Statement of Changes in Beneficial Ownership (4)
10 November 2021 - 9:07AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Fosheim Jon A |
2. Issuer Name and Ticker or Trading Symbol
DigitalBridge Group, Inc.
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DBRG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O DIGITALBRIDGE GROUP, INC., 750 PARK OF COMMERCE DRIVE, SUITE 210 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2021 |
(Street)
BOCA RATON, FL 33487
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 11/5/2021 | | A | | 17426 (1) | A | (1) | 23426 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Deferred Stock (2) | (3) | | | | | | | (3) | (3) | Class A Common Stock | (2) | | 221660 | D | |
Explanation of Responses: |
(1) | Represents shares of Class A Common Stock granted to the reporting person in connection with the cancellation of deferred stock units ("Deferred Stock") previously issued pursuant to deferral elections subsequently determined to be invalid due to an administrative error. |
(2) | Represents Deferred Stock previously acquired by the reporting person under the Issuer's non-executive director compensation policy. The reporting person no longer holds 37,226 Deferred Stock units reported on the previous Form 4 which have been cancelled as a result of the administrative error referred to above. |
(3) | Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer and satisfaction of applicable vesting conditions. 25,437 Deferred Stock units are scheduled to vest on May 7, 2022 and 196,223 Deferred Stock units are fully vested. |
Remarks: See Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fosheim Jon A C/O DIGITALBRIDGE GROUP, INC. 750 PARK OF COMMERCE DRIVE, SUITE 210 BOCA RATON, FL 33487 | X |
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Signatures
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/s/ Blake Clardy, as Attorney-in-fact | | 11/9/2021 |
**Signature of Reporting Person | Date |
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