Issuance of the
Convertible
Bonds
8p Approve CB Holders and CB Holders' For
For Management
Meetings in Relation to the Issuance of
the Convertible
Bonds
8q Approve Use of Proceeds in Relation to For
For Management
the Issuance of the Convertible
Bonds
8r Approve Special Provisions in Relation For
For Management
to Supplementary Capital in Relation
to
the Issuance of the Convertible
Bonds
8s Approve Security in Relation to the For
For Management
Issuance of the Convertible
Bonds
8t Approve Validity Period of the For
For Management
Resolution in Relation to the
Issuance
of the Convertible
Bonds
8u Approve Matters Relating to For
For Management
Authorisation in Relation to the
Issuance of the Convertible
Bonds
9 Approve Feasibility Analysis Report on For
For Management
the Use of Proceeds of the Public
Issuance of A Share
Convertible
Corporate
Bonds
10 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from
the
Previous Issuance of Securities by
the
Bank
11 Approve the Revised Plan on None
For Shareholder
Authorisation of the
Shareholders'
General Meeting to the Board
of
Directors as Set Out in Appendix 1
to
the Supplemental Circular of the
Bank
Dated 4 May
2010
--------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO.,
LTD.
Ticker: 900948 Security ID:
Y40848106
Meeting Date: MAR 19, 2010 Meeting Type:
Annual
Record Date: MAR 10,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Directors' Report For
For Management
2 Approve 2009 Supervisors' Report For
For Management
3 Approve 2009 Annual Report and Annual For
For Management
Report Summary
4 Approve Allocation of 2009 Income For
For Management
5 Approve to Confirm the Difference For
For Management
between the Actual and the Forecasted
2009 Related Party Transactions
and
2010 Related Party
Transactions
6 Approve Guarantee for Company's For
For Management
Subsidiaries, Inner Mongolia
Yitai
quasi-Eastern Railway Co.,
Ltd.
--------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO.,
LTD.
Ticker: 900948 Security ID:
Y40848106
Meeting Date: MAY 11, 2010 Meeting Type:
Special
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Authorize Issuance of H Shares with For
For Management
Preemptive Rights
1.1 Approve Issue Qualifications and For
For Management
Conditions
1.2 Approve Overview of Issuance For
For Management
1.3 Approve Scale of Issuance For
For Management
1.4 Approve Manner of Pricing For
For Management
1.5 Approve Parties For For
Management
1.6 Approve Principle of Issurance For
For Management
1.7 Company's Conversion to Offering Shares For
For Management
Offshore
2 Approve Authorization to the Board to For
For Management
Handle Matters in Relation to
the
Issuance of H
Shares
3 Approve Plan for Usage of Funds Raised For
For Management
by H Share
Offering
4 Approve to Sign Conditional Equity For
For Management
Transfer Contract and other
Related
Party
Transactions
4.1 Approve Main Provisions of Conditional For
For Management
Equity Transfer Contract with
Yitai
Group
4.2 Approve Main Provisions of Trademark For
For Management
License Agreement with Yitai Group
4.3 Approve Main Provisions of Products, For
For Management
Technologies and Services
Purchasing
Framework Agreement with Yitai Group
4.4 Approve Main Provisions of For
For Management
Asset-Acquisition Related Products
and
Services Buying and Selling
Framework
Agreement with Yitai
Group
4.5 Approve Main Provisions of Agreement of For
For Management
Plan on Using of Rail Transport
License
with Yitai
Group
4.6 Approve Main Provisions of Lease For
For Management
Contract with Inner Mongolia
Yitai
Investment Co., Ltd. and Yitai
Group
4.7 Approve Main Provisions of Framework For
For Management
Agreement for Mutual Supply of
Products
with Inner Mongolia Yitai Coal Oil
Co.,
Ltd.
4.8 Approve Main Provisions of Integrated For
For Management
Transport and Maintenance Services
Supply Framework Agreement with
Hohhot
Railway
Bureau
4.9 Approve Main Provisions of Coal Product For For
Management
Supply Framework Agreement with
Inner
Mongolia Ruyi Industry Co.,
Ltd.
4.10 Approve Main Provisions of Coal Product For For Management
Supply Framework Agreement
with
Guangdong Electric Power Fuel Co.,
Ltd.
4.11 Approve Main Provisions of Coal Product For
For Management
Supply Framework Agreement with
Inner
Mongolia Jing Tai Power Co.,
Ltd.
5 Approve to Sign Agreement to Avoid For
For Management
Industry Competition with
Inner
Mongolia Yitai Investment Co.,
Ltd.
and Yitai
Group
6 Approve Resolution Validity Period of H For
For Management
Share
Issurance
7 Amend Articles of Association For
For Management
8 Approve Arrangement of Undistributed For
For Management
Profits before
Issuance
9 Approve to Sign Executive Directors For
Against Management
Service Contracts, Non-Executive
Directors Service
Contracts,
Independent Non-Executive
Directors
Service Contracts, Supervisor Services
Contract with Directors and
Supervisors
10 Approve Provision of Loan Guarantee on For
For Management
a Project for Call Quasi-MTR Co.,
Ltd.
of Inner Mongolia as
Company's
Subsidiary and Change Matters
in
Relation to Loan Guarantee for
the
Company
11 Approve to Change Matters in Relation For
For Management
to Loan Guarantee for the
Company's
Subsidiary Inner Mongolia
Yitai
Quasi-East Railway Co.,
Ltd.
12 Approve to Change Matters in Relation For
For Management
to Loan Guarantee for the Company's
Subsidiary Inner Mongolia Yitai
Jingyue
Acid Barbed Ditch Mining Co.,
Ltd.
13 Approve to Re-Appoint Company's Audit For
For Management
Firm
--------------------------------------------------------------------------------
JIANGLING MOTORS CORP. LTD
Ticker: 200550 Security ID:
Y4442C112
Meeting Date: DEC 15, 2009 Meeting Type:
Special
Record Date: DEC 7,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Increase of Quota for Deposit For
Against Management
in
Company
2 Elect Ren Qiang as Director For
For Management
3 Elect Xiong Chunying as Director For
For Management
--------------------------------------------------------------------------------
JIANGLING MOTORS CORP.
