Form 8-K - Current report
07 February 2024 - 8:18AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
February 5, 2024
CHIMERA INVESTMENT CORPORATION
(Exact name of registrant as specified in its charter)
Maryland
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001-33796
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26-0630461
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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630 Fifth Avenue,
Suite 2400
New York, New York
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10111
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (888)
895-6557
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
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Trading Symbol(s)
|
|
Name of Each Exchange on Which Registered
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|
|
|
|
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Common Stock, par value $0.01 per share
|
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CIM
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New York Stock Exchange
|
8.00% Series A Cumulative Redeemable Preferred Stock
|
|
CIM PRA
|
|
New York Stock Exchange
|
8.00% Series B Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock
|
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CIM PRB
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|
New York Stock Exchange
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7.75% Series C Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock
|
|
CIM PRC
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|
New York Stock Exchange
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8.00% Series D Cumulative Fixed-to-Floating Rate Redeemable Preferred Stock
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CIM PRD
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New York Stock Exchange
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Registrant's Web site address: www.chimerareit.com
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
☐ Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On February 5, 2024, Subramaniam Viswanathan, the Chief Financial Officer of Chimera Investment Corporation (the “Company”), was designated as the principal accounting officer. Prior to Mr. Viswanathan’s designation on February 5, 2024, Kelley Kortman had been designated the Company’s principal
accounting officer.
Biographical information regarding Mr. Viswanathan has been previously reported under the heading “Management” in the Company’s Proxy Statement filed
with the SEC on April 26, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
CHIMERA INVESTMENT CORPORATION
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Date:
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February 6, 2024
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By:
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/s/ Miyun Sung
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Miyun Sung
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Chief Legal Officer
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v3.24.0.1
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