Smiths Group PLC Holding(s) in Company (2385M)
11 October 2016 - 9:38PM
UK Regulatory
TIDMSMIN
RNS Number : 2385M
Smiths Group PLC
11 October 2016
TR-1: Notification of Major Interests in Shares
----------------------------------------------------------------------------
1. Identity of the issuer Smiths Group
or the underlying issuer
of existing shares to which
voting rights are attached:
----------------------------------------------- ---------------------------
2. Reason for the notification (yes/no)
----------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
----------------------------------------------- ---------------------------
An acquisition or disposal of qualifying No
financial instruments which may result
in the acquisition of shares already issued
to which voting rights are attached
----------------------------------------------- ---------------------------
An acquisition or disposal of instruments No
with similar economic effect to qualifying
financial instruments
----------------------------------------------- ---------------------------
An event changing the breakdown of voting No
rights
----------------------------------------------- ---------------------------
Other (please specify): ______________ No
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3. Full name of person(s) Harris Associates L.P.
subject to notification
obligation:
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4. Full name of shareholder(s) BNY Mellon
(if different from 3): Brown Brothers Harriman
JPMorgan Chase
Mizuho Trust and Banking
Luxem
Northern Trust Company
State Street Bank
Sumitomo Trust & Banking
Co US
----------------------------------------------- ---------------------------
5. Date of transaction 07 October 2016
(and date on which the
threshold is crossed or
reached if different):
----------------------------------------------- ---------------------------
6. Date on which issuer 10 October 2016
notified:
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7. Threshold(s) that is/are
crossed or reached: 5%
----------------------------------------------- ---------------------------
8. Notified Details
--------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after
of shares to the triggering the triggering transaction
If transaction
possible
use ISIN
CODE
------------ ------------------------------- ---------------------------------------------------------------------------------
Number Number Number Number of voting Percentage
of Shares of voting of shares rights of voting
rights rights
------------ -------------- --------------- --------------- -------------------------------------- ------------------------
Direct Indirect Direct Indirect
------------ ------------ ------------- ------------- ------------------------ ------------ ---------- ------------
GB00B1WY2338
Common
Stock 20,169,763 20,169,763 19,112,517 19,112,517 4.83%
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ No. of voting Percentage
financial date conversion rights that of voting
instrument period may be acquired rights
(if the instrument
is exercised/converted)
------------ ---------------- ------------------------------ -------------------------- ------------------------------------
C: Financial Instruments with similar economic
effect to Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ No. of Percentage
financial Price date conversion voting of voting
instrument period rights rights
instrument
refers
to
------------ ------------ ----------------- ----------------- ------------------------ ------------------------------------
Nominal Delta
------------ ------------ ------------- ------------- ---------------------- ---------------------- ------------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------- -------------------------------------------------------------------------------
19,112,517 4.83%
----------------------------------------------- -------------------------------------------------------------------------------
9. Chain of controlled undertakings through which
the voting rights and/or the financial instruments
are effectively held, if applicable:
----------------------------------------------------------
BNY Mellon - 116,235 Common Stock shares
Brown Brothers Harriman - 1,492,943 Common Stock
shares
JPMorgan Chase - 254,400 Common Stock shares
Northern Trust Company - 359,960 Common Stock shares
State Street Bank - 16,802,279 Common Stock shares
Sumitomo Trust & Banking Co US - 27,800 Common
Stock shares
Mizuho Trust and Banking Luxem - 58,900 Common
Stock shares
----------------------------------------------------------
Proxy Voting:
----------------------------------------------------------
10. Name of the proxy
holder:
--------------------------------------- -----------------
11. Number of voting
rights proxy holder will
cease to hold:
--------------------------------------- -----------------
12. Date on which proxy
holder will cease to
hold voting rights:
--------------------------------------- -----------------
13. Additional information:
--------------------------------------- -----------------
14. Contact name: Kim Colwell
--------------------------------------- -----------------
15. Contact telephone
number: 312-646-3489
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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October 11, 2016 06:38 ET (10:38 GMT)
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