LTD
Ticker: 550 Security ID:
Y4442C112
Meeting Date: JUN 30, 2010 Meeting Type:
Annual
Record Date: JUN 21,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Directors' Report For
For Management
2 Approve 2009 Supervisors' Report For
For Management
3 Approve 2009 Financial Statements For
For Management
4 Approve 2009 Allocation of Income and For
For Management
Dividends
5 Approve to Expand Capacity of the For
For Management
Company
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY
LTD.
Ticker: 600362 Security ID:
Y4446C100
Meeting Date: JUN 17, 2010 Meeting Type:
Annual
Record Date: MAY 14,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Proposed Profit Distribution For
For Management
5 Approve Ernst & Young Hua Ming and For
For Management
Ernst & Young as the Company's
Domestic
and International
Auditors,
Respectively, and Authorize Board
to
Fix Their Remuneration
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
--------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP CO.
LTD.
Ticker: 268 Security ID: G52568147
Meeting Date: MAY 12, 2010 Meeting Type:
Annual
Record Date: MAY 6,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Directors' and Auditors'
Reports
2 Declare Final Dividend For
For Management
3a Reelect Xu Shao Chun as Director For
For Management
3b Reelect Chen Deng Kun as Director For
For Management
3c Reelect Yang Zhou Nan as Director For
For Management
4 Authorize Board to Fix the Remuneration For
For Management
of
Directors
5 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
6a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities without
Preemptive
Rights
6b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
LITE-ON IT
CORP.
Ticker: 8008 Security ID:
Y5319C101
Meeting Date: JUN 17, 2010 Meeting Type:
Annual
Record Date: APR 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Financial Statements For
For Management
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve Capitalization of 2009 For
For Management
Dividends and Employee Profit
Sharing
4 Amend Articles of Association For
For Management
5 Amend Operating Procedures for Loan of For
For Management
Funds to Other Parties and Endorsement
and
Guarantee
6 Elect Directors and Supervisors For
For Management
7 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
8 Transact Other Business None
None Management
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY
CORP.
Ticker: 2301 Security ID:
Y5313K109
Meeting Date: JUN 15, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income
and For For Management
Dividends
3 Approve the Issuance of New Shares from For
For Management
Retained
Earnings
4 Amend Articles of Association For
For Management
5 Amend Operating Procedures for Loan of For
For Management
Funds to Other Parties and
Endorsement
and
Guarantee
6.1 Elect Raymond Soong with ID Number 1 as For
For Management
Director
6.2 Elect David Lin with ID Number 639 as For
For Management
Director
6.3 Elect Joseph Lin from Dorcas Investment For
For Management
Co., Ltd. with ID Number 617
as
Director
6.4 Elect Warren Chen from Lite-On Capital For
For Management
Inc. with ID Number 28383 as
Director
6.5 Elect Keh-Shew Lu from Ta-Sung For
For Management
Investment Co., Ltd. with ID
Number
59285 as
Director
6.6 Elect Rick Wu from Ta-Sung Investment For
For Management
Co., Ltd. with ID Number 59285
as
Director
6.7 Elect CH Chen from Yuan Pao Development For
For Management
& Investment Co. Ltd. with ID
Number
103603 as
Director
6.8 Elect David Lee from Yuan Pao For
For Management
Development & Investment Co. Ltd.
with
ID Number 103603 as
Director
6.9 Elect Kuo-Feng Wu with ID Number 435271 For
For Management
as Director
6.10 Elect Harvey Chang with ID Number For
For Management
441272 as
Director
6.11 Elect Edward Yang with ID Number 435270 For For Management
as
Director
7 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
8 Transact Other Business None
None Management
--------------------------------------------------------------------------------
LONKING HOLDINGS
LTD.
Ticker: 3339 Security ID:
G5636C107
Meeting Date: MAY 28, 2010 Meeting Type:
Annual
Record Date: MAY 25,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend of HK$0.07 Per For
For Management
Share
3a Reelect Li San Yim as Executive For
For Management
Director
3b Reelect Qiu Debo as Executive Director For
For Management
3c Reelect Luo Jianru as Executive For
For Management
Director
3d Reelect Mou Yan Qun as Executive For
For Management
Director
3e Reelect Chen Chao as Executive Director For
For Management
3f Reelect Lin Zhong Ming as Executive For
For Management
Director
3g Reelect Ngai Ngan Ying as Non-Executive For
For Management
Director
3h Reelect Pan Longqing as Non-Executive For
For Management
Director
3i Reelect Qian Shizheng as Independent For
For Management
Non-Executive
Director
3j Reelect Han Xuesong as Independent For
For Management
Non-Executive Director
3k Authorize Board to Fix the Remuneration For
For Management
of
Directors
4a Elect Fang Deqin as Executive Director For
Against Management
4b Authorize Board to Fix the Remuneration For
Against Management
of Fang
Deqin
5 Reappoint Deloitte Touche Tohmatsu as For For
Management
Auditors and Authorize the Board to
Fix
Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
MEDIATEK
INC.
Ticker: 2454 Security ID:
Y5945U103
Meeting Date: JUN 15, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve Capitalization of 2009 For
For Management
Dividends and Employee Profit
Sharing
4 Amend Articles of Association For For
Management
5 Approve to Amend Rules and Procedures For
For Management
Regarding Shareholder's General
Meeting
6 Transact Other Business None
None Management
--------------------------------------------------------------------------------
NAGACORP
LTD.
Ticker: 3918 Security ID:
G6382M109
Meeting Date: MAY 31, 2010 Meeting Type:
Annual
Record Date: MAY 24,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Chen Lip Keong as Director For
For Management
3b Reelect Timothy Patrick McNally as For
For Management
Director
4 Elect Philip Lee Wai Tuck as Executive
For For Management
Director
5 Elect Michael Lai Kai Jin as For
For Management
Non-Executive Director
6 Authorize Board to Fix the Remuneration For
For Management
of Directors for the Year Ended
Dec.
