Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
19 March 2014 - 11:56PM
Edgar (US Regulatory)
File No. 033-08746
ICA No. 811-04840
As filed with the Securities and Exchange Commission on March 19, 2012
FORM N-1A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendmen
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
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(Check appropriate box or boxes)
THE TOCQUEVILLE TRUST
(Exact Name of Registrant as Specified in Charter)
40 West 57th Street, 19th Floor
New York, New York 10019
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (212) 698-0800
Robert Kleinschmidt
President
The Tocqueville Trust
40 West 57th Street, 19th Floor
New York, New York 10019
(Name and Address of Agent for Service)
Copies to:
Michael R. Rosella, Esq.
Paul Hastings LLP
75 East 55th Street
New York, New York 10022
Approximate Date of Proposed Public Offering: As soon as practicable after the Registration Statement becomes effective.
It is proposed that this filing will become effective (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of rule 485.
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If appropriate, check the following box:
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
This Post-Effective Amendment (“PEA”) No. 47 to the
Registration Statement of The Tocqueville Trust (the “Trust”)
on Form N-1A hereby incorporates Parts A, B and C from the Trust’s PEA No. 46 on Form N-1A filed February 24, 2014. This PEA No. 47 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 46 to the Company’s Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of their registration statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 47 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 19
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day of March, 2014.
THE TOCQUEVILLE TRUST
By:
/s/ Robert Kleinschmidt
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 47 to its Registration Statement has been signed by the following persons in the capacities indicated on the 19
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of March, 2014.
Signatures
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Date
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/s/ Robert Kleinschmidt
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President and Trustee
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March 19, 2014
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Robert Kleinschmidt
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/s/ Helen Balk
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Treasurer
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March 19, 2014
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Helen Balk
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/s/ Francois D. Sicart
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Chairman and Trustee
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March 19, 2014
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Francois D. Sicart
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Charles W. Caulkins*
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Trustee
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James W. Gerard*
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Trustee
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Guy A. Main*
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Trustee
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William F. Indoe*
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Trustee
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William J. Nolan III*
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Trustee
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Alexander Douglas*
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Trustee
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/s/ Thomas Pandick
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March 19, 2014
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Thomas Pandick
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Attorney-in-Fact
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* Executed copies of the Powers of Attorney were filed as Exhibit (q) to Registration Statement No. 33-8746 on February 28, 2012.
EXHIBIT INDEX
Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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