Midwestone Financial Group Inc (Other) (10-Q/A)
26 September 2007 - 6:20AM
Edgar (US Regulatory)
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
10-Q/A
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x
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QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF
1934
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For
the
quarterly period ended
June
30, 2007
OR
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o
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TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF
1934
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For
the
transition period from _______ to _______
Commission
file number 0-24630
MIDWEST
ONE
FINANCIAL GROUP, INC.
222
First
Avenue East
Oskaloosa,
IA 52577
Registrant’s
telephone number:
641-673-8448
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(State
of Incorporation)
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(I.R.S.
Employer Identification No.)
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Iowa
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42-1003699
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Indicate
by check mark whether the registrant (1) has filed all reports required by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant was required to file
such reports), and (2) has been subject to such filing requirements for the
past
90 days.
Yes
x
No
o
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer or a non-accelerated filer (as defined in Rule 12b-2 of the
Exchange Act).
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Large
Accelerated Filer
o
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Accelerated
Filer
o
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Non-accelerated
Filer
x
|
Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act).
Yes
o
No
x
As
of
September 25, 2007, there were 3,699,275 shares of common stock $5 par value
outstanding.
EXPLANATORY
NOTE
This
Form
10-Q/A for the quarterly period ended June 30, 2007, is being filed to add
Item
4 - Controls and Procedures in Part I of the previous filing. This item was
omitted from the previous filing. Exhibits 31.1, 31.2, and 32.1 referenced
in
Part II - Item 6 were included in the previous filing. This Amendment does
not
reflect events occurring after the original filing of the quarterly report
for
the period ending June 30, 2007, except to reflect the information contained
in
this Amendment.
PART
I - FINANCIAL INFORMATION
Item
4. Controls and Procedures.
As
of the
end of the period covered by this report, an evaluation was performed under
the
supervision and with the participation of the Company’s Chief Executive Officer
and Chief Financial Officer of the effectiveness of the Company’s disclosure
controls and procedures (as defined in Exchange Act Rule 240.13a-15(e)). Based
on that evaluation, the Chief Executive Officer and the Chief Financial Officer
have concluded that the Company’s current disclosure controls and procedures are
effective to ensure that information required to be disclosed by the Company
in
the reports that it files or submits under the Securities Exchange Act of 1934
is recorded, processed, summarized and reported, within the time periods
specified in the Securities and Exchange Commission’s rules and
forms.
There
were no changes in the Company’s internal control over financial reporting that
occurred during the period covered by this report that have materially affected,
or are reasonably likely to materially affect, the Company’s internal control
over financial reporting.
PART
II - OTHER INFORMATION
Item
6. Exhibits
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31.1
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Certification
of Chief Executive Officer pursuant to Rule 13a - 14(a) of the Securities
Exchange Act of 1934.
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31.2
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Certification
of Chief Financial Officer pursuant to Rule 13a - 14(a) of the Securities
Exchange Act of 1934.
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32.1
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Certification
of Chief Executive Officer and Chief Financial Officer pursuant to
Rule
13a - 14(a) of the Securities Exchange Act of 1934 and 18 U.S.C.,
Section
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act
of
2002.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
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MidWest
One
Financial Group, Inc.
(Registrant)
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By:
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/s/
Charles S. Howard
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Charles
S. Howard
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Chairman,
President, Chief Executive Officer
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September 25, 2007
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Dated
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By:
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/s/David A. Meinert
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David
A. Meinert
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Executive
Vice President
and
Chief Financial Officer
(Principal
Accounting Officer)
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September 25, 2007
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Dated
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