31, 2009 and the Year Ending Dec. 31,
2010
7 Reappoint BDO Ltd. as Auditors and For
For Management
Authorize Board to Fix
Their
Remuneration
8a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
8b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
NEXT MEDIA LTD. (FRM.PARAMOUNT PUBLISHING GROUP
LTD.)
Ticker: 282 Security ID:
HK0282010369
Meeting Date: JUL 20, 2009 Meeting Type:
Annual
Record Date: JUL 16, 2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2a Reelect Ip Yut Kin as Executive For
For Management
Director
2b Reelect Chu Wah Hui as Executive For For
Management
Director
2c Reelect Cheung Ka Sing, Cassian as For
For Management
Non-Executive
Director
2d Reelect Wong Chi Hong, Frank as For
For Management
Independent Non-Executive
Director
2e Reelect Lee Ka Yam, Danny as For
For Management
Independent Non-Executive
Director
3 Authorize Board to Fix the Remuneration For
For Management
of
Directors
4 Reappoint Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
6 Authorize Repurchase of Up to 10 For For
Management
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased For
Against Management
Shares
8 Approve the Share Option Scheme of Aim For
Against Management
High Investments
Ltd.
9 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS
LTD
Ticker: P05 Security ID:
BMG7000R1088
Meeting Date: NOV 17, 2009 Meeting Type:
Special
Record
Date:
# Proposal Mgt Rec Vote
Cast Sponsor
1 Amend Bylaws For
For Management
2 Approve the People's Food Share Option For
Against Management
Scheme 2009
(Scheme)
3 Approve Grant of Options at a Discount For
Against Management
of Up to 20 Percent of the Market
Price
Pursuant to the
Scheme
4 Approve Variation of the Share Purchase For
For Management
Mandate
--------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: P05 Security ID:
G7000R108
Meeting Date: APR 23, 2010 Meeting Type:
Annual
Record Date:
# Proposal Mgt Rec Vote
Cast Sponsor
1 Adopt Financial Statements and For
For Management
Directors' and Auditors'
Reports
2 Declare Final Dividend of RMB 0.0055 For
For Management
Per Share for the Year Ended Dec.
31,
2009 (2008: RMB 0.105 Per
Ordinary
Share)
3 Reelect Zhou Lian Kui as Director For
For Management
4 Reelect Zhou Lian Liang as Director For
For Management
5 Approve Directors' Fees of SGD 150,000 For
For Management
for the Year Ended Dec. 31, 2009
(
2008: SGD
150,000)
6 Reappoint Grant Thornton, Certified For
For Management
Public Accountants, Hong Kong
as
Auditors and Authorize Board to
Fix
Their Remuneration
7 Approve Issuance of Equity or For
For Management
Equity-Linked Securities with
or
without Preemptive Rights
8 Approve Issuance of Shares and Grant of For
Against Management
Options Pursuant to the People's
Food
Share Option Scheme
2009
9 Authorize Share Repurchase Program For
For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY
LIMITED
Ticker: 601857 Security ID:
Y6883Q104
Meeting Date: MAY 20, 2010 Meeting Type:
Annual
Record Date: APR 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Final Dividends For
For Management
5 Authorize Board to Determine the For
For Management
Distribution of Interim Dividends
for
the Year 2010
6 Reappoint PricewaterhouseCoopers as For
For Management
International Auditors
and
PricewaterhouseCoopers Zhong Tian CPAs
Company Limited as Domestic
Auditors
and Authorize Board to Fix
Their
Remuneration
7 Approve Subscription Agreement with For
For Management
China Petroleum Finance Co., Ltd.
and
China National Petroleum
Corp.
8 Approve Issuance of Equity or For
Abstain Management
Equity-Linked Securities
without
Preemptive
Rights
--------------------------------------------------------------------------------
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO.,
LTD.
Ticker: 631 Security ID:
G78163105
Meeting Date: JUN 25, 2010 Meeting Type:
Annual
Record Date: JUN 21,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Mao Zhongwu as Executive For For
Management
Director
3b Reelect Liang Jianyi as Executive For
For Management
Director
3c Reelect Xiang Wenbo as Non-Executive For
For Management
Director
3d Reelect Huang Jianlong as Non-Executive For
For Management
Director
3e Reelect Wu Jialiang as Non-Executive For
For Management
Director
3f Reelect Xu Yaxiong as Independent For
For Management
Non-Executive
Director
3g Reelect Ngai Wai Fung as Independent For
For Management
Non-Executive Director
3h Reelect Ng Yuk Keung as Independent For
For Management
Non-Executive
Director
4 Authorize Board to Fix Remuneration of For
For Management
Directors
5 Reappoint Auditors and Authorize Board For
For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
SHANDA INTERACTIVE ENTERTAINMENT
LIMITED
Ticker: SNDA Security ID:
81941Q203
Meeting Date: OCT 28, 2009 Meeting Type:
Annual
Record Date: SEP 18,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1.1 Elect Tianqiao Chen as Director For
Against Management
1.2 Elect Danian Chen as Director For
Against Management
1.3 Elect Qianqian Luo as Director For
Against Management
1.4 Elect Jisheng Huang as Director For
For Management
1.5 Elect Chengyu Xiong as Director For
For Management
1.6 Elect Kai Zhao as Director For
For Management
1.7 Elect Qunzhao Tan as Director For
Against Management
1.8 Elect Grace Wu as Director For
Against Management
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS
LTD
Ticker: 363 Security ID:
HK0363006039
Meeting Date: AUG 31, 2009 Meeting Type:
Special
Record Date: AUG 26,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Disposal by the Company of the For
For Management
Entire Issued Share Capital in
S.I.
Technology Productions Hldgs. Ltd
and
Shareholders' Loan to
Shanghai
Industrial Financial (Holdings)
Co.
Ltd.
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS
LTD
Ticker: 363 Security ID:
HK0363006039
Meeting Date: SEP 16, 2009 Meeting Type:
Special
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Acquisition by S.I. Urban For
For Management
Development Hldgs. Ltd. of S.I. Feng
Mao Properties (BVI) Ltd. and S.I.
