Rathbone Brothers Block Listing Interim Review
17 November 2018 - 1:29AM
UK Regulatory
TIDMRAT
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed
electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing
Rules.)
Date: 16 November 2018
Name of applicant: Rathbone Brothers Plc
-------------------------------------------------------------- --------------------------------
Name of scheme: Share Incentive Plan
-------------------------------------------------------------- --------------------------------
16 November
Period of return: From: 12 May 2018 To: 2018
------------------------------------ ------------------------ ----------- --- --------------
Balance of unallotted securities under scheme(s) from
previous return: 477,162
-------------------------------------------------------------- --------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if
any increase has been applied for): 0
-------------------------------------------------------------- --------------------------------
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G): 72,740
-------------------------------------------------------------- --------------------------------
Equals: Balance under scheme(s) not yet issued/allotted
at end of period: 404,422
-------------------------------------------------------------- --------------------------------
Name of contact: Ali Johnson, Company Secretary
----------------------------- ------------------------------
Telephone number of contact: 0207 399 0326
----------------------------- ------------------------------
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed
electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing
Rules.)
Date: 16 November 2018
Name of applicant: Rathbone Brothers Plc
-------------------------------------------------------------- --------------------------------
Savings Related Share Option
Name of scheme: Plan (SAYE)
-------------------------------------------------------------- --------------------------------
16 November
Period of return: From: 12 May 2018 To: 2018
------------------------------------ ------------------------ ------------ ---- ------------
Balance of unallotted securities under scheme(s) from
previous return: 400,265
-------------------------------------------------------------- --------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if
any increase has been applied for): 0
-------------------------------------------------------------- --------------------------------
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G): 232,695
-------------------------------------------------------------- --------------------------------
Equals: Balance under scheme(s) not yet issued/allotted
at end of period: 167,570
-------------------------------------------------------------- --------------------------------
Name of contact: Ali Johnson, Company Secretary
----------------------------- ------------------------------
Telephone number of contact: 0207 399 0326
----------------------------- ------------------------------
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed
electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing
Rules.)
Date: 16 November 2018
Name of applicant: Rathbone Brothers Plc
-------------------------------------------------------------- --------------------------------
Name of scheme: Executive Incentive Plan (EIP)
-------------------------------------------------------------- --------------------------------
16 November
Period of return: From: 12 May 2018 To: 2018
------------------------------------ ------------------------ ----------- --- --------------
Balance of unallotted securities under scheme(s) from
previous return: 181,670
-------------------------------------------------------------- --------------------------------
Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if
any increase has been applied for): 0
-------------------------------------------------------------- --------------------------------
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G): 75,713
-------------------------------------------------------------- --------------------------------
Equals: Balance under scheme(s) not yet issued/allotted
at end of period: 105,957
-------------------------------------------------------------- --------------------------------
Name of contact: Ali Johnson, Company Secretary
----------------------------- ------------------------------
Telephone number of contact: 0207 399 0326
----------------------------- ------------------------------
(END) Dow Jones Newswires
November 16, 2018 09:29 ET (14:29 GMT)
Copyright (c) 2018 Dow Jones & Company, Inc.
Rathbones (LSE:RAT)
Historical Stock Chart
From Apr 2024 to May 2024
Rathbones (LSE:RAT)
Historical Stock Chart
From May 2023 to May 2024
