TIDMPFG
RNS Number : 5237L
Provident Financial PLC
19 April 2018
Provident Financial plc ("the Company")
Director/PDMR Transaction - Initial Notification
On 18 April 2018, the Company was notified that on 17 April 2018
SG Kleinwort Hambros Trust Company (CI) Limited, as trustees of the
Provident Financial plc 2007 Employee Benefit Trust,
transferred:
-- the beneficial interest in 1,413,891 ordinary shares of 20
8/11p in the capital of the Company for no consideration to Malcolm
Le May, Andrew Charles Fisher, Greg Cant, Chris Gillespie, Shamus
Hodgson, Richard King, David Merrett, Ken Mullen and Chris Sweeney,
who are all directors/persons discharging managerial responsibility
("PDMRs") in the Company, in satisfaction of the awards granted on
16 April 2018 subject to and in accordance with the terms of the
Provident Financial Long Term Incentive Scheme 2015 (the "LTIS
Awards"); and
-- the beneficial interest in 96,266 ordinary shares of 20 8/11p
in the capital of the Company for no consideration to Chris
Sweeney, in satisfaction of an additional award granted on 16 April
2018 separately to the LTIS Awards and subject to and in accordance
with a grant deed entered into between the Company and the PDMR
("Additional Conditional Award").
Director/ Beneficial % of Ordinary Resultant Resultant
PDMR holding issued Shares acquired Beneficial % of
of Ordinary share by or on holding issued
Shares prior capital behalf of of Ordinary share
to the Dealing prior Director Shares after capital
to the / PDMR the Dealing after
Dealing the Dealing
------------ --------------------- --------- ------------------ -------------------- -------------
0 unrestricted
0 unrestricted shares and
shares and 204,498 204,498
Malcolm 0 restricted restricted restricted
Le May shares 0% shares shares 0%
0% 0.08%
---------------------------------- --------- ------------------ -------------------- -------------
Andrew 293,385 0.115% 40,169 restricted 293,385 0.115%
Charles unrestricted shares unrestricted
Fisher shares and 0.05% shares and 0.066%
128,789 168,958
restricted restricted
shares shares
------------ --------------------- --------- ------------------ -------------------- -------------
Greg 1,848 unrestricted 0.0007% 25,197 restricted 1,848 unrestricted 0.0007%
Cant shares and shares shares and
12,584 restricted 37,781 restricted
shares shares
0.004% 0.014%
------------ --------------------- --------- ------------------ -------------------- -------------
Chris 24,728 unrestricted 0.009% 98,597 restricted 24,728 unrestricted 0.009%
Gillespie shares and shares shares and
0 restricted 98,597 restricted
shares shares
0% 0.038%
------------ --------------------- --------- ------------------ -------------------- -------------
Shamus 6,040 unrestricted 0.002% 43,821 restricted 6,040 unrestricted 0.002%
Hodgson shares and shares shares and
13,509 restricted 57,330 restricted
shares shares
0.005% 0.022%
------------ --------------------- --------- ------------------ -------------------- -------------
0 unrestricted 0 unrestricted
shares and shares and
Richard 0 restricted 16,432 restricted 16,432 restricted
King shares 0% shares shares 0%
0% 0.006%
---------------------------------- --------- ------------------ -------------------- -------------
David 16,279 unrestricted 0.006% 25,525 restricted 16,279 unrestricted 0.006%
Merrett shares and shares shares and
10,892 restricted 36,417 restricted
shares shares
0.014%
0.004%
---------------------------------- --------- ------------------ -------------------- -------------
Ken 14,309 unrestricted 0.005% 36,517 restricted 14,309 unrestricted 0.005%
Mullen shares and shares shares and
17,414 restricted 53,931 restricted
shares shares
0.021%
0.006%
---------------------------------- --------- ------------------ -------------------- -------------
Chris 31,810 unrestricted 0.012% 256,943 31,810 unrestricted 0.012%
Sweeney shares and restricted shares and
83,266 restricted shares 340,209
shares restricted
shares
0.134%
0.032%
---------------------------------- --------- ------------------ -------------------- -------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Malcolm Le May
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status Chief Executive Officer
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 204,498
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Andrew Fisher
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status Finance Director
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 40,169
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Greg Cant
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 25,197
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Chris Gillespie
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 98,597
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Richard King
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 16,432
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Shamus Hodgson
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 43,821
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name David Merrett
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 25,525
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- -----------------------------------------------------------------
a) Name Ken Mullen
--- ------------------------- --------------------------------------
2 Reason for the notification
--- -----------------------------------------------------------------
a) Position/status PDMR
--- ------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- --------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- -----------------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- --------------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- --------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- -----------------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- --------------------------------------
b) Nature of the Acquisition of shares under
transaction the Provident Financial Long
Term Incentive Scheme 2015
--- ------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 36,517
---------- ----------
--- ------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
--- ------------------------- --------------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- --------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------
a) Name Chris Sweeney
--- ------------------------- -------------------------------
2 Reason for the notification
--- ----------------------------------------------------------
a) Position/status PDMR
--- ------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ----------------------------------------------------------
a) Name Provident Financial plc
--- ------------------------- -------------------------------
b) LEI 213800U93SZC44VXN635
--- ------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------
a) Description of
the financial Ordinary Shares of 20 8/11p
instrument, type
of instrument GB00B1Z4ST84
Identification
code
--- ------------------------- -------------------------------
b) Nature of the Acquisition of 160,677 shares
transaction under the Provident Financial
Long Term Incentive Scheme
2015 and 96,266 shares under
the Additional Conditional
Award.
--- ------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
GBP0 160,677
---------- ----------
GBP0 96,266
---------- ----------
--- ------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 256,943
- Price GBP0
--- ------------------------- -------------------------------
e) Date of the transaction 17 April 2018
--- ------------------------- -------------------------------
f) Place of the transaction Outside a trading venue
--- ------------------------- -------------------------------
Name of authorised official of issuer responsible for making
notification:
Ken Mullen, General Counsel and Company Secretary
Date of Notification:
19 April 2018
This information is provided by RNS
The company news service from the London Stock Exchange
END
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