Feng
Qi Properties (BVI) Ltd.; and
Related
Shareholder's Loan from Glory Shine
Hldgs. Ltd. for an
Aggregate
Consideration of HK$445.7
Million
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS
LTD
Ticker: 363 Security ID:
HK0363006039
Meeting Date: NOV 16, 2009 Meeting Type:
Special
Record Date: NOV 12,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Share Issue and Asset For
For Management
Acquisition; Share Swap Agreement;
and
the
Undertakings
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS
LTD
Ticker: 363 Security ID:
Y7683K107
Meeting Date: JAN 11, 2010 Meeting Type:
Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Feng Tao Agreement Between For
For Management
Glory Shine Hldgs. Ltd. (GSL) and S.I.
Urban Development Hldgs. Ltd. (SIL)
in
Relation to the Acquisition by SIL
of
the Feng Tao Sale Share and the Feng
Tao Sale Loan from
GSL
2 Approve Feng Shun Agreement Between GSL For
For Management
and SIL in Relation to the
Acquisition
by SIL of the Feng Shun Sale Share
and
the Feng Shun Sale Loan from
GSL
3 Approve Shen-Yu Agreement Between S.I. For
For Management
Infrastructure Hldgs. Ltd. (SIH)
and
SIIC CM Development Ltd. (SCM)
in
Relation to the Acquisition by SIH
of
the Shen-Yu Sale Share and the
Shen-Yu
Sale
Loan
4 Elect Qian Yi as an Executive Director For
Against Management
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS
LTD
Ticker: 363 Security ID:
Y7683K107
Meeting Date: MAY 18, 2010 Meeting Type:
Annual
Record Date: MAY 13,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For For
Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3a Reelect Qian Shi Zheng as Director For Against Management
3b Reelect Lo Ka Shui as Director For
For Management
3c Reelect Woo Chia-Wei as Director For
For Management
3d Authorize Board to Fix the Remuneration For
For Management
of
Directors
4 Reappoint Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize the Board to
Fix
Their
Remuneration
5 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
SHANGHAI PRIME MACHINERY CO.,
LTD.
Ticker: 2345 Security ID:
CNE100000445
Meeting Date: DEC 4, 2009 Meeting Type:
Special
Record Date: NOV 4, 2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Elect Zheng Yuanhu as Executive For
For Management
Director
--------------------------------------------------------------------------------
SHANGHAI PRIME MACHINERY CO.,
LTD.
Ticker: 2345 Security ID:
Y7687Y103
Meeting Date: FEB 5, 2010 Meeting Type:
Special
Record Date: JAN 5,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Acquisition of 100 Percent For
For Management
Equity Interest in Shanghai
Zhenhua
Bearing Factory Co. Ltd. from
Shanghai
Hydraulics & Pneumatics
Works
--------------------------------------------------------------------------------
SHANGHAI PRIME MACHINERY CO.,
LTD.
Ticker: 2345 Security ID:
Y7687Y103
Meeting Date: MAY 28, 2010 Meeting Type:
Annual
Record Date: APR 28,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Plan and For
For Management
Dividend for the Year
2009
5 Reappoint Ernst and Young Hua Ming and For
For Management
Ernst and Young as the PRC Auditors
and
International Auditors and
Authorize
the Board to Fix Their
Remuneration
6 Approve Remuneration Policy for For
For Management
Directors and Supervisors for the
Year
2010 and Ratify Remunerations Paid
to
Directors and Supervisors During
the
Year 2009
7a Elect Yu Xiufeng as Executive Director For
For Management
7b Elect Xu Jianguo as Executive Director For
For Management
7c Elect Ling Hong as Independent For
For Management
Non-Executive
Director
7d Elect Xu Chao as a Supervisor For
For Management
--------------------------------------------------------------------------------
SHENGUAN HOLDINGS (GROUP)
LTD.
Ticker: 829 Security ID:
G8116M108
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAY 3,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3 Approve Ernst & Young as Auditors and For
For Management
Authorize Board to Fix
Their
Remuneration
4a Reelect Zhou Yaxian as Executive For
For Management
Director and Authorize the Board to
Fix
the Director's
Remuneration
4b Reelect Cai Yueqing as Executive For
For Management
Director and Authorize the Board to
Fix
the Director's
Remuneration
4c Reelect Shi Guicheng as Executive For
For Management
Director and Authorize the Board to Fix
the Director's
Remuneration
4d Reelect Ru Xiquan as Executive Director For
For Management
and Authorize the Board to Fix the
Director's
Remuneration
4e Reelect Low Jee Keong as Non-Executive For
For Management
Director and Authorize the Board to
Fix
the Director's
Remuneration
4f Reelect Tsui Yung Kwok as Independent For
For Management
Non-Executive Director and
Authorize
the Board to Fix the
Director's
Remuneration
4g Reelect Meng Qinguo as Independent For
For Management
Non-Executive Director and
Authorize
the Board to Fix the
Director's
Remuneration
4h Reelect Yang Xiaohu as Independent For
For Management
Non-Executive Director and
Authorize
the Board to Fix the
Director's
Remuneration
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
SHIN ZU SHING CO.,
LTD.
Ticker: 3376 Security ID:
Y7755T101
Meeting Date: JUN 17, 2010 Meeting Type:
Annual
Record Date: APR 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Amend Articles of Association For
For Management
4 Approve Capitalization of 2009 For
For Management
Dividends and Employee Profit
Sharing
5 Amend Operating Procedures for Loan of For
For Management
Funds to Other Parties and Endorsement
and
Guarantee
6 Elect Directors and Supervisors For
For Management
7 Approve Release of Restrictions of For For Management
Competitive Activities of
Directors
--------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO.,
LTD.
Ticker: 6121 Security ID:
Y7987E104
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: APR 19,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For
For Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve the Issuance of New Shares from For
For Management
Retained Earnings
4 Amend Articles of Association For
For Management
5 Amend Procedures Governing the For
For Management
Acquisition or Disposal of Assets
6 Approve Amendments on the Procedures For
For Management
for Loans to Other
Parties
7 Approve Amendments on the Procedures For For
Management
for Endorsement and
Guarantees
8 Transact Other Business None
None Management
--------------------------------------------------------------------------------
SINOTRANS
LTD.
