Griffin Mining Ld Holding(s) in Company (7359Y)
24 August 2018 - 12:26AM
UK Regulatory
TIDMGFM
RNS Number : 7359Y
Griffin Mining Ld
23 August 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Griffin Mining Limited
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name Richard Griffiths and family
City and country of registered St Helier, Jersey
office (if applicable)
4. Full name of shareholder(s) (if different from 3)(v)
----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 22 August 2018
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 23 August 2018
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 6.18% 2.33% 8.51% 14,687,996
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 4.30% 1.95% 6.25%
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
Ordinary
$0.01
BMG319201049 10,665,833 0 6.18% 0.00%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 10,665,833 6.18%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
Spreadbet Cash 4,022,163 2.33%
---------------------- --------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------- ------------
Name(xv) % of voting % of voting Total of
rights if rights through both if it
it equals financial equals or
or is higher instruments is higher
than the if it equals than the
notifiable or is higher notifiable
threshold than the notifiable threshold
threshold
----------------------------- -------------- --------------------- ------------
Richard Griffiths 0.00% 2.33% 2.33%
----------------------------- -------------- --------------------- ------------
Seren Investment Management
Limited 2.31% 0.00% 2.31%
----------------------------- -------------- --------------------- ------------
Blake Holdings Limited 3.29% 0.00% 3.29%
----------------------------- -------------- --------------------- ------------
Oak Trust Limited 0.58% 0.00% 0.58%
----------------------------- -------------- --------------------- ------------
10. In case of proxy voting, please identify:
----------------------------------------------------------------------------------
Name of the proxy holder NA
--------------------------------------------- -----------------------------------
The number and % of voting rights NA
held
--------------------------------------------- -----------------------------------
The date until which the voting NA
rights will be held
--------------------------------------------- -----------------------------------
11. Additional information(xvi)
----------------------------------------------------------------------------------
Place of completion St Helier, Jersey
-------------------- ------------------
Date of completion 23 August 2018
-------------------- ------------------
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Authority to act as a Primary Information Provider in the United
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END
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