IQE PLC Iqe Plc: Holding(s) In Company
29 May 2019 - 1:00AM
UK Regulatory
TIDMIQE
28 May 2019
IQE plc
("IQE" or the "Company")
Holding(s) in Company
1a. Identity of the issuer or the underlying
issuer of existing shares to which
voting rights are attached(ii) : IQE PLC
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
Massachusetts Mutual Life Insurance Company ("MassMutual"), an indirect
corporate parent of OppenheimerFunds, Inc. ("OFI") and its subsidiaries,
sold OFI to Invesco Ltd. ("Invesco") in a transaction that closed
on May 24, 2019. As a result, investment discretion and voting rights
previously exercised by OFI over its various mutual funds and other
accounts has been transferred to Invesco. OFI no longer holds any
disclosable position in the issuer. X
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3. Details of person subject to the notification obligation(iv)
Name OppenheimerFunds, Inc.
City and country of registered office 225 Liberty Street, New York, New
(if applicable) York, 10281, United States
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached(vi) : 24 May 2019
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6. Date on which issuer notified (DD/MM/YYYY): 24 May 2019
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
% of voting rights through financial Total number
attached to shares instruments (total Total of both of voting rights
(total of 8. A) of 8.B 1 + 8.B 2) in % (8.A + 8.B) of issuer(vii)
----------------------- ---------------------- ------------------ ----------------- -----------------
Resulting situation
on the date on
which threshold
was crossed or
reached 18.01% 18.01% 790,503,269
----------------------- ---------------------- ------------------ ----------------- -----------------
Position of previous
notification (if
applicable) 18.01% 18.01%
----------------------- ---------------------- ------------------ ----------------- -----------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if
possible) Number of voting rights(ix) % of voting rights
--------------- ------------------------------------------- ---------------------------------------------
Direct Indirect Indirect
(Art 9 of Directive (Art 10 of Directive Direct (Art 10 of Directive
2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
--------------- -------------------- --------------------- ---------------------- ---------------------
GB0009619924 0 0.00%
--------------- -------------------- --------------------- ---------------------- ---------------------
SUBTOTAL 8. A 0 0.00%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting % of voting rights
instrument date(x) Conversion Period(xi) rights that may be
acquired if the instrument
is
exercised/converted.
----------------- ---------- ---------------------- --------------------------- ------------------
SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument date(x) Conversion cash voting rights
Period (xi) settlement(xii)
----------------- ---------- ------------ ---------------- -------------- ------------------
SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
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Name(xv) % of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
higher than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11. Additional information(xvi)
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OppenheimerFunds, Inc. ("OFI") is a registered investment advisor with
the U.S. SEC. Its ultimate parent company, Massachusetts Mutual Life Insurance
Company, qualifies for disaggregation under FCA regulations. The shares
of the issuer were held by investment accounts managed by OFI and its
wholly owned subsidiary, OFI Global Institutional, Inc.
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Place of completion 225 Liberty Street, New York, New York, 10281, United
States
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Date of completion 24 May 2019
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(END) Dow Jones Newswires
May 28, 2019 11:00 ET (15:00 GMT)
Copyright (c) 2019 Dow Jones & Company, Inc.
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