Ticker: 598 Security ID:
CNE1000004F1
Meeting Date: JUL 29, 2009 Meeting Type:
Special
Record Date: JUN 26,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Elect Mok, Chi Ming Victor as For
For Management
Non-Executive
Director
--------------------------------------------------------------------------------
SINOTRANS
LTD.
Ticker: 598 Security ID:
CNE1000004F1
Meeting Date: SEP 2, 2009 Meeting Type:
Special
Record Date: JUL 31,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Connected Transaction with a For
For Management
Related Party and Related Annual
Caps
--------------------------------------------------------------------------------
SINOTRANS
LTD.
Ticker: 598 Security ID:
Y6145J104
Meeting Date: DEC 23, 2009 Meeting Type: Special
Record Date: NOV 20,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Reappoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian
CPAs
Co. Ltd. as International and
PRC
Auditors,
Respectively
2 Allow Distribution of Corporate For
For Management
Communication to H Shareholders
Through
the Company's
Website
3 Amend Articles Re: Corporate For
For Management
Communications
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 598 Security ID:
Y6145J104
Meeting Date: JUN 8, 2010 Meeting Type:
Special
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Authorize Repurchase of H Shares of Up For
For Management
to 10 Percent of Issued H Share Capital
--------------------------------------------------------------------------------
SINOTRANS
LTD.
Ticker: 598 Security ID: Y6145J104
Meeting Date: JUN 8, 2010 Meeting Type:
Annual
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote Cast
Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Approve Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Auditors'
Reports
4 Approve Profit Distribution Proposal For
For Management
and Final Dividend for the Year
Ended
December 31,
2009
5 Authorize Board to Decide on Matters For
For Management
Relating to the Declaration,
Payment,
and Recommendation of Interim
or
Special Dividends for the Year
2010
6 Reappoint PricewaterhouseCoopers as For
For Management
International Auditors
and
PricewaterCoopers Zhong Tian
CPAs
Company Limited as PRC Auditor and
Authorize Board to Fix
Their
Remuneration
7 Approve Issuance of Equity or For Against
Management
Equity-Linked Securities
without
Preemptive
Rights
8 Authorize Repurchase of H Shares of Up For
For Management
to 10 Percent of Issued H Share
Capital
--------------------------------------------------------------------------------
SINOTRANS SHIPPING
LTD
Ticker: 368 Security ID:
Y8014Y105
Meeting Date: MAY 25, 2010 Meeting Type:
Annual
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For
For Management
3 Authorize Board to Fix Remuneration of For
For Management
Directors
4 Reappoint Auditors and Authorize Board For
For Management
to Fix Their
Remuneration
5a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
SJM HOLDINGS
LTD
Ticker: 880 Security ID:
Y8076V106
Meeting Date: MAY 31, 2010 Meeting Type:
Annual
Record Date: MAY 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory Reports
2 Approve Final Dividend of HK$0.09 Per For
For Management
Share
3a Reelect Ng Chi Sing as Executive For
For Management
Director
3b Reelect Shum Hong Kuen, David as For
For Management
Executive Director
3c Reelect Chau Tak Hay as Independent For
For Management
Non-Executive
Director
3d Reelect Lan Hong Tsung, David as For For
Management
Independent Non-Executive
Director
4 Authorize Board to Fix the Remuneration For
For Management
of
Directors
5 Reappoint Deloitte Touche Tohmatsu, For
For Management
Certified Public Accountants, and
H.C
Watt and Company Limited as
Joint
Auditors and Authorize Board to
Fix
Their
Remuneration
6 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
SOHO CHINA
LTD.
Ticker: 410 Security ID:
G82600100
Meeting Date: MAY 11, 2010 Meeting Type:
Annual
Record Date: MAY 4,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Declare Final Dividend For
For Management
3 Reelect Pan Shiyi as Director For
For Management
4 Reelect Yan Yan as Director For
For Management
5 Reelect Ramin Khadem as Director For For Management
6 Authorize Board to Fix the Remuneration For
For Management
of
Directors
7 Reappoint KPMG as Auditors and For
For Management
Authorize Board to Fix
Their
Remuneration
8a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
8b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.,
LTD.
Ticker: 2330 Security ID:
Y84629107
Meeting Date: JUN 15, 2010 Meeting Type:
Annual
Record Date: APR 16,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For For
Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Amend Articles of Association For
For Management
4 Amend Operating Procedures for For
For Management
Derivatives
Transactions
5 Transact Other Business None
None Management
--------------------------------------------------------------------------------
TONG REN TANG TECHNOLOGIES CO.,
LTD.
