As filed with the Securities and Exchange Commission on August 29, 2017

Registration No. 333-213568

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-4

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

WHOLE FOODS MARKET, INC.

(and the subsidiary guarantor registrants listed in Schedule A)

(Exact name of registrant as specified in its charter)

 

 

 

Texas   5411   74-1989366

(State or other jurisdiction

of incorporation)

 

(Primary Standard Industrial

Classification Number)

 

(IRS Employer

Identification No.)

550 Bowie Street, Austin, Texas 78703

(512) 477-4455

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Heather Stern

General Counsel and Global Vice President of Legal Affairs

Whole Foods Market, Inc.

550 Bowie Street, Austin, Texas 78703

(512) 477-4455

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copy to:

Ronald O. Mueller, Esq.

Gibson, Dunn & Crutcher LLP

1050 Connecticut Avenue, N.W.

Washington, DC 20036-5306

(202) 955-8671

 

 

Approximate date of commencement of proposed sale to the public: Not Applicable.

If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer   ☐  (do not check if a smaller reporting company)    Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:

Exchange Act Rule 13e-4(i) (Cross-Border Tender Offer)  ☐

Exchange Act Rule 14d-(1)(d) (Cross-Border Third-Party Tender Offer)  ☐

 

 

 


Schedule A

TABLE OF SUBSIDIARY GUARANTOR REGISTRANTS

 

Exact Name of Registrant as Specified in its Charter 1,2

   State or Other
Jurisdiction of
Incorporation or
Organization
   I.R.S. Employer
Identification
Number
 

Mrs. Gooch’s Natural Food Markets, Inc.

   California      95-3096433  

WFM Hawaii, LLC

   Hawaii      26-3153326  

WFM IP Investments, Inc.

   Delaware      26-0060459  

WFM Kansas, LLC

   Kansas      47-2916592  

WFM Nebraska, LLC

   Delaware      46-3662981  

WFM Northern Nevada, Inc.

   Delaware      20-2522815  

WFM Southern Nevada, Inc.

   Delaware      81-0616883  

WFM-WO, Inc.

   Delaware      84-1100630  

Whole Foods Market California, Inc.

   California      74-2489930  

Whole Foods Market Group, Inc.

   Delaware      52-1711175  

Whole Foods Market IP, L.P.

   Delaware      74-2949152  

Whole Foods Market Pacific Northwest, Inc.

   Delaware      20-2020453  

Whole Foods Market Rocky Mountain/Southwest, L.P.

   Texas      74-2737164  

Whole Foods Market Services, Inc.

   Delaware      74-2730250  

 

1 The Primary Standard Industrial Classification Code Number for each subsidiary guarantor registrant is 5411.
2   The subsidiary guarantor registrants have the following principal executive office:

c/o Whole Foods Market, Inc.

550 Bowie Street

Austin, Texas 78703

(512) 477-4455


DEREGISTRATION OF SECURITIES

This Post-Effective Amendment relates to the following Registration Statement on Form S-4 (the “Registration Statement”) filed by Whole Foods Market, Inc. (“Whole Foods Market”) with the Securities and Exchange Commission:

 

    Registration No. 333-213568, filed on September 9, 2016, registering $1,000,000,000 aggregate principal amount of 5.200% Senior Notes due 2025 in connection with an offer to exchange such securities for outstanding unregistered 5.200% Senior Notes due 2025.

Pursuant to the Agreement and Plan of Merger, dated as of June 15, 2017 (the “Merger Agreement”), by and among Amazon.com, Inc. (“Amazon”), Whole Foods Market, and Walnut Merger Sub, Inc., Whole Foods Market became a subsidiary of Amazon. As a result of the transaction contemplated by the Merger Agreement, Whole Foods Market has terminated all offerings of its securities pursuant to the Registration Statement and hereby removes and withdraws from registration all securities registered pursuant to the Registration Statement that remain unsold as of the date hereof. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities.

 

 

 

 

1


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET, INC. (REGISTRANT)
By:  

/s/ Heather Stern

  Heather Stern
  General Counsel and Global Vice President of Legal Affairs

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Mrs. Gooch’s Natural Food Markets, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

MRS. GOOCH’S NATURAL FOOD MARKETS, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Mrs. Gooch’s Natural Food Markets, Inc.

 

3


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM Hawaii, LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM HAWAII, LLC
By:  

MRS. GOOCH’S NATURAL FOOD MARKETS, INC., its sole member

By:  

/s/ Albert E. Percival

  Albert E. Percival
  Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM Hawaii, LLC.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM IP Investments, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM IP INVESTMENTS, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM IP Investments, Inc.

 

5


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM Kansas, LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM KANSAS, LLC
By:  

WHOLE FOODS MARKET ROCKY MOUNTAIN/SOUTHWEST, L.P., its sole member

By:  

WHOLE FOODS MARKET ROCKY MOUNTAIN SOUTHWEST I, INC., its general partner

By:  

/s/ Albert E. Percival

  Albert E. Percival
  President, Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM Kansas, LLC.

 

6


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM Nebraska, LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM NEBRASKA, LLC
By:  

WHOLE FOODS MARKET GROUP, INC., its sole member

By:  

/s/ Albert E. Percival

 

Albert E. Percival

 

President, Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM Nebraska, LLC.

 

7


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM Northern Nevada, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM NORTHERN NEVADA, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM Northern Nevada, Inc.

 

8


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM Southern Nevada, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM SOUTHERN NEVADA, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  Assistant Secretary

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM Southern Nevada, Inc.

 

9


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, WFM-WO, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WFM-WO, INC.
By:  

/s/ Albert E. Percival

 

Albert E. Percival

 

President, Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of WFM-WO, Inc.

 

10


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market California, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET CALIFORNIA, INC.
By:  

/s/ Albert E. Percival

 

Albert E. Percival

 

Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market California, Inc.

 

11


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market Group, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET GROUP, INC.
By:  

/s/ Albert E. Percival

 

Albert E. Percival

 

President, Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market Group, Inc.

 

12


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market IP, L.P. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET IP, L.P.
By:  

WFM IP MANAGEMENT, INC., its general partner

By:  

/s/ Albert E. Percival

  Albert E. Percival
  President

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market IP, L.P.

 

13


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market Pacific Northwest, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET PACIFIC NORTHWEST, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market Pacific Northwest, Inc.

 

14


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market Rocky Mountain/Southwest, L.P. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET ROCKY MOUNTAIN/SOUTHWEST, L.P.
By:  

WHOLE FOODS MARKET ROCKY MOUNTAIN/SOUTHWEST I, Inc., its general partner

By:  

/s/ Albert E. Percival

 

Albert E. Percival

 

President, Vice President, Secretary, and Treasurer

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market Rocky Mountain/Southwest, L.P.

 

15


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Whole Foods Market Services, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-4 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 29 th day of August 2017.

 

WHOLE FOODS MARKET SERVICES, INC.
By:  

/s/ Albert E. Percival

  Albert E. Percival
  Secretary

Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the specified registration statement on Form S-4 on behalf of Whole Foods Market Services, Inc.

 

16

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