Amended Statement of Ownership (sc 13g/a)
25 January 2023 - 10:45PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
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SCHEDULE 13G/A |
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Under the Securities Exchange Act of 1934 |
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(Amendment No. 2)* |
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ESGEN Acquisition Corporation
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(Name of Issuer) |
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Class A Ordinary Shares, par value $0.0001 per share
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(Title of Class of Securities) |
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G3R95N103
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(CUSIP Number) |
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December 31, 2022
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(Date of event which requires filing of this statement) |
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Check the appropriate box to designate the rule pursuant to which
this Schedule 13G is filed: |
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x |
Rule 13d-1(b) |
¨ |
Rule 13d-1(c) |
¨ |
Rule 13d-1(d) |
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(Page 1 of 6 Pages) |
______________________________
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
CUSIP No. G3R95N103 |
13G/A |
Page
2
of 5 Pages |
1 |
NAMES OF
REPORTING PERSONS
Highbridge Capital Management, LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP |
(a)
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(b)
¨
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3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE
VOTING POWER
0
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6 |
SHARED
VOTING POWER
0
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7 |
SOLE
DISPOSITIVE POWER
0
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8 |
SHARED
DISPOSITIVE POWER
0
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES |
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11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12 |
TYPE OF
REPORTING PERSON
IA, OO
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CUSIP No. G3R95N103 |
13G/A |
Page
3
of 5 Pages |
Item 1(a). |
NAME OF ISSUER: |
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The name of the issuer is ESGEN Acquisition Corporation (the
"Company"). |
Item 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: |
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The Company's principal executive offices are located at 5956
Sherry Lane, Suite 1400, Dallas, TX 75225. |
Item 2(a). |
NAME OF PERSON FILING: |
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This
statement is filed by Highbridge Capital Management, LLC
("Highbridge" or the "Reporting Person"), a Delaware
limited liability company and the investment adviser to certain
funds and accounts (the "Highbridge Funds"), with respect to
Class A Ordinary Shares (as defined in Item 2(d) below) directly
held by the Highbridge Funds.
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The filing of this statement should not be construed as an
admission that any of the foregoing persons or the Reporting Person
is, for the purposes of Section 13 of the Act, the beneficial owner
of the shares of Class A Ordinary Shares reported
herein. |
Item 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE: |
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The
address of the business office of Reporting Person is 277 Park
Avenue, 23rd Floor,
New
York, New York 10172.
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Item 2(c). |
CITIZENSHIP: |
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Highbridge is a Delaware limited liability
company. |
Item 2(d). |
TITLE OF CLASS OF SECURITIES: |
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Class A Ordinary Shares, par value $0.0001 per share (the "Class
A Ordinary Shares"). |
Item 2(e). |
CUSIP NUMBER: |
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G3R95N103 |
Item 3. |
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
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(a) |
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Broker or dealer registered under Section 15 of the Act, |
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(b) |
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Bank as defined in Section 3(a)(6) of the Act, |
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(c) |
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Insurance Company as defined in Section 3(a)(19) of the Act, |
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(d) |
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Investment Company registered under Section 8 of the Investment
Company Act of 1940, |
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(e) |
x |
An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
CUSIP No. G3R95N103 |
13G/A |
Page
4
of 5 Pages |
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(f) |
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Employee Benefit Plan or Endowment Fund in accordance with Rule
13d-1(b)(1)(ii)(F), |
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(g) |
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Parent Holding Company or control person in accordance with Rule
13d-1(b)(1)(ii)(G), |
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(h) |
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Savings Association as defined in Section 3(b) of the Federal
Deposit Insurance Act, |
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(i) |
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A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act; |
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(j) |
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A non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J); |
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(k) |
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Group, in
accordance with Rule 13d-1(b)(1)(ii)(K). |
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If filing as a
non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J),
please |
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specify the type of institution: |
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Item
4. |
OWNERSHIP. |
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The
information required by Items 4(a) - (c) is set forth in Rows 5 -
11 of the cover page of the Reporting Person and is incorporated
herein by reference. |
Item
5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. |
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If this
statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than 5 percent of the class of securities, check the
following [x] |
Item
6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON. |
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Not applicable. |
Item
7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY. |
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Not
applicable. |
Item
8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP. |
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Not
applicable. |
Item
9. |
NOTICE
OF DISSOLUTION OF GROUP. |
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Not
applicable. |
Item 10. |
CERTIFICATION. |
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The Reporting Person
hereby makes the following certification: |
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By
signing below the Reporting Person certifies that, to the best of
its knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were
not acquired for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect. |
CUSIP No. G3R95N103 |
13G/A |
Page
5
of 5 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and
belief, the undersigned certifies that the information set forth in
this statement is true, complete and correct.
DATED: January 25, 2023
HIGHBRIDGE CAPITAL
MANAGEMENT, LLC |
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By: |
/s/ Kirk Rule |
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Name: |
Kirk Rule |
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Title: |
Executive Director |
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