Ticker: 8069 Security ID:
Y8884M108
Meeting Date: JUN 18, 2010 Meeting Type:
Annual
Record Date: MAY 18,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Accept Report of the Supervisory For
For Management
Committee
3 Approve Profit Distribution Proposal For
For Management
4 Elect Xie Zhan Zhong as Executive For
For Management
Director and Authorize Board to Fix
His
Remuneration
5 Reappoint PricewaterhouseCoopers as For For
Management
Auditors and Authorize Board to
Fix
Their
Remuneration
6 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY
LIMITED
Ticker: 696 Security ID:
CNE1000004J3
Meeting Date: JUL 10, 2009 Meeting Type:
Special
Record Date: JUN 9,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the Southern Airline Services For
For Management
Agreement and Related Annual
Caps
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY
LIMITED
Ticker: 696 Security ID:
Y8972V101
Meeting Date: DEC 30, 2009 Meeting Type:
Special
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve General Mandate to Carry Out For
For Management
Air China Transactions; and Related
Annual
Caps
2 Approve General Mandate to Carry Out For
For Management
Southern Airlines Transactions; and
Related Annual
Caps
3 Approve General Mandate to Carry Out For
For Management
Lucky Airlines Transactions;
and
Related Annual
Caps
4 Approve General Mandate to Carry Out For
For Management
Shandong Airlines Transactions;
and
Related Annual
Caps
5 Approve General Mandate to Carry Out For
For Management
Eastern Airlines Transactions;
and
Related Annual
Caps
6 Approve General Mandate to Carry Out For
For Management
Macau Airlines Transactions;
and
Related Annual Caps
7 Approve General Mandate to Carry Out For
For Management
Xiamen Airlines Transactions;
and
Related Annual Caps
8 Approve General Mandate to Carry Out For
For Management
Hainan Airlines Transactions;
and
Related Annual Caps
9 Approve New Network Services Agreement For
For Management
and Related Annual
Caps
10 Approve Sichuan Airline Services For For
Management
Agreement and Related Annual
Cap
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY
LIMITED
Ticker: 696 Security ID:
Y8972V101
Meeting Date: MAR 16, 2010 Meeting Type:
Special
Record Date: FEB 12,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Reelect Xu Qiang as Executive Director For
For Management
1b Reelect Cui Zhixiong as Executive For
For Management
Director
1c Reelect Xiao Yinhong as Executive For
For Management
Director
1d Reelect Wang Quanhua as Non-Executive For
For Management
Director
1e Reelect Luo Chaogeng as Non-Executive For
For Management
Director
1f Elect Sun Yude as Non-Executive For
For Management
Director
1g Elect Cheung Yuk Ming as Independent For For
Management
Non-Executive
Director
1h Elect Zhou Deqiang as Independent For
For Management
Non-Executive
Director
1i Elect Pan Chongyi as Independent For
For Management
Non-Executive
Director
2a Elect Zeng Yiwei as Shareholder For
For Management
Representative
Supervisor
2b Elect Yu Yanbing as Shareholder For
For Management
Representative
Supervisor
2c Reelect Rao Geping as Independent For
For Management
Supervisor
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID:
Y8972V101
Meeting Date: MAY 18, 2010 Meeting Type:
Special
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Airline Services Agreement and For
For Management
Related Annual Caps
2 Approve Transfer of Rights and For
For Management
Obligations under the Airline
Services
Agreement, Revenue Accounting an d
Settlement Agreement and/or
the
Interline Data Exchange Agreement
from
Shanghai Airlines Co. Ltd. to
New
Shanghai
Airlines
3 Amend Articles of Association For
For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY
LIMITED
Ticker: 696 Security ID:
Y8972V101
Meeting Date: JUN 25, 2010 Meeting Type:
Special
Record Date: MAY 25,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY
LIMITED
Ticker: 696 Security ID:
Y8972V101
Meeting Date: JUN 25, 2010 Meeting Type:
Annual
Record Date: MAY 25,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Allocation of Profit and For
For Management
Distribution of Final Dividend for
the
Year Ended Dec. 31,
2009
5 Appoint PricewaterhouseCoopers and For
For Management
PricewaterhouseCoopers Zhong Tian
CPAs
Limited Co. as International and
PRC
Auditors, Respectively,and
Authorize
Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS
LTD
Ticker: 220 Security ID:
G9222R106
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: DEC 4,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve the New Framework Purchase For
For Management
Agreement
--------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS
LTD.
Ticker: 220 Security ID:
G9222R106
Meeting Date: JUN 4, 2010 Meeting Type:
Annual
Record Date: JUN 1,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend and Special For
For Management
Dividend
3a1 Reelect Lin Wu-Chung as Executive For
For Management
Director
3a2 Reelect Lin Lung-Yi as Non-Executive For
For Management
Director
3a3 Reelect Su Tsung-Ming as
Non-Executive For For Management
Director
3a4 Reelect Hwang Jenn-Tai as Independent For
Against Management
Non-Executive Director
3b Authorize Board to Fix Remuneration of For
For Management
Directors
4 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize Board to
Fix
Their
Remuneration
5a Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
5b Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
5c Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES
CORP.
Ticker: 1216 Security ID:
Y91475106
Meeting Date: JUN 23, 2010 Meeting Type:
Annual
Record Date: APR 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Business Operations Report For For
Management
and Financial
Statements
2 Approve 2009 Allocation of Income and For
For Management
Dividends
3 Approve Increase in Indirect Investment For
For Management
in
PRC
4 Approve Increase in Capital and For
For Management
Issuance of New
Shares
5 Amend Procedures Governing the For
For Management
Acquisition or Disposal of
Assets
6 Approve Amendments on the Procedures For
For Management
for Endorsement and
Guarantees
7 Approve Amendments on the Procedures For
For Management
for Loans to Other
Parties
8 Approve Authorization to the Board to For
For Management
Increase of Capital and Issuance
of
Ordinary Shares to Participate in
the
Issuance of Global Depository
Receipt
or Domestic Increase of Cash
Capital
9 Amend Articles of Association For For
Management
10.1 Elect Chin-Yen Kao from Kao Chyuan Inv. For
For Management
Co., Ltd with ID Number of 69100090
as
Director
10.2 Elect Kao-Huei Cheng from Joyful For
For Management
Investment Co., with ID Number
of
69100010 as
Director
10.3 Elect Chang-Sheng Lin with ID Number of For
For Management
15900071 as
Director
10.4 Elect Ping-Chih Wu from Taipo For
For Management
Investment Corp. with ID Number
of
69100060 as
Director
10.5 Elect Hsiu-Jen Liu with ID Number of For
For Management
52700020 as Director
10.6 Elect Po-Ming Hou with ID Number of For
For Management
23100014 as
Director
10.7 Elect Ying-Jen Wu with ID Number
of For For Management
11100062 as
Director
10.8 Elect Chung-Ho Wu from Young Yun Inv. For
For Management
Co., Ltd. with ID Number of 69102650 as
Director
10.9 Elect Chih-Hsien Lo from Kao Chyuan For
For Management
Inv. Co.,Ltd. with ID Number of
69100090 as
Director
10.10 Elect Po-Yu Hou with ID Number 23100013 For
For Management
as
Director
10.11 Elect Kao-Keng Chen with ID Number For
For Management
33100090 as
Supervisor
10.12 Elect Peng-Chih Kuo from Chau Chih Inv. For
For Management
Co.,Ltd. with ID Number 69105890
as
Supervisor
10.13 Elect Joe J.T. Teng with ID Number For
For Management
53500011 as Supervisor
11 Approve Release of Restrictions of For
For Management
Competitive Activities of
Directors
12 Transact Other Business None
None Management
--------------------------------------------------------------------------------
WEIQIAO TEXTILE COMPANY
LIMITED
Ticker: 2698 Security ID:
Y95343102
Meeting Date: JUN 1, 2010 Meeting Type:
Annual
Record Date: APR 30,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Profit Distribution Proposal For For Management
3 Approve Remuneration of Directors and For
For Management
Supervisors
4 Reappoint Ernst & Young Hua Ming and For
For Management
Ernst & Young as Domestic
and
International Auditors,
Respectively,
and Authorize the Board to Fix
Their
Remuneration
5 Appoint Zhang Jinglei as Executive For
Against Management
Director
6 Other Business (Voting) For
Against Management
7 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
--------------------------------------------------------------------------------
XIWANG SUGAR HOLDINGS CO.,
LTD.
