Amended Statement of Ownership (sc 13g/a)
11 September 2018 - 6:18AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule
13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §
240.13d-1(b),
(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO §
240.13d-2
(Amendment No. 4)
PHILLIPS 66
(Name of Issuer)
COMMON STOCK
(Title of
Class of Securities)
718546104
(CUSIP Number)
August 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
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CUSIP No.
718546104
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13G
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Page 2 of 12 Pages
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1
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NAME
OF REPORTING PERSON
Warren E. Buffett
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
Citizen
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
22,186,384 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
22,186,384 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,186,384 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
Applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
4.8%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP No.
718546104
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13G
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Page 3 of 12 Pages
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1
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NAME
OF REPORTING PERSON
Berkshire Hathaway Inc.
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
22,186,384 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
22,186,384 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,186,384 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
4.8%
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12
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TYPE OF REPORTING PERSON
HC, CO
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CUSIP No.
718546104
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13G
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Page 4 of 12 Pages
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1
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NAME
OF REPORTING PERSON
National Indemnity Company
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
17,543,968 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
17,543,968 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,543,968 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
3.8%
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12
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TYPE OF REPORTING PERSON
IC, CO
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CUSIP No.
718546104
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13G
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Page 5 of 12 Pages
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1
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NAME
OF REPORTING PERSON
National Fire and Marine Insurance Company
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
233,433 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
233,433 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
233,433 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
0.1%
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12
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TYPE OF REPORTING PERSON
IC, CO
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CUSIP No.
718546104
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13G
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Page 6 of 12 Pages
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1
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NAME
OF REPORTING PERSON
Berkshire Hathaway Assurance Corporation
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
424,723 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
424,723 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
424,723 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
0.1%
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12
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TYPE OF REPORTING PERSON
IC, CO
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CUSIP No.
718546104
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13G
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Page 7 of 12 Pages
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1
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NAME
OF REPORTING PERSON
Columbia Insurance Company
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
4,408,983 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
4,408,983 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,408,983 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
0.9%
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12
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TYPE OF REPORTING PERSON
IC, CO
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CUSIP No.
718546104
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13G
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Page 8 of 12 Pages
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1
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NAME
OF REPORTING PERSON
Berkshire Hathaway Homestate Insurance
Company
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
☒
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
State of
Nebraska
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
NONE
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6
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SHARED VOTING POWER
782,000 shares of Common Stock
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7
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SOLE DISPOSITIVE POWER
NONE
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8
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SHARED DISPOSITIVE POWER
782,000 shares of Common
Stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
782,000 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
0.2%
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12
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TYPE OF REPORTING PERSON
IC, CO
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Page 9 of 12 Pages
SCHEDULE 13G
Item 1.
Phillips 66
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(b)
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Address of Issuers Principal Executive Offices
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3010 Briarpark Drive, Houston, TX 77042
Item 2(a).
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Name of Person Filing:
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Item 2(b).
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Address of Principal Business Office:
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Warren E. Buffett
3555 Farnam Street
Omaha, Nebraska 68131
United States Citizen
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Berkshire Hathaway Inc.
3555 Farnam Street
Omaha, Nebraska 68131
Delaware Corporation
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National Indemnity Company
1314 Douglas Street
Omaha, Nebraska 68102
Nebraska corporation
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National Fire and Marine Insurance Company
1314
Douglas Street
Omaha, NE 68102
Connecticut
Corporation
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Berkshire Hathaway Assurance Corporation
1314 Douglas Street
Omaha, NE 68102
New York Corporation
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Columbia Insurance Company
1314 Douglas
Street
Omaha, NE 68102
Nebraska Corporation
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Berkshire Hathaway Homestate Insurance Company
1314 Douglas Street
Omaha, NE 68102
Nebraska Corporation
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(d)
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Title of Class of Securities
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Common Stock
718546104
Item 3.
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If this statement is filed pursuant to §
240.13d-1(b),
or
§
240.13d-2(b)
or (c), check whether the person filing is a:
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Warren E. Buffett (an
individual who may be deemed to control Berkshire Hathaway Inc.) and Berkshire Hathaway are each a Parent Holding Company or Control Person, in accordance with §
240.13d-1(b)(1)(ii)(G).
