Statement of Changes in Beneficial Ownership (4)
14 December 2021 - 7:20AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CAIRA JEFFREY |
2. Issuer Name and Ticker or Trading Symbol
CENTERSPACE
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CSR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O CENTERSPACE, 3100 10TH STREET SW |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/9/2021 |
(Street)
MINOT, ND 58701
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares of Beneficial Interest | 12/9/2021 | | M | | 417 (1) | A | $0 | 17179 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Shares of Beneficial Interest | (2) | 12/9/2021 | | M | | | 417 | 12/9/2021 (1) | 12/9/2021 | Common Shares of Beneficial Interest | 417.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | On December 9, 2021, Mr. Caira resigned as Chairman of the Board of Trustees. In connection with his resignation, Mr. Caira's grant received on May 26, 2021 for his service as Chairman was adjusted pro rata for time served. The vesting of 417 RSUs was accelerated, vesting as of the date of resignation, while the remaining 322 RSUs were forfeited, as of the such date. |
(2) | Each restricted stock unit represents a contingent right to receive one share of CSR common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CAIRA JEFFREY C/O CENTERSPACE 3100 10TH STREET SW MINOT, ND 58701 | X |
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Signatures
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John Kirchmann, Attorney in Fact for Jeffrey Caira | | 12/13/2021 |
**Signature of Reporting Person | Date |
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