Ticker: 2088 Security ID: G9827P109
Meeting Date: JUN 3, 2010 Meeting Type:
Annual
Record Date: MAY 31,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Dividends of RMB 0.037 Per For
For Management
Share Share to be Satisfied by
the
Allotment of Shares Offering Any
Right
to Elect to Receive Such Dividend
in
Cash
3a Reelect Wang Yong as Director For
For Management
3b Reelect Li Wei as Director For
Against Management
3c Reelect Han Zhong as Director For
For Management
3d Reelect Shen Chi as Director For
Against Management
3e Authorize Board to Fix the Remuneration For
For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For
For Management
Auditors and Authorize the Board to
Fix
Their Remuneration
5 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
7 Authorize Reissuance of Repurchased For Against
Management
Shares
--------------------------------------------------------------------------------
YANTAI CHANGYU PIONEER WINE CO
LTD
Ticker: 869 Security ID:
Y9739T108
Meeting Date: APR 30, 2010 Meeting Type:
Special
Record Date: APR 23,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Acquisition of Property (Draft) For
For Management
and Related Trading
Issues
1.1 Approve Manner of Acquisition, Subject For
For Management
and
Parties
1.2 Approve Transaction Price For
For Management
1.3 Approve Method of Pricing For
For Management
1.4 Approve Attribution of Assets From Base For
For Management
Date of Pricing to Delivery
Date
1.5 Approve Contractual Obligations and For
For Management
Breach of Contract in Relation
to
Transfer of Ownership of
Assets
1.6 Approve Resolution Validity Period For For
Management
2 Approve Authorization to the Board to For
For Management
Handle Matters in Relation to
the
Investment in Evergrowing
Bank
--------------------------------------------------------------------------------
YANTAI CHANGYU PIONEER WINE CO
LTD
Ticker: 869 Security ID:
Y9739T108
Meeting Date: MAY 12, 2010 Meeting Type:
Annual
Record Date: MAY 7,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve 2009 Directors' Report For
For Management
2 Approve 2009 Supervisors' Report For
For Management
3 Approve 2009 Annual Report For
For Management
4 Approve 2009 Financial Statements For
For Management
5 Approve 2009 Allocation of Income and For
For Management
Dividends
6 Amend Articles of Association For
For Management
7 Elect Directors and Independent For
For Management
Directors
8 Elect Supervisors For For
Management
9 Approve to Re-Appoint Company's Audit For
For Management
Firm
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY
LIMITED
Ticker: 600188 Security ID:
CNE1000004Q8
Meeting Date: OCT 30, 2009 Meeting Type:
Special
Record Date: SEP 29,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1a Approve Acquisition Through Austar Coal For
For Management
Mine Pty Ltd. of the Entire
Equity
Interest in Felix Resources Ltd. By
Way
of a Scheme of
Arrangement
(Transaction)
1b Approve that All Resolutions Passed at For
For Management
the EGM shall be Valid for a Period
of
12 Months from the Date of
Passing
2 Approve Material Asset Restructuring For
For Management
Report
3 Approve Grant of a Bank Loan by Bank of For
For Management
China, Sydney Branch of AUD 3.3
Billion
to Finance the Consideration Under
the
Transaction; and the Provision by
Yankuang Group Corp. Ltd. of
a
Counter-Guarantee to the
Company
4 Authorize Board to Do All Such Acts and For
For Management
Things Necessary to Implement
the
Transaction
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY
LIMITED
Ticker: 600188 Security ID:
Y97417102
Meeting Date: FEB 26, 2010 Meeting Type:
Special
Record Date: JAN 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Elect Li Weimin as Director For
For Management
2 Approve Amendments to the Rules and For
For Management
Procedures for the
Board
3 Approve Amendments to the Rules and For
For Management
Procedures for the Supervisory
Committee
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 600188 Security ID:
Y97417102
Meeting Date: JUN 25, 2010 Meeting Type:
Special
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY
LIMITED
Ticker: 600188 Security ID:
Y97417102
Meeting Date: JUN 25, 2010 Meeting Type:
Annual
Record Date: MAY 25,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Report of the Board of Directors For
For Management
2 Accept Report of the Supervisory For
For Management
Committee
3 Accept Financial Statements and For
For Management
Statutory
Reports
4 Approve Profit Distribution Plan and For
For Management
Dividend of RMB1.229 billion,
Equivalent to RMB 0.25 Per
Share
5 Approve Remuneration of Directors and For
For Management
Supervisors
6 Reappoint Grant Thornton and Shine Wing For
For Management
Certified Public Accountants Ltd.
as
International and PRC Auditors,
Respectively, and Authorize Board
to
Fix Their
Remuneration
7 Approve Proposal Regarding Purchase of For
Against Management
Liability Insurance for
Directors,
Supervisors, and Senior
Officers
8 Amend Articles Re: Expansion of For
For Management
Business
Scope
9 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
--------------------------------------------------------------------------------
YINGDE GASES GROUP CO.,
LTD.
