Standard Life UK Small.Co's Tst PLC Holding(s) in Company (5849H)
13 March 2018 - 11:38PM
UK Regulatory
TIDMSLS
RNS Number : 5849H
Standard Life UK Small.Co's Tst PLC
13 March 2018
NOTIFICATION OF MAJOR HOLDINGS
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Standard Life UK Smaller
or the underlying issuer Companies Trust plc
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) : Horizontal Aggregation X
Disclosure - see section 11
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name Brewin Dolphin Limited
City and country of registered London, United Kingdom
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 08 March 2018
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 12 March 2018
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 11.5873% N/A 11.5873% 73,837,700
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 11.5990% N/A 11.5990%
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
ORD GBP0.25
GB0002959582 N/A 6,911,396 N/A 9.3603%
---------------------- --------------------- -------------- ------------------------------ ---------------
3.5% CNV
SUB 31/03/18
GBP1
GB00B3YX0W77 N/A 1,644,366 N/A 2.2270%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 8,555,762 11.5873%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
------------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------------------ ------------------- -------------------------- ---------------------
ORD GBP0.25
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees (Channel
Islands) Limited 0.0775% N/A 0.0775%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
- Individual
Designations 0.0113% N/A 0.0113%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c NOM 3. 5997% N/A 3.5997%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c ISA 1.6122% N/A 1.6122%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c GROSS 2.9723% N/A 2.9723%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c CHARITY 0.3272% N/A 0.3272%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c OFFBOND 0.7601% N/A 0.7601%
------------------------ ------------------- -------------------------- ---------------------
9.3603%
------------------------ ------------------- -------------------------- ---------------------
3.5% CNV SUB
31/03/18 GBP1
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees (Channel
Islands) Limited 0.0186% N/A 0.0186%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c NOM 0.8711% N/A 0.8711%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c ISA 0.6401% N/A 0.6401%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c GROSS 0.6290% N/A 0.6290%
------------------------ ------------------- -------------------------- ---------------------
Indirect - Brewin
Nominees Limited
A/c CHARITY 0.0682% N/A 0.0682%
------------------------ ------------------- -------------------------- ---------------------
2.2270%
------------------------ ------------------- -------------------------- ---------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------------------
Name of the proxy holder
--------------------------------------------- -------------------------------------------------
The number and % of voting
rights held
--------------------------------------------- -------------------------------------------------
The date until which the
voting rights will be held
--------------------------------------------- -------------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------------------
Figures based on shares in issue of 73,837,700 (69,179,225
ORD GBP0.25 & 4,658,475 3.5% CNV SUB 31/03/18 GBP1 which
covert into Ordinary class at a ratio of 1:2.372542).
Disclosure trigger due to individual horizontal aggregation
on GB0002959582 (ORD GBP0.25).
Percentage has decreased from 10.0031% to 9.9906% (disc
quantity held 6,911,396/issued share capital 69,179,225*100=9.9906%)
The indirect voting rights under (9) relate to shares
held in client portfolios, managed by those firms, under
discretionary investment management agreements.
------------------------------------------------------------------------------------------------
Place of completion Newcastle Upon Tyne, United Kingdom
-------------------- ------------------------------------
Date of completion 12 March 2018
-------------------- ------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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