Statement of Changes in Beneficial Ownership (4)
11 November 2014 - 6:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KANNAPPAN S KENNETH
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2. Issuer Name
and
Ticker or Trading Symbol
PLANTRONICS INC /CA/
[
PLT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO - CORPORATE - GLOBAL.CEO.
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(Last)
(First)
(Middle)
345 ENCINAL STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/7/2014
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(Street)
SANTA CRUZ, CA 95060
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK
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11/7/2014
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M
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100.0
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A
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$24.17
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152992
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D
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COMMON STOCK
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11/7/2014
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S
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100.0
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D
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$51.93
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152892
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D
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COMMON STOCK
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11/7/2014
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M
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7.0
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A
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$24.17
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152899
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D
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COMMON STOCK
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11/7/2014
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S
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7.0
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D
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$52.18
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152892
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D
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COMMON STOCK
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11/7/2014
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G
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1280.0
(1)
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D
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$0.0
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151612
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D
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COMMON STOCK
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200
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I
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by Son
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COMMON STOCK
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14946
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I
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by Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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842.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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842
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$52.1
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6658
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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700.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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700
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$51.84
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5958
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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600.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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600
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$51.9
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5358
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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404.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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404
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$52.05
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4954
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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400.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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400
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$52.15
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4554
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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400.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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400
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$51.85
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4154
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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400.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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400
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$51.87
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3754
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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400.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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400
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$51.88
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3354
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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300.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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300
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$51.99
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3054
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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300.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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300
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$51.94
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2754
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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300.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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300
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$51.92
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2454
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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200.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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200
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$51.848
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2254
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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200.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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200
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$52.11
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2054
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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200.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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200
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$51.82
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1854
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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200.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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200
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$52.01
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1654
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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134.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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134
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$52.14
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1520
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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113.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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113
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$52.02
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1407
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.855
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1307
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.845
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1207
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.81
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1107
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.98
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1007
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.95
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907
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.86
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807
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$52.13
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707
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.91
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607
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$52.12
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507
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.932
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407
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$52.09
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307
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$52.0325
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207
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D
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Non-Qualified Stock Option (right to buy)
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$24.17
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11/7/2014
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M
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100.0
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5/2/2009
(2)
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5/2/2015
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COMMON STOCK
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100
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$51.97
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107
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D
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Explanation of Responses:
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(
1)
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The reporting person donated shares of PLT Common Stock.
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(
2)
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Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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KANNAPPAN S KENNETH
345 ENCINAL STREET
SANTA CRUZ, CA 95060
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X
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CEO - CORPORATE - GLOBAL.CEO.
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Signatures
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By: Richard R. Pickard, Attorney-in-fact For: S. Kenneth Kannappan
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11/10/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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