Ticker: 2168 Security ID:
G98430104
Meeting Date: MAY 19, 2010 Meeting Type:
Annual
Record Date: MAY 12,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For For
Management
Statutory
Reports
2a1 Reelect Zhongguo Sun as Director For
For Management
2a2 Reelect Zhao Xiangti as Director For For Management
2a3 Reelect Chen Yan as Director For
For Management
2a4 Reelect Chen Dar Cin as Director For
For Management
2a5 Reelect Xu Zhao as Director For
For Management
2a6 Reelect Zheng Fuya as Director For
For Management
2a7 Reelect Wang Ching as Director For
For Management
2b Authorize Board to Fix the Remuneration For
For Management
of Directors
3 Reappoint KPMG as Auditors
and For For Management
Authorize Board to Fix
Their
Remuneration
4a Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive Rights
4b Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
4c Authorize Reissuance of Repurchased For Against
Management
Shares
5 Approve Revised Annual Caps for the For
For Management
Supply-Related Transactions for the
Year Ending Dec. 31, 2010
and
thereafter, Until October
2029
--------------------------------------------------------------------------------
YORKEY OPTICAL INTERNATIONAL (CAYMAN)
LTD.
Ticker: 2788 Security ID:
G98457107
Meeting Date: MAY 28, 2010 Meeting Type:
Special
Record Date: MAY 14,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Connected Transaction with a For
For Management
Related Party and Annual
Caps
--------------------------------------------------------------------------------
YORKEY OPTICAL INTERNATIONAL (CAYMAN)
LTD.
Ticker: 2788 Security ID:
G98457107
Meeting Date: MAY 28, 2010 Meeting Type:
Annual
Record Date: MAY 14,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Approve Final Dividend For For
Management
3 Approve Special Dividend For
For Management
4a Reelect Cheng Wen-Tao as Director and For
For Management
Authorize the Board to Fix His
Remuneration
4b Reelect Liao Kuo-Ming as Director and For
For Management
Authorize the Board to Fix
His
Remuneration
4c Reelect Lai I-Jen as Director and For
For Management
Authorize the Board to Fix
His
Remuneration
4d Reelect Wu Shu-Ping as Director and For
For Management
Authorize the Board to Fix
Her
Remuneration
4e Reelect Chiang Hsiang-Tsai as Director For
For Management
and Authorize the Board to Fix
His
Remuneration
4f Reelect Chou Chih-Ming as Director and For
For Management
Authorize the Board to Fix
His
Remuneration
4g Reelect Lai Chung-Hsiung as Director For
For Management
and Authorize the Board to Fix
His
Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For
For Management
Auditors and Authorize the Board to
Fix
Their
Remuneration
6 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
7 Authorize Repurchase of Up to 10 For
For Management
Percent of Issued Share
Capital
8 Authorize Reissuance of Repurchased For
Against Management
Shares
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO
LTD)
Ticker: 63 Security ID:
Y0004F105
Meeting Date: DEC 29, 2009 Meeting Type:
Special
Record Date: NOV 27,
2009
# Proposal Mgt Rec Vote
Cast Sponsor
1 Approve Specific System for the For
For Management
Selection and Appointment
of
Accountants' Firms of the Company
2 Approve Connected Transaction with a For
For Management
Related Party and the Related
Annual
Caps
3 Approve Provision of Performance For
For Management
Guarantee for a Wholly-Owned
Subsidiary
ZTE Telecom India Private
Ltd.
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO
LTD)
Ticker: 763 Security ID:
Y0004F105
Meeting Date: MAR 30, 2010 Meeting Type:
Special
Record Date: FEB 26,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1a Elect Hou Weigui as Non-Independent For
For Management
Director
1b Elect Xie Weiliang as Non-Independent For
For Management
Director
1c Elect Lei Fanpei as Non-Independent For
For Management
Director
1d Elect Zhang Junchao as Non-Independent For
For Management
Director
1e Elect Wang Zhanchen as Non-Independent For
For Management
Director
1f Elect Dang Lianbo as Non-Independent For
For Management
Director
1g Elect Yin Yimin as Non-Independent For
For Management
Director
1h Elect Shi Lirong as Non-Independent For
For Management
Director
1i Elect He Shiyou as Non-Independent For
For Management
Director
1j Elect Li Jin as Independent Director For
For Management
1k Elect Qu Xiaohui as Independent For
For Management
Director
1l Elect Wei Wei as Independent Director For
For Management
1m Elect Chen Naiwei as Independent For
For Management
Director
1n Elect Tan Zhenhui as Independent For
For Management
Director
2a Elect Wang Yan as Shareholders' For
For Management
Representative
Supervisor
2b Elect Xu Weiyan as Shareholders' For For
Management
Representative
Supervisor
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID:
Y0004F105
Meeting Date: JUN 3, 2010 Meeting Type:
Annual
Record Date: MAY 3,
2010
# Proposal Mgt Rec Vote
Cast Sponsor
1 Accept Financial Statements and For
For Management
Statutory
Reports
2 Accept Report of the Board of Directors For
For Management
3 Accept Report of the Supervisory For
For Management
Committee
4 Accept Report of the President of the For
For Management
Company
5 Accept Final Financial Accounts For
For Management
6 Approve Application to the Bank of For
Against Management
China Ltd., Shenzhen Branch for a
RMB
24.9 Billion Composite Credit
Facility
7a Reappoint Ernst & Young Hua Ming as the For
For Management
PRC Auditors and Authorize Board to
Fix
Their
Remuneration
7b Reappoint Ernst & Young as the Hong For For
Management
Kong Auditors and Authorize Board
to
Fix Their
Remuneration
8 Reelect Timothy Alexander Steinart as For
For Management
Independent
Director
9 Approve Adjustment of Allowance Granted For
For Management
to the Independent
Directors
10 Approve the 2010 Investment Quota for None
For Shareholder
Fixed-income
Derivatives
11 Approve Profit Distribution Proposal For
For Management
and Capitalization from
Capital
Reserves of the Company for
2009
12 Approve Issuance of Equity or For
Against Management
Equity-Linked Securities
without
Preemptive
Rights
13a Amend Articles Re: Issued Share Capital For
For Management
and Registered Capital
13b Ammend Articles of Association and For
For Management
Process Any Changes in
Registration
Capital
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Templeton Dragon Fund, Inc.
By (Signature and Title)*
/s/ LAURA F. FERGERSON
Laura F. Fergerson,
Chief Executive Officer Finance and Administration
Date
August 27, 2010
* Print the name and title of each signing officer under his or her signature.
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