National Indemnity Company, National Fire and Marine Insurance Company, Berkshire Hathaway Assurance Corporation, Berkshire Hathaway Homestate Insurance
Company and Columbia Insurance Company are each an Insurance Company as defined in section 3(a)(19) of the Act.
The Reporting Persons together are a
group in accordance with §
240.13d-1(b)(i)(ii)(K).
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially Owned
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See the Cover Pages for each of the Reporting Persons.
See the Cover Pages for each of the Reporting Persons.
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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(ii)
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shared power to vote or to direct the vote
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(iii)
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sole power to dispose or to direct the disposition of
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(iv)
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shared power to dispose or to direct the disposition of
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See the Cover Pages for each of the Reporting Persons.
Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following ☒.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable.
Page 11 of 12 Pages
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company or Control Person.
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See Exhibit A.
Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable.
Item 9.
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Notice of Dissolution of Group.
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Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities solely in connection with a nomination under §
240.14a-11.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated this 10
th
day of September, 2018
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/s/ Warren E. Buffett
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Warren E. Buffett
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BERKSHIRE HATHAWAY INC.
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By:
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/s/ Warren E. Buffett
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Warren E. Buffett
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Chairman of the Board
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NATIONAL INDEMNITY COMPANY, NATIONAL FIRE AND MARINE INSURANCE COMPANY, BERKSHIRE HATHAWAY ASSURANCE CORPORATION, BERKSHIRE HATHAWAY HOMESTATE INSURANCE COMPANY AND COLUMBIA INSURANCE COMPANY
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By:
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/s/ Warren E. Buffett
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Warren E. Buffett
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Attorney-in-Fact
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SCHEDULE 13G
EXHIBIT A
RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP
PARENT HOLDING COMPANIES OR CONTROL PERSONS:
Warren E. Buffett
(an individual who may be deemed to control Berkshire Hathaway Inc.)
Berkshire Hathaway Inc.
INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT:
National Indemnity Company
National Fire and Marine Insurance
Company
Berkshire Hathaway Assurance Corporation
Columbia
Insurance Company
Berkshire Hathaway Homestate Insurance Company
SCHEDULE 13G
EXHIBIT B
JOINT
FILING AGREEMENT PURSUANT TO RULE
13d-1(k)(1)
The undersigned persons hereby agree that reports on Schedule
13G, and amendments thereto, with respect to the Common Stock of Phillips 66. may be filed in a single statement on behalf of each of such persons, and further, each of such persons designates Warren E. Buffett as its agent and
Attorney-in-Fact
for the purpose of executing any and all Schedule 13G filings required to be made by it with the Securities and Exchange Commission.
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Dated: September 10, 2018
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/S/ Warren E. Buffett
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Warren E. Buffett
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Berkshire Hathaway Inc.
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Dated: September 10, 2018
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/S/ Warren E. Buffett
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By:
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Warren E. Buffett
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Title:
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Chairman of the Board
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National Indemnity Company
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Dated: September 10, 2018
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/S/ Marc D. Hamburg
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By:
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Marc D. Hamburg
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Title:
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Chairman of the Board
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National Fire and Marine Insurance Company
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Dated: September 10, 2018
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/S/ Donald F. Wurster
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By:
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Donald F. Wurster
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Title:
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President and Chief Executive Officer
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Berkshire Hathaway Assurance Corporation
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Dated: September 10, 2018
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/S/ Donald F. Wurster
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By:
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Donald F. Wurster
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Title:
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President and Chief Executive Officer
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Columbia Insurance Company
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Dated: September 10, 2018
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/S/ Donald F. Wurster
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By:
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Donald F. Wurster
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Title:
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President and Chief Executive Officer
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Berkshire Hathaway Homestate Insurance Company
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Dated: September 10, 2018
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/S/ Donald F. Wurster
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By:
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Donald F. Wurster
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Title:
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President and Chief Executive Officer
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