Duke Royalty Limited Holding(s) in Company (5092A)
25 March 2017 - 1:55AM
UK Regulatory
TIDMDUKE
RNS Number : 5092A
Duke Royalty Limited
24 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying DUKE ROYALTY LIMITED
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights ü
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights ü
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Other (please
specify):
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3. Full name of person(s) subject HARGREAVE HALE LIMITED
to the
notification obligation: (iii)
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4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
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5. Date of the transaction and date 23 MARCH 2017
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 24 MARCH 2017
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7. Threshold(s) that is/are crossed 5%, 10%, 11%, 12%, 13%, 14%, 15% and
or 16%
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- --------------------------------- --------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- --------------- ---------------- --------------------------- ----------------------- --------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ------------ ----------- -------------- --------- ------------ --------- ---------
GB00BYZSSY63 0 0 7,500,000 7,500,000 16.5280%
--------------- ---------------- ----------- -------------- --------- ------------ --------- ---------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
----------------- --------------- ----------------------------- ----------------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- --------------- -------------- ------------- ------------------------- --------------------------------
Nominal Delta
--------------- --------------- -------------- ------------- ------------------------- --------------------- ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
--------------------------------------------------------------- -----------------------------------------------------------
7,500,000 16.5280%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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All of these shares are held for a unit trust operated by Marlborough
Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments
on a discretionary basis.
Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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The change in the percentage of shares
13. Additional information: held is due entirely to participation
in the placing by Duke Royalty Limited,
the shares from which were admitted
to AIM on 23/03/2017.
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14. Contact name: David Clueit,
Hargreave Hale Ltd
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15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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