Amended Current Report Filing (8-k/a)
29 December 2022 - 8:01AM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
December 23, 2022
CBAK
ENERGY TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
Nevada |
|
001-32898 |
|
86-0442833 |
(State or other jurisdiction
of incorporation) |
|
(Commission File No.) |
|
(IRS Employer
Identification No.) |
BAK Industrial Park, Meigui Street
Huayuankou Economic Zone
Dalian, China, 116450
(Address, including zip code, of principal executive offices)
(86)(411)-3918-5985
(Registrant’s telephone number, including area code)
(Former
name or former address, if changed since last report)
Securities registered or to be registered pursuant
to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common Stock, $0.001 par value |
|
CBAT |
|
Nasdaq Capital Market |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
| ☐ | Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
On December 23, 2022, CBAK Energy Technology, Inc. (the “Company”)
filed with the Securities and Exchange Commission a Current Report on Form 8-K (the “Original Report”) to report the voting
results of the proposals submitted to the stockholders at the 2022 annual meeting of stockholders of the Company (the “Annual Meeting”)
held on December 23, 2022. This Amendment No.1 to the Original Report on Form 8-K/A (the “Form 8-K/A”) is being filed to correct
the number of shares voted with respect to the proposals as noted below. The corrections are immaterial and do not impact the outcome
of the vote on any of the proposals. This Form 8-K/A amends and restates thee disclosure provided under Item 5.07 of the Original Report
in its entirety.
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
Holders of the Company’s
common stock at the close of business on October 25, 2022 (the “Record Date”) were entitled to vote at the Annual Meeting.
As of the Record Date, there were 88,990,858 outstanding shares of common stock entitled to vote. A total of 40,978,112 shares
of common stock (46.05%), constituting a quorum, were represented in person or by valid proxies at the Annual Meeting.
The stockholders voted on two proposals at the Annual Meeting. The
proposals are described in detail in the Company’s definitive proxy statement dated October 28, 2022 and the relevant portions of
which are incorporated herein by reference. The final results for the votes regarding each proposal are set forth below.
Proposal 1: The Company’s stockholders elected five
directors to the Board of Directors of the Company to serve until the 2023 annual meeting of stockholders. The votes regarding this proposal
were as follows:
| |
Votes For | | |
Votes Against | | |
Abstentions | | |
Broker
Non-Votes | |
Yunfei Li | |
| 26,996,038 | | |
| 339,464 | | |
| 165,791 | | |
| 13,476,819 | |
J. Simon Xue | |
| 26,890,800 | | |
| 501,777 | | |
| 108,715 | | |
| 13,476,820 | |
Martha C. Agee | |
| 26,729,232 | | |
| 644,993 | | |
| 127,067 | | |
| 13,476,820 | |
Jianjun He | |
| 26,712,874 | | |
| 678,754 | | |
| 109,663 | | |
| 13,476,821 | |
Xiangyu Pei | |
| 26,733,745 | | |
| 639,895 | | |
| 127,652 | | |
| 13,476,820 | |
Proposal 2: The Company’s stockholders ratified the
appointment of Centurion ZD CPA & Co. as the Company’s independent registered public accounting firm for the fiscal year ending
December 31, 2022. The votes regarding this proposal were as follows:
Votes For | |
Votes Against | |
Abstentions |
40,076,307 | |
656,693 | |
245,112 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
CBAK ENERGY TECHNOLOGY, INC. |
|
|
|
Date: December 28, 2022 |
By: |
/s/ Xiangyu
Pei |
|
|
Xiangyu Pei |
|
|
Interim Chief Financial Officer |
2
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