GoldmanSachs International Form 8.5 (EPT/RI)-Amendment (0932R)
02 July 2022 - 1:02AM
UK Regulatory
TIDMCNE
RNS Number : 0932R
GoldmanSachs International
01 July 2022
Amendment - due to the amendment of Derivative transactions, the
disclosure made on 30 June for dealings on 29 June has been
updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in CAPRICORN ENERGY PLC
relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------
(c) Name of the party to the offer CAPRICORN ENERGY PLC
with which exempt principal trader
is connected:
----------------------------------------------
(d) Date dealing undertaken: 29 June 2022
----------------------------------------------
(e) In addition to the company YES - disclosed previously
in 1(b) above, is the exempt principal for TULLOW OIL PLC
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
----------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest price
relevant sales of securities price per per unit paid/received
security unit paid/received
21/13p ordinary Purchases 502,062 2.2040 GBP 2.1737 GBP
19,559 2.6499 USD 2.6499 USD
---------------- ----------- --------------- --------------------
21/13p ordinary Sales 216,156 2.2080 GBP 2.1740 GBP
---------------- ----------- --------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price per
relevant description e.g. opening/closing of reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
21/13p ordinary CFD Increasing a short 200,000 2.1737 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 4 2.1818 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 40 2.1822 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 1,242 2.1825 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Increasing a short 260,407 2.1837 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 12,973 2.1900 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 3,115 2.1903 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 124,576 2.1969 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 5,454 2.1969 GBP
position
---------------- ------------- ------------------------ --------------
21/13p ordinary CFD Reducing a short 7,618 2.2003 GBP
position
---------------- ------------- ------------------------ --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. call selling, to which per unit American, paid/
option varying option European received
etc. relates etc. per unit
(ii) Exercise
Class of Product description Exercising Number of Exercise
relevant security e.g. call / exercised securities price per
option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
NONE
Date of disclosure: 01 July 2022
Contact name: Papa Lette and Andrzej Szyszka
---------------------
+33(1) 4212 1459 / +48(22)
Telephone number: